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Supreme Court of India

PRAHLAD SARAN GUPTAversusBAR COUNCIL OF INDIA AND ANOTHER

Citation
1997 INSC 200
Decided
26 February 1997
Disposal
Case Partly allowed

Holding

The Supreme Court held that the Disciplinary Committee erred in convicting the advocate for the drafting‑notice and letter allegations due to insufficient and improperly admitted evidence, but correctly affirmed the misconduct of wrongfully retaining the Rs.1,500, substituting the penalty of suspension with a reprimand.

Summary

Prahlad Saran Gupta, a senior advocate and standing counsel for the Railways, was disciplined by the Bar Council of India for alleged professional misconduct, including drafting a notice for a private client while acting for the Railways, handing a letter to a judgment debtor to obtain a stay of execution, and wrongfully retaining Rs.1,500 deposited with him in a settlement. The Disciplinary Committee found him guilty of serious misconduct and imposed a one‑year suspension. On appeal under Section 38 of the Advocates Act, the Supreme Court held that the Committee erred in relying on its own handwriting comparison and on unauthenticated affidavit evidence to convict him of the first two allegations, but correctly found him guilty of retaining the money. Consequently, the Court partially allowed the appeal, set aside the suspension and imposed a reprimand instead.

Issues considered

  • The propriety of the Disciplinary Committee's finding of professional misconduct for drafting a notice on the basis of its own handwriting comparison without an expert opinion.
  • The validity of the finding of misconduct for handing over a letter to the judgment debtor, given the reliance on a photostatic affidavit not cross‑examined.
  • Whether the appellant was guilty of professional misconduct for wrongfully retaining Rs.1,500 deposited in connection with a settlement of execution proceedings.
  • The appropriateness of the penalty of one‑year suspension imposed by the Disciplinary Committee.

Legislation cited

Subjects

professional misconductAdvocates Actdisciplinary committeehandwriting expertevidence admissibilitysuspensionreprimandexecution proceedingsconflict of interest

Judgment

                       PRAHLAD SARAN GUPTA                                         A
                                 v.


-                BAR COUNCIL OF INDIA AND ANOTHER

                              FEBRUARY 26, 1997

                                                                                   B
                [S.C. AGRAWAL AND G.B. PATTANAIK, JJ.]


           Advocates Act, 1961-Section 35-Professional misconduct alleged
    against the appellant Advocate, a Standing counsel for Railways having
    drafted a notice against Railway-Draft notice not sent to handwriting expert
    for opinion despite request-Conclusion about draft being in handwriting of C
    delinquent Advocate reached by Disciplinary Committee solely on the basis
    of its own comparison of handwriting-Held : Not proper-Since charge of
    professional misconduct is quasi-Criminal it requires proof beyond
    reasonable doubt-Allegation of handing over a letter to the judgment debtor
    addressed to another advocate of the High Court to help him in obtaining D
    stay of execution proceeding~Explanation of appellant that the disputed letter
    was not given to the judgment debtor but to some other person for some other
    case-Rejection of the explanation on the basis of photostat copy of affidavit
    filed by the other person without giving opportunity of cross-examining
    deponent-Held: Not proper-Finding of professional misconduct can not be E
    based on photostate copy of the affidavit of the deponent who was neither
    examined as a witness by the complainant-Nor cross examined by the ap-
    pellant-Wrongful retention of amount deposited with the appellant in con-
    nection with settlement of execution proceeding~Settlement not fructifying--
    Appellant yet retaining money-Held : Appellant guilty of professional mis-
    conduct-Penalty of reprimand imposed.                                          F
          The appellant was engaged by the decree holder, the complainant, in
    an execution proceedings. He filed a complaint of professional misconduct
    against the appellant with U.P. State Bar Council interalia alleging that he
    deliberately handled his case with utter carelessness in collusion with the
    judgment-debtor. The appellant had wrongfully retained an amount               G
    deposited with him in connection with the settlement of the execution
    proceedings and inspite of his repeated demands he did not pay him the
    money and deposited the same after a long time to the court i.n order to
    harass hihl. He received fees from the judgment-debtor to engage a lawyer
    on his behalf in the High Court and wrote a letter to the Advocate of the      H
                                        499
    500                   SUPREME COURT REPORTS                  [1997] 2 S.C.R.

A High Court to get a stay of the execution proceedings. Besides, while acting
    as his counsel, he filed Title suit in a wrong court with utter carelessness.
    The.appellant was also alleged to have indulged in money-lending business.
  . As the Disciplinary Committee could not complete the proceedings within
    the period, the same were transferred to the Bar Council of India. The Bar
                                                                                    -
    Council rejected all other allegations against the appellant but found him
B guilty of professional misconduct for wrongfully retaining the amount
    deposited with him in connection with the settlement of the execution
    proceedings and also writing a letter to the advocate of the High Court
    asking him to help the judgment debtor in obtaining stay of the Execution
    proceedings. The Disciplinary Committee also found him guilty for draft-
C ing a notice against the Railways on behalf of a private party while he was
    a standing counsel for the Railways However, this allegation was not there
    in the original complaint filed initially by the complianant. The Discipli-
    nary Committee of the Bar Coundl of India imposed the punishment of
    suspension from practice for a period of one year ho\ding the appellant
D guilty of serious professional misconduct. Being aggrieved, the appellant
    filed the present appeal.

          Partly allowing the appeal, this Court


E         HELD : 1. The Disciplinary committee was in error in holding the
    appellant guilty of professional misconduct for drafting the notice under
    section 80 CPC, that was served on the Union of India on behalf of M/s.
    Aganval Traders on the ground that document No. 16, the draft of the said
    notice, was in the hand writing of the appellant. The Disciplinary Commit·
    tee had arrived at this conclusion by a comparison of the handwriting of
F   the appellant with the handwriting in document No.16. It was not advisable
    for the Disciplinary committee to base its conclusion purely on the basis of
    its own comparison of the handwriting, specially when the matter related
    to a charge of professional misconduct which is quasi-criminal in nature
    requiring proof beyond reasonable doubt. Having rejected the request for
G   sending the document to a handwriting expert for examination on the view
    that the allegation was not contained in the complaint as originally filed,
    the Disciplinary committee was in error in going into the merits of the said
    allegation and further more in comparing the writing in the document with
    the handwring of the appellant-advocate without the assistance of the
    opinion of a' handwriting expert and in coming to the conclusion that the
H   said document was in the handwriting of the appellant.
                       P.S. GUPTA v. BAR COUNCIL OF INDIA                     501

             State (Delhi Administration) v. Pali Ram, (1979] 1 SCR 931, relied A
       on. [508-B-E]

             2. The Disciplinary Committee was wrong in holding the appellant
       guilty of professional misconduct for handing over a letter to the judg-
       ment-debtor addressed to an advocate of the High Court for helping him B
       in obtaining stay of the execution proceedings in view of his specific denial
       that he never handed over any such letter to the judgment debtor. The
       appellant asserted that he wrote the disputed letter to the Advocate of the
       High Court in connection with some other case of a different person and
       handed over the Jetter to that person. He never wrote any letter as alleged,
       to the Advocate of the High Court on behalf of the judgment debtor in C
       connection with obtaining Stay of the execution proceedings. The Discipli·
       nary Committee wrongly rejected his explanation on the ground that the
       said explanation was not offered by the appellant in his written statement,
       but was subsequently offered during the course <if evidence. Instead, the


-      Disciplinary Committee wrongly relied upon a photostate of copy of an D
       affidavit of that person denying having received any letter. from the appel-
       lant, which was filed by the complainant alongwith his written argument
       after completion of evidence. The deponent was not examined as a witness
       by the complainant before the Disciplinary Committee. The appellant had
       no opportunity to cross-examine him on the contents of the affidavit.
       Therefore, it is held that the photostat copy of the affidavit could not be E
       treated as evidence and on the basis of the same the examination offered
       by the appellant could not be rejected. Moreover, the version of the
..._   judgment debtor, which had been accepted by the Disciplinary Committee
       also suffers from serious infirmities, on the basis of which the appellant
       could not be held guilty of professional misconduct. [509-B-H; 510-F-H]       F

             3. The appellant was charged for wrongfully retaining a sum of Rs.
       1500 which was kept with him in connection with settlement of the execu-
       tion proceedings under negotiation between the judgment-debtor and the
       decree-holder. The proposed settlement under wh:ch the amount was
       deposited with the appellant did not materialise, the appellant did not G
       return the amount either to the decree holder or to the judgment debtor
       and continued to retain the same him till he deposited it in the court on
       May 2, 1978. The order sheet of the execution case shows that the proceed-
       ings had terminated on April 4, 1978. The action of the appellant in not
       returning the amount either to the decree-holder or to the judgment-debtor H
    502                  SUPREME COURT REPORTS                  [1997) 2 S.C.R.

A and retaining the same with himself till May 2, 1978 when he deposited it
    in the court, was not in consonance with the standards of professional
    ethics expected from a Senior member of the profession. Therefore, the
    appellant had been rightly held guilty of professional misconduct for
    having \ITongfully retained Rs. 1500 which had been kept with him in
B   connection with t~e settlement in the execution proceedings. The ends of
    justice would. be met if the punishment of reprimand is imposed on the
    appellant for committing the misconduct of wrongfully retaining the
    amount. [512-A; 511-E-G]

          CIVIL APPELLATE JURISDICTION : Civil Appeal No. 3588 of
c 1984.
          From the Judgment and Order dated 25.3.84 of the Bar Council of
    India, in T.C. No. 12 of 1982.
                                                                                   -
                                                                                   ,


          R.B.: Mehrotra, V.D. Gaur and Dr. I.B. Gaur for the Appellant.
D
          V. Sharma (NP) for the Respondents.
                                                                                   •
          The Judgment of the Court was delivered by

          S.C. AGRAWAL, J. : This appeal, filed under Section 38 of the
E   Advocates. Act, 1961 (hereinafter referred to as 'the Act'), is directed
    against the judgment of Discipiinary Committee of the Bar Council of India
    (hereinafter referred to as 'the Disciplinary Committee') dated March 25,
    1984 in B.C.I. Tr. Case No.12of1982 whereby the Disciplinary Committee
    has found the appellant guilty of serious professional mis-conduct and has
    imposed the punishment of suspension from practice for a period of one
F   year.

          The appellant has been practising as an advocate at Ghaziabad and
    is enrolled with the Bar Council of Uttar Pradesh. He was appearing for
    the decree holder in Execution Case No. 55 of 1974 Mis. Atma Ram Nanak
                                                                                       .
                                                                                       ~




G   Chand v. Shri Ram Contractor, in the Court of Civil Judge, Ghaziabad. A
    complaint was received by the U.P. State Bar Council from one, Rajendra
    Prasad (hereinafter referre<i to as 'the cpmplainant), a partner of the firm
    M/s. Atma Ram Nanak Chand, on August 1, 1979. In the said complaint
    the complainant has made the following allegations against the appellant :

H           (1) The appellant had colluded with the judgment debtor and had
         P.S. GUPTAv. BAR COUNCILOFINDIA[S.C. AGRA'WAL,J.]               503

          realised Rs. 1,600 from him out of which the sum of Rs. 1,500 was     A
          withheld by the appellant with himself and he did not pay it to the

   -      decree holder for a period of eight months inspite of repeated
          requests and in order to harass the decree holder, instead of
          handing over the same personally to him, he deposited the said
          amount in Court on May 2, 1978. The balance amount of Rs. 100
          was taken by him as fee from the judgment debtor to enable him
                                                                                B
          to get time from the High Court for procuring stay order in the
          execution proceedings.

          (2) The appellant received Rs. 245 from the judgment debtor for
          getting some other counsel engaged to get the execution proceed-      c
          ings stayed and to see that the auction of judgment debtor's
          property was not approved by the court. The appellant got Shri
          Mahesh Prasad Tyagi, Advocate engaged from the side of the
          judgment debtor and charged Rs. 110 for the purpose and that the
          execution of the decree was delayed due to careless handling of
          the case by the appellant since no permission for biding at auction
                                                                              D
          from the court was obtained deliberately in order to leave a lacuna
          for delaying the execution and that Shri M.P. Tyagi, Advocate,
          taking advantage of the said lacuna, filed objection under Order
          21 Rule 72 C.P.C. for cancellation of the auction.
                                                                                E
          (3) The appellant had collected from the judgment debtor a further
          sum of Rs. 450 on account of fees and expenses for getting some
   -'-    counsel engaged At Allahabad to get the execution proceeding
          stayed and for the purpose he had given a letter dated April 5,
          1978 to the judgment debtor Shri Ram for Shri V.K. Gupta, F
          Advocate at Allahabad and that Shri Ram instead going to Al-

---       lahabad with the aforesaid letter sent a reply paid letter to Shri
          V.K. Gupta, advocate making enquiries about the stay but a reply
          came from the clerk of Shri V.K. Gupta, Advocate on April 14,
          1978 that no case of his had been referred to him from the
          appellant.                                                         G

-...:.    (4) The appellant, as counsel for the complainant's furn, had filed
          S11it No. 10 of 1977 against Pradhan Shri Ramnath Singh in the
          court of Munsif (Judge, Small Causes Court, Gaziabad) with utter
          carelessness with the result that their new counsel had to take back H
    504                  SUPREME COURT REPORTS                  [1997] 2 S.C.R.

A           the plaint on April 26, 1978 to file it in the proper court, namely,
            the Court of Civil Judge (Judge, Small Causes Court), Ghaziabad.

            (5) The appellant was indulging in money lending business at very
            high rate of interest and thus mis-conducting himself as an advo-
            cate and had advanced loan to one Sunderlal of Ghaziabad.
B
         A copy of the said compliant was sent to the appellant by the State
  Bar Council for his explanation. The appellant submitted his reply to the
  complaint on December 12, 1979 wherein he denied all the allegations
  contained in the complaint. The appellant denied having received Rs. 1,600
C in collusion with the judgment debtor and stated that after the writ for
  holing and action of the judgment debtor's property had been handed over
  to the court Amin, Shri Nanak Chand, the father of the complainant, as a
  partner of firm M/s. Atma Ram Nanak Chand, entered into an arrange-
  ment with the judgment debtor telling him that if he paid Rs. 1,500 at once
D then he would not get the auction held and that he would accept the
  remaining amount in instalments within two months and that in pursuance
  to the said arrangement the judgment debtor paid a sum of Rs. 1,500
  whereupon Shri Nanak Chand made an endorsement on the writ with the
  Amin about this payment of Rs. 1,500 and the fact that he did not want
  the auction to be held on November 2, 1977. The appellant stated that he
E was prepared to pay up the amount of Rs. 1,500 to the decree holder if a
  receipt signed by both the judgment debtor and decree holder firm was
  given to him but they were not prepared to grant such a receipt and so he
  had retained the amount with him as a trustee and soon after the receipt
  of the registered letter from the decree holder he had deposited the
F amount in the court. The appellant denied having received any amount
  from the judgment debtor for engaging'any lawyer for him for obtaining
  stay. He also stated that he had not been careless or negligent in any
  manner as an advocate of the 'complainant's firm in the execution case and
  that permission for bidding by the decree holder under Order 21 Rule 72
  C.P.C. was not taken by him because it was not necessary in view of the
G amendment of the said Rule by the Allahabad High Court and that no
   objection on that score had been taken by the judgment debtor against the
   auction sale. As regarding filing of Suit No. 10 of 1977 on behalf of M/s.
   Atma Ram Nanak Chand in the court of Munsif, Gaziabad as a small
   causes suit, the appellant stated that he had not acted carelessly and
H negligently inasmuch as at that time that was the correct court. He also
          P.S.GUPTAv. BARCOUNCILOFINDIA[S.C.AGRAWAL,J.]                  505

    denied the allegation that he was doing money lending business. The A
    appellant stated that the complaint had been lodged against the appellant


-   because of annoyance on the part of the complainant as the appellant had
    declined to advance a loan of Rs, 12,000 which the complainant was
    demanding from him.

          The State Bar Council referred the case to one of its Disciplinary B
    Committees but the· said Committee could not complete the proceedings
    in the prescribed time of one year and, therefore, the proceedings were
    transferred to the Bar Council of India under Section 36b of the Act and
    thereafter the Disciplinary Committee dealt with the proceedings.

          In support of the complaint, the complainant examined himself as a
                                                                               c
    witness and produced the judgment debtor, Shri Ram, as well as Sunderlal
    and B<!lraj Gupta. The complainant also produced a number of documents.
    The appellant examined himself in defence.



-         The Disciplinary Committee did not find merit in the allegation in D
    the complaint that the appellant was grossly careless in handling the
    execution case and he deliberately did not seek permission from the court
    for the decree holder to bid at the auction in order to leave legal lacuna
    for the execution of the decree. The Disciplinary Committee has accepted
    the explanation of the appellant that the permission was not sought under E
    Order 21 Rule 72 C.P.C. in view of the amendment of the said rule by the
    Allahabad High Court. The Disciplinary Committee did not also find merit
    in the case of the complainant that the appellant had filed title Suit No. 10
    of 1977 on behalf of the firm M/s. Atma Ram Nanak Chand in the court
    of Munsif, Ghaziabad with "utter carelessness and that the suit should have
    been filed in the Court of Civil Judge (Small Causes Court), Ghaziabad. F
    The Disciplinary Committee has observed that they could not cee any
    reason not to accept the version of the appellant that at the relevant time
    the court of Munsif, Ghaziabad was the proper court having jurisdiction.
    As regards advance of loan to Sunderlal, the Disciplinary Committee
    observed that a single case of advance of loan on interest cannot make out G
    a case of the lender engaging in money lending business. The Disciplinary
    Committee has, however, found the appellant guilty of gross professional
    mis-conduct on the basis of the following findings :

            (i) The version of the complainant regarding receipt of Rs. 1,500
            by the appellant from the judgment debtor was acceptable and H
    506                SUPREME COURT REPORTS                  [1997] 2 S.C.R.

A         finds support from the endorsement by Shri Nanak Chand on the
          writ for auction which states that his advocate had accepted Rs.


                                                                                 -
          1,500 out of the decretal dues from the judgment debtor and had
          told him that he had given the judgment debtor two months time.
          The said endorsement falsifies the version of the appellant that
          Shri Nanak Chand had received Rs. 1,500 from the judgment
B
          debtor and had deposited the amount with him. From the endor-
          sement it cannot be deduced that any arrangement had been
          arrived at between the decree holder and the judgment debtor and
          that the decree holder had accepted Rs. 1,500. It was the appellant
          who had granted two months time to the judgment debtor.
c         (ii) The explanation of the appellant that the amount of Rs. 1,500
          was deposited in trust with him by both the decree holder and
          judgment debtor and it had been agreed that the-appellant would
          pay back the amount if a receipt signed by both the judgment



                                                                                 -
          debtor and decree holder was given for it was not acceptable.
D
          (iii) The appellant was an advocate for the decree holder and
          according to his own version the amount had been received by Shri
          Nanak Chand, decree holder from the judgment debtor and '
          deposited by him with him and in such a case there could be no
          question of any requirement of a receipt signed by the judgment
E
          debtor also for payment of the amount to the decree holder and
          that the professional duty of the appellant required that he should
          have asked the decree holder to take the amount from him and
          only in case the decree holder did not come up to take it after
          granting a due receipt that he could retain the amount with himself:
F         The appellant does not say that he had called upon the decree
          holder either verbally or in writing to take the money from him.

          (vi) The conduct of the appellant in depositing the amount in the
          court after receipt of a registered letter from the complainant was
          definitely not warranted since it could cause harassment to his
G
          client in taking the amount back from the court. He could have
          sent the amount through a bank draft or through money order if
          the decree holder was not coming forward to receive it.

          (v) The appellant had admitted the authorship of the letter dated
H         April 5, 1978 addressed to Shri V.K. Gupta, Advocate and his
           P.S. GVPTAv. BAR COUNCILOFINDIA[S.C.AGRAWAL,J.]                 507

            explanation that the said letter was given to one Naresh Chandra A
            Singhal for some case of his had not been stated by the appellant
            in his written statement and the said explanation was offered for
            the first time in his evidence. The complainant had filed a photostat
            copy of the affidavit of Naresh Chandra Singhal along with his
            written arguments and that in his affidavit Naresh Chandra Singhal B
            has denied having received the aforesaid letter or any other letter
            from the appellant and in such circumstances the statement and
            the evidence of Shri Ram in respect of the allegation that the
            appellant had taken a sum of Rs. 245 on account of fees and
            expenses for getting some other counsel engaged at Allahabad to
            get the execution proceedings stayed and for that purpose he had C
            given a letter dated April 5, 1978 addressed to Shri V .K. Gupta,
            Advocate, at Allahabad, to the judgment debtor was acceptable.
            It finds corrobation from the conduct of Shri Ram after the receipt
            of the letter.



-           (vi) Even though the appellant was a standing counsel for the
            Railway, he committed professional mis-conduct in drafting a
            notice under Section 80 C.P.C. on behalf of M/s. Agarwal Traders,
            Ghaziabad, a sister concern of the complainant, for service upon
                                                                                 D



            the Union ofindia through the General Manager, Western Railway
            and the said notice was served through another lawyer. The com- E
            plainant had filed the draft of the said notice in the pen of the
            appellant as Document No. 16.

          Shri R.B. Mehrotra, the learned senior counsel appearing for the
    appellant, has submitted that the Disciplinary Committee has erred in p
    holding the appellant guilty of professional mis-conduct on the basis of the
    charge relating to notice under Section 80 C.P.C. having been drafted by
    the appellant. The submission is that the said charge was not contained in
    the complaint filed by the complainant and was put forward for the first
    time before the Disciplinary Committee of the St_ate Bar Council by the
    complainant in his application and furthermore the request of the appellant . G
    for examination of the hand writing in the draft of the notice filed as
    Document No. 16 by an expert to show that the said draft of the notice
    was not in the hand writing of the appellant having been rejected by the
    Disciplinary Committee, the Disciplinary Committee was in error in hold-
    ing, on the basis of a comparison of the admitted hand writing of the .H
    508                  SUPREME COURT REPORTS                  (1997] 2 S.C.R.

A   appellant with the hand writing in Document 16, that the same was written
    by the appellant.

          We are in agreement with Shri Mehrotra that the Disciplinary Com-
    mittee was in error in holding the appellant guilty of professional mis-con-
B   duct for drafting the notice under Section 80 C.P.C. which was served upon
    the Union of India thr0t!gh the General Manager, Western Railways on
    behalf of M/s. Agarwal Traders. Ghaziabad on the view that Document No.
    16, the draft of the said notice, was in the hand writing of the appellant.
    The Disciplinary Committee has arrived at this conclusion by a comparison
    of the hand writing of the appellant with the hand writing in Document
C   No. 16. We find that during the course of arguments a request was made
    by the learned counsel appearing for the appellant before the Disciplinary
    Committee to send Document No. 16 to a hand writing expert for examina-
    tion, but the said request made on behalf of the appellant was rejected by
    the Disciplinary Committee on November 27, 1983 on the view that no



                                                                                   -
D   useful purpose would be served because the allegation relating to the said
    document was not contained originally in the complaint. Having rejected
    the request for sending the said document to a hand writing expert for
    examination on the view that the said allegation was not contained in the
    complaint as originally filed, the Disciplinary Committee was in .error in
    going into the merits to the said allegation and furthermore in comparing
E   the writing in the said document with the hand writing of the appellant
    without the assistance of the opinion of a hand writing expert and in coming
     tD the conclusion that the said document was in the hand writing of the
     appellant. Reference, in this context, may be made to the decision in State
     (Delhi Administration) v. Pali Ram, (1979] 1 SCR 931, wherein it has been
p    observed:


             "Although there is no legal bar to the Judge using his own eyes to
             compare the disputed writing with the admitted, even without the
             aid of the evidence of any handwriting expert, the Judge should,
G            as a matter of prudence and caution, hesitate to base his finding
             with regard to the identity of a handwriting which forms the
           . sheet-anchor of the prosecution case against a person accused of
             an offence solely on comparison made by himself. It is, therefore,
             not advisable that a Judge should take upon himself the task of
H            comparing the admitted writing with the disputed one to find out
       P.S.GUPTAv. BAR COUNCILOFINDIA[S.C.AGRAWAL,J.]                      509

         whether the two agree with each other; and the prudent course is A
         to obtain the opinion and assistance of an expert." (p. 944)

      In our opinion, it was not advisable for the Disciplinary Committee
to base its conclusion purely on the basis of its own comparison of the hand
writing, especially when the matter related to a charge of professional B
mis-conduct which is quasi-criminal in nature_ requiring proof beyond
reasonable doubt. We are, therefore, unable to uphold the finding recorded
by the Disciplinary Committee holding the appellant guilty of professional
mis-conduct for having prepared the draft of the notice under Section 80
C.P.C. that was served o~ the Union of India on behalf of M/s. Agarwal
Traders.                                                                          c
       As regards the charge that the appellant had sent the letter dated
April 5, 1978 to Shri V.K. Gupta, Advocate, at Allahabad, it may be stated
that the appellant does not dispute that he had sent the said letter to Shri
V.K. Gupta, Advocate, but his case is that he handed over the said letter         D
to one Naresh Chandra Singhal in connection with his case and it was not
given to Shri Ram, the judgment debtor in the execution proceedings, for
obtaining stay of execution of the decree passed in favour of the firm of
the complainant. The case of the complainant, on the other hand, is that
the said letter had been delivered to Shri Ram who sent the same to Shri          E
V.K. Gupta, Advocate by post and in reply he received a post card dated
April 14, 1978 from the clerk of Shri V.K. Gupta, Advocate. The Discipli-
nary Committee has not accepted the explanation offered by the appellant
on the view that the said explanation was not offered by him in his written
statement but was offered subsequently during the course of evidence.
Along with his written arguments, after the evidence had been recorded,           F
the complainant filed a photostat copy of the affidavit of Shri Naresh
Chandra Singhal wherein Shri Naresh Chandra Singhal has denied having
received any letter from the appellant. Shri Naresh Chandra Singhal was
not examined as a witness by the complainant before the Disciplinary
Committee. The appellant had no opportunity to cross-examine Shri                 G
Naresh Chandra Singhal on the contents of the affidavit. We are of the
view that the photostat copy of the affidavit of Shri Naresh Chandra Singhal
could not oe treated as evidence and on the basis of the same the explana-
tion offered by the appellant regarding the SJ!id letter could not be rejected.
                                   .
Moreover the version of the judgment debtor, Shri Ram, which has been
                                              }
                                                                                  H
    510                 SUPREME COURT REPORTS                (1997] 2 S.C.R.

A accepted by the Disciplinary Committee suffers from serious infirmities.
  Shri Ram has stated that he did not send the letter of the appellant to Shri
  V.K. Gupta, Advocate at Allahabad but had sent a reply paid post card to
  him. A copy of the said post card which is said to have been sent by Shri
  Ram to Shri V.K. Gupta, Advocate, at Allahabad has been produced as
B Ex. C-8. There is nothing in the said document to show that it was
  addressed to Shri V.K. Gupta, Advocate. No evidence has been adduced
  to prove the posting of the post card to Shri V.K. Gupta, Advocate. The
  post card filed as Document No. 12, which is said to have been received
  by Shri Ram, does not show that the person who had sent the said post
C card was the clerk of Shri V.K. Gupta, Advocate. No evidence has been
  produced to prove that the signatory of the said post card was the clerk of
  Shri V.K. Gupta, Advocate. In the said post card there is no reference to
  Shri V.K. Gupta, Advocate or person being the clerk of Shri V.K. Gupta.
  Furthermore, in Ex. No. CS, which is claimed to be the copy of the post
  card that was sent by Shri Ram to Shri V.K. Gupta, Advocate, it is stated
D that the copy of the order dated March 23/24, 1978 passed by the Civil
  Judge, Ghaziabad in the case of Shri Ram v. Mis. Atma Ram Nanak Chand
  has been sent but the stay order has not been obtained. We have perused
  the order sheet of the court in the execution case of M/s. Atma Ram Nanak
  Chand v. Shri Ram and we find that the said execution matter had not been
E fixed on March 23 or March 24, 1978 and no order was passed in that case
  on those dates. In these circumstances, no reliance can be placed on the
  evidence of Shri Ram that the appellant had given him the letter dated
  April 5, 1978 in this regard and on the basis of the evidence of Shri Ram
  it cannot be said that the appellant had handed over the letter dated April
p 5, 1978 addressed to Shri V.K. Gupta, Advocate, at Allahabad, to Shri Ram
  for the purpose of his obtaining stay of execution proceedings from the
  Allah:ibad High Court. We are, therefore, unable to uphold the finding
  recorded by the Disciplinary Committee as regards the appellant having ,
  been guilty of professional misconduct in addressing the letter dated April
G 5, 1978 to Shri V.K. Gupta, Advocate to enable the judgment debtor (Shri
   Ram) to obtain stay of execution proceedings in which he was engaged on
   behalf of the decree holder.

         As regards the charge about withholding of the sum of Rs. 1,500
    which was handed over to him the case of the appellant is that said sum
H   was placed with him by both the parties, namely, Shri Nanak Chand,
       P.S. GUPTAv. BAR COUNCILOFINDIA[S.C.AGRAWAL,J.]                    511

Partner of furn M/s. Atma Ram Nanak Chand (decree holder), and Shri              A
Ram Gudgment debtor) in connection with settlement which was being
negotiated between them and that the appellant refused to pay the said
money to the decree holder for the reason that it could be paid only if a
joint receipt of both the parties was handed over to him. The Disciplinary
Committee has not accepted the said version of the appellant on the view         B
 that in the endorsement on the writ for auction Shri Nanak Chand has
stated that the appellant had received the said sum of Rs. 1,500 from the
judgment debtor. Shri Mehrotra has urged that Shri Nanak Chand was the
best person who could depose in this regard and since he has not been
examined as a witness by the complainant the version of the appellant
about the circumstances in which the sum of Rs. 1,500 was paid to him            C
should be accepted. It is no doubt true that Shri Nanak Chand was the best
person who could depose about the circumstances in which the sum of Rs.
1,500 was deposited with the appellant. But at the same time, we cannot
lose sight of the fact that the proposed settlement under which the amount
of Rs. 1,500 was deposited with the appellant did not materialise on             D
November 2, 1977 itself and shortly after making the first endorsement Shri
Nanak Chand had made a further endorsement on the writ of auction
seeking auction of the property and as a result the auction of the property
of the judgment debtor was conducted by the Amin. Although the
proposed settlement did not fructify the appellant did not return the            E
amount of Rs. 1,500 either to the decree holder or to the judgment debtor
and continued to retain the same with him till he deposited it in the court
on May 2, 1978. The order sheet of the execution case shows that the
proceedings had terminated on April 4, 1978. The action of the appellant
in not returning the amount of Rs. 1,500 either to the decree holder or to
the judgment debtor and retaining the same with himself till May 2, 1978         F
when he deposited it in the court was not in consonance with the standards
of professional ethics expected from a senior member of the profession.
We are, therefore, of the view that the appellant has been rightly held guilty
of professional mis-conduct for his having wrongfully retained Rs. 1,500
which had been kept with him in connection with the settlement in the            G
execution proceedings. We think that the ends of justice would be met if
the punishment of reprimand is imposed on the appellant for the said
mis-conduct on his part.

      We, therefore, partly allow the appeal and, while holding the appel- H
   512                  SUPREME COURT REPORTS                [1997] 2 S.C.R.

A !ant guilty of professional mis-conduct in wrongfully retaining the amount
  of Rs. 1,500 which was kept with him in connection with the settlement in
  the execution proceedings till he deposited the said amount in the court
  on may 2, 1978 and in not paying the said amount to the decree holder
  inspite of demand, we impose the penalty of reprimand on the appellant
B for the said mis-conduct. No order as to costs.
    H.K.                                              Appeal partly allowed.


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