JOSEPH STEPHEN AND OTHERSversusSANTHANASAMY AND OTHERS
- Citation
- 2022 INSC 96
- Decided
- 25 January 2022
- Disposal
- Appeal(s) allowed
- Bench
- M R SHAH
Holding
Section 401(3) prohibits a High Court exercising revisional jurisdiction from converting an acquittal into a conviction, a victim must prefer an appeal under Section 372 rather than a revision, and any treatment of a revision as an appeal under Section 401(5) must be effected by a specific judicial order.
Summary
The Supreme Court examined whether a High Court, exercising revisional jurisdiction under Section 401 of the Code of Criminal Procedure, can set aside an acquittal and convert it into a conviction. It held that Section 401(3) expressly bars such conversion; the High Court may only remit the case for retrial or rehearing. The Court also clarified that where a victim has a statutory right of appeal under Section 372, a revision cannot be entertained and the victim must prefer an appeal. Additionally, when treating a revision as a petition of appeal under Section 401(5), the High Court must pass a specific judicial order recording its satisfaction. Consequently, the High Court’s order convicting the accused was quashed, the matter remitted to treat the revision applications as appeals under Section 372, and the appeals were allowed.
Issues considered
- Can a High Court, under Section 401 CrPC, convert a finding of acquittal into a conviction?
- Where a victim has a right of appeal under Section 372 CrPC but does not avail it, can a revision be entertained at the victim's instance?
- Does treating a revision application as a petition of appeal under Section 401(5) require a judicial order?
Legislation cited
- Code of Criminal Procedure, 1973s. 372, s. 378, s. 386, s. 397, s. 401, s. 439
Subjects
Judgment
182 [2022]REPORTS
SUPREME COURT 8 S.C.R. 182 [2022] 8 S.C.R.
A JOSEPH STEPHEN AND OTHERS
v.
SANTHANASAMY AND OTHERS
(Criminal Appeal Nos. 90-93 of 2022)
B
JANUARY 25, 2022
[M. R. SHAH AND SANJIV KHANNA, JJ.]
Code of Criminal Procedure, 1973: s.401 – Whether in
exercise of revisional jurisdiction under s.401, High Court can
C convert a finding of acquittal into one of conviction and what is the
procedure to be followed by the High Court – Held: sub-section (3)
of s.401 prohibits/bars the High Court to convert a finding of
acquittal into one of conviction – Though the High Court has
revisional power to examine whether there is manifest error of law
or procedure etc., however, after giving its own findings, on the
D
findings recorded by the court acquitting the accused and after
setting aside the order of acquittal, the High Court has to remit the
matter to the trial Court and/or the first appellate Court, as the
case may be.
Code of Criminal Procedure, 1973: s.401 – In a case where
E
no appeal is brought though appeal lies under the Code, whether
revision application still is to be entertained at the instance of the
party who could have appealed – Held: In a case where the victim
and/or the complainant, as the case may be, has not preferred and/
or availed the remedy of appeal against the order of acquittal as
F provided under s.372 or s.378(4), as the case may be, the revision
application against the order of acquittal at the instance of the
victim or the complainant, as the case may be, shall not be entertained
and the victim or the complainant, as the case may be, shall be
relegated to prefer the appeal as provided under s.372 or s.378(4),
as the case may be.
G
Code of Criminal Procedure, 1973: s.401(5) – Power of High
Court under sub-section (5) of s.401 to treat the application for
revision as petition of appeal – Held: Where under the Cr.P.C. an
appeal lies, but an application for revision has been made to High
Court by any person, High Court has jurisdiction to treat the
H
182
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 183
OTHERS
application for revision as a petition of appeal and deal with the A
same accordingly as per sub-section (5) of s.401, however, subject
to the High Court being satisfied that such an application was made
under the erroneous belief that no appeal lies thereto and that it is
necessary in the interest of justice so to do and for that purpose the
High Court has to pass a judicial order, may be a formal order, to
B
treat the application for revision as a petition of appeal and deal
with the same accordingly.
Allowing the appeals and remitting the matter to High Court,
the Court
HELD: 1. On a plain reading of sub-section (3) of Section C
401 Cr.P.C., it has to be held that sub-section (3) of Section 401
Cr.P.C. prohibits/bars the High Court to convert a finding of
acquittal into one of conviction. Though the High Court has
revisional power to examine whether there is manifest error of
law or procedure etc., however, after giving its own findings on
the findings recorded by the court acquitting the accused and D
after setting aside the order of acquittal, the High Court has to
remit the matter to the trial Court and/or the first appellate Court,
as the case may be. If the order of acquittal has been passed by
the trial Court, the High Court may remit the matter to the trial
Court and even direct retrial. However, if the order of acquittal E
is passed by the first appellate court, in that case, the High Court
has two options available, (i) to remit the matter to the first
appellate Court to rehear the appeal; or (ii) in an appropriate
case remit the matter to the trial Court for retrial and in such a
situation the procedure as mentioned in paragraph 11 of the
decision in K. Chinnaswamy Reddy can be followed. Therefore, F
in the present case, the High Court has erred in quashing and
setting aside the order of acquittal and reversing and/or
converting a finding of acquittal into one of conviction and
consequently convicted the accused, while exercising the powers
under Section 401 Cr.P.C. The order of conviction by the High G
Court, while exercising the revisional jurisdiction under Section
401 Cr.P.C., is therefore unsustainable, beyond the scope and
ambit of Section 401 Cr.P.C., more particularly sub-section (3) of
Section 401 Cr.P.C. [Para 9][194-F-H; 195-A-C]
H
184 SUPREME COURT REPORTS [2022] 8 S.C.R.
A 2.1 It cannot be disputed that now after the amendment in
Section 372 Cr.P.C. after 2009 and insertion of proviso to Section
372 Cr.P.C., a victim has a statutory right of appeal against the
order of acquittal. Therefore, no revision shall be entertained at
the instance of the victim against the order of acquittal in a case
where no appeal is preferred and the victim is to be relegated to
B
file an appeal. Even the same would be in the interest of the
victim himself/herself as while exercising the revisional
jurisdiction, the scope would be very limited, however, while
exercising the appellate jurisdiction, the appellate Court would
have a wider jurisdiction than the revisional jurisdiction. Similarly,
C in a case where an order of acquittal is passed in any case
instituted upon complaint, the complainant (other than victim)
can prefer an appeal against the order of acquittal as provided
under sub-section (4) of Section 378 Cr.P.C., subject to the grant
of special leave to appeal by the High Court. [Para 10.1][195-E-
G]
D
2.2 In a case where the victim and/or the complainant, as
the case may be, has not preferred and/or availed the remedy of
appeal against the order of acquittal as provided under Section
372 Cr.P.C. or Section 378(4), as the case may be, the revision
application against the order of acquittal at the instance of the
E victim or the complainant, as the case may be, shall not be
entertained and the victim or the complainant, as the case may
be, shall be relegated to prefer the appeal as provided under
Section 372 or Section 378(4), as the case may be. [Para
10.2][196-B-C]
F 3.1 Now so far as the power to be exercised by the High
Court under sub-section (5) of Section 401, Cr.P.C., namely, the
High Court may treat the application for revision as petition of
appeal and deal with the same accordingly is concerned, firstly
the High Court has to pass a judicial order to treat the application
G for revision as petition of appeal. The High Court has to pass a
judicial order because sub-section (5) of Section 401 Cr.P.C.
provides that if the High Court is satisfied that such revision
application was made under the erroneous belief that no appeal
lies thereto and that it is necessary in the interests of justice so
to do. While treating with the application for revision as petition
H
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 185
OTHERS
of appeal and deal with the same accordingly, the High Court has A
to record the satisfaction as provided under sub-section (5) of
Section 401 Cr.P.C. Therefore, where under the Cr.P.C. an appeal
lies, but an application for revision has been made to the High
Court by any person, the High Court has jurisdiction to treat the
application for revision as a petition of appeal and deal with the
B
same accordingly as per sub-section (5) of Section 401 Cr.P.C.,
however, subject to the High Court being satisfied that such an
application was made under the erroneous belief that no appeal
lies thereto and that it is necessary in the interests of justice so
to do and for that purpose the High Court has to pass a judicial
order, may be a formal order, to treat the application for revision C
as a petition of appeal and deal with the same accordingly. [Para
11][196-D-G]
3.2 This Court may either set aside the impugned judgment
and order passed by the High Court setting aside the acquittal
and convicting the accused so as to enable the High Court to D
remit the matter to the first appellate Court to rehear the appeal
after considering the findings recorded by it or to remit the matter
to the High Court to treat the revision application as a petition of
appeal against the order of acquittal, which otherwise is
permissible under sub-section (5) to Section 401 Cr.P.C. As such,
while exercising the powers under sub-section (5) to Section 401 E
Cr.P.C. to treat the revision application as a petition of appeal,
the High Court is required to pass a judicial order. However,
considering the fact that even otherwise being victims they are
having the statutory right of appeal as per proviso to Section 372
Cr.P.C., it is deemed fit and proper to remit the matter to the F
High Court to treat the revision applications as petition of appeals
under Section 372 Cr.P.C. and to decide the same in accordance
with law and on their own merits. The same would be in the
interests of all, namely, the victims as well as the accused, as the
appellate Court would have a wider scope and jurisdiction as an
appellate Court, rather than the revisional court. [Para 12][196- G
H]
K. Chinnaswamy Reddy v. State of Andhra Pradesh AIR
1962 SC 1788 : [1963] SCR 412; Sheetala Prasad v.
Sri Kant (2010) 2 SCC 190 : [2009] 16 SCR 686;
H
186 SUPREME COURT REPORTS [2022] 8 S.C.R.
A Ganesha v. Sharanappa (2014) 1 SCC 87 : [2013] 12
SCR 400; Ram Briksh Singh v. Ambika Yadav (2004) 7
SCC 665; Mallikarjun Kodagali v. State of Karnataka
(2019) 2 SCC 752 : [2018] 13 SCR 1; D. Stephens v.
Nosibolla AIR 1951 SC 196 : [1951] 0 SCR 284 –
relied on.
B
Case Law Reference
[1963] SCR 412 relied on Para 3.1
[2009] 16 SCR 686 relied on Para 3.1
C [2013] 12 SCR 400 relied on Para 3.1
(2004) 7 SCC 665 relied on Para 3.1
[2018] 13 SCR 1 relied on Para 3.3
[1951] SCR 284 relied on Para 8 (b)
D CRIMINAL APPELLATE JURISDICTION: Criminal Appeal
Nos. 90-93 of 2022.
From the Judgment and Order dated 14.05.2020 of the High Court
of Madras at Madurai Bench in Crl. RC (MD) Nos. 323 to 326 of 2013.
S. Nagamuthu, Sr. Adv., M. P. Parthiban, A. S. Vairawan, R.
E Sudhakaran, Mrs. Shalini Mishra, T. Hari Hara Sudhan, Vikash G. R.,
Advs. for the Appellants.
Dr. Joseph Aristotle S., Ms. Preeti Singh, Ms. Nupur Sharma,
Sanjeev Kumar Mahara, Advs. for the Respondents.
F The Judgment of the Court was delivered by
M. R. SHAH, J.
1. Feeling aggrieved and dissatisfied with the impugned common
judgment and order dated 14.05.2020 passed by the High Court of
Judicature at Madras, Madurai Bench in Criminal Revision Application
G Nos. 323 to 326 of 2013, by which the High Court, in exercise of its
revisional jurisdiction under Section 401 Cr.P.C., has set aside the order
of acquittal passed by the first appellate Court and has convicted the
accused, original accused nos. 6 to 8 have preferred the present appeals.
2. The facts leading to the present appeals in a nutshell are as
H under:
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 187
OTHERS [M. R. SHAH, J.]
That all the original accused were charged and tried for the A
offences punishable under Sections 147, 148, 324, 326, 307, 506(ii) r/w
section 149 IPC. That the Chief Judicial Magistrate, Tiruchirapalli, by
judgment dated 28.09.2012, convicted the accused under the aforesaid
offences except Sections 307 and 506(ii) IPC and thereby acquitted the
accused under Sections 307 and 506(ii) IPC.
B
2.1 Feeling aggrieved and dissatisfied with the judgment and order
of conviction passed by the Chief Judicial Magistrate, Tiruchirapalli, the
accused preferred Criminal Appeal No. 92/2012 in the Court of III
Additional Sessions Judge, Tiruchirapalli (hereinafter referred to as the
‘first appellate Court’). Challenging the acquittal of the accused under
Sections 307 and 506(ii) IPC, the victims (private respondents herein) C
filed Criminal Appeal Nos. 108 to 110 of 2012.
2.2 The first appellate Court, vide judgment dated 18.01.2013,
allowed the appeal preferred by the accused and acquitted the accused.
The criminal appeals filed by the victims against acquittal of the accused
under Sections 307 and 506(ii) IPC came to be dismissed. D
2.3 Feeling aggrieved and dissatisfied with the common judgment
and order passed by the first appellate Court allowing criminal appeal
No. 92/2012 preferred by the accused, the victims – private respondents
herein preferred criminal revision application nos. 323 to 326 of 2013
before the High Court under Section 397 r/w 401 Cr.P.C. By the impugned E
judgment and order, while exercising the revisional jurisdiction under
Section 401 Cr.P.C., the High Court has set aside the judgment and
order passed by the first appellate Court allowing Criminal Appeal No.
92/2012 and acquitting the accused, and consequently has convicted the
accused for the offences other than the offences under Sections 307 & F
506(ii) IPC and has restored the judgment and order of conviction and
sentence passed by the trial Court. The High Court has however modified
the sentences imposed by the trial Court.
2.4 Feeling aggrieved and dissatisfied with the impugned common
judgment and order passed by the High Court reversing the acquittal G
and thereupon convicting the accused, while exercising the revisional
jurisdiction under Section 401 Cr.P.C., original accused nos. 6 to 8 have
preferred the present appeals.
3. Shri S. Nagamuthu, learned Senior Advocate appearing on
behalf of the accused has vehemently submitted that the High Court has
H
188 SUPREME COURT REPORTS [2022] 8 S.C.R.
A erred in reversing the acquittal and convicting the accused, while
exercising the revisional jurisdiction under Section 401 Cr.P.C.
3.1 Shri S. Nagamuthu, learned Senior Advocate appearing on
behalf of the accused has heavily relied upon Section 401(3) Cr.P.C.
Relying upon sub-section (3) of Section 401 Cr.P.C., it is vehemently
B submitted that while exercising the revisional jurisdiction under Section
401 Cr.P.C., the High Court has no jurisdiction at all to convert a finding
of acquittal into one of conviction. It is submitted that the only course
open to the High Court would be to give its own finding and thereafter
remit the matter either to the trial Court or to the first appellate Court, as
the case may be. Reliance is placed upon the decisions of this Court in
C
the cases of K. Chinnaswamy Reddy v. State of Andhra Pradesh,
AIR 1962 SC 1788; Sheetal Prasad v. Sri Kant, (2010) 2 SCC 190;
Ganesha v. Sharanappa, (2014) 1 SCC 87; and Ram Briksh Singh
v. Ambika Yadav, (2004) 7 SCC 665.
3.2 Shri S. Nagamuthu, learned Senior Advocate appearing on
D
behalf of the accused has further submitted that after the amendment in
Section 372 Cr.P.C., by which proviso to Section 372 Cr.P.C. came to be
inserted by Act 5 of 2009, w.e.f. 31.12.2009, the victim shall have a right
to prefer an appeal against any order passed by the Court acquitting the
accused or convicting for a lesser offence or imposing inadequate
E compensation and as per the said proviso, such appeal shall lie to the
Court to which an appeal ordinarily lies against the order of conviction
of such Court. It is submitted that therefore once the victim has a
statutory right of appeal against the order of acquittal under Section 372,
Cr.P.C., the revision application before the High Court shall not be
entertained against the judgment and order of acquittal. Reliance is placed
F
on sub-section 4 of Section 401 Cr.P.C.
3.3 Shri S. Nagamuthu, learned Senior Advocate appearing on
behalf of the accused has also relied upon the decision of this Court in
the case of Mallikarjun Kodagali v. State of Karnataka, (2019) 2
SCC 752, by which the right of the victim to prefer an appeal against
G
the order of acquittal has been recognised. It is submitted that as held by
this Court, even in a case where the victim prefers an appeal against
acquittal, he has an absolute right of appeal and therefore he is not required
to even seek leave to appeal as required in case of “complainant” while
preferring the appeal under Section 378(4) Cr.P.C.
H
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 189
OTHERS [M. R. SHAH, J.]
3.4 Shri S. Nagamuthu, learned Senior Advocate appearing on A
behalf of the accused has further submitted that assuming that the High
Court in exercise of powers under sub-section (5) of Section 401 Cr.P.C.
may treat the application for revision as a petition of appeal and deal
with the same accordingly, the High Court has to pass a judicial order to
treat the application for revision as a petition of appeal. It is submitted
B
that in the present case, no such judicial order has been passed by the
High Court and the High Court has exercised the jurisdiction under Section
401 Cr.P.C. and has reversed the acquittal and has convicted the accused
which, as such, is not permissible and it is beyond the scope and ambit of
exercise of revisional jurisdiction under Section 401 Cr.P.C.
3.5 Shri S. Nagamuthu, learned Senior Advocate appearing on C
behalf of the accused has also tried to make submissions on merits and
has submitted that the first appellate Court gave cogent reasons while
acquitting the accused and recorded the findings in favour of the accused
which were not required to be interfered with by the High Court in
exercise of the revisional jurisdiction. However, for the reasons stated D
hereinbelow, we propose to remand the matter to the High Court, we do
not propose to consider any of the submissions on merits of the case and
to go into whether the High Court on merits is justified in reversing the
order of acquittal and convicting the accused.
4. Shri (Dr.) Joseph Aristotle, learned Advocate appearing on behalf E
of the respondent-State has, as such, fairly conceded that in exercise of
powers under Section 401 Cr.P.C., the High Court could not have reversed
the acquittal and/or convert a finding of acquittal into one of conviction.
However, he has submitted that the High Court could have treated the
application for revision as a petition of appeal and dealt with the same
accordingly as provided under sub-section (5) of Section 401 Cr.P.C. F
4.1 It is further submitted that even otherwise the victims in the
present case were having a right of appeal to the High Court against the
order of acquittal as provided under Section 372 Cr.P.C. It is therefore
submitted that even otherwise the victims could have preferred the appeal
before the High Court against the order of acquittal. It is submitted that G
merely because mistakenly and/or inadvertently the victims preferred
revision applications, their right to appeal conferred under Section 372
Cr.P.C. could not have been taken away. Therefore, it is submitted that
either the revision applications preferred by the victims may be treated
as petitions of appeals in exercise of powers under sub-section (5) of H
190 SUPREME COURT REPORTS [2022] 8 S.C.R.
A Section 401 Cr.P.C. or the matter may be remanded to the High Court to
convert the revision applications into appeals and to treat them as appeals
under Section 372 Cr.P.C.
5. Though served, no body appears on behalf of the private
respondents – victims.
B 6. In rejoinder, Shri S. Nagamuthu, learned Senior Advocate
appearing on behalf of the accused has opposed the prayer made on
behalf of the respondent-State to treat the revision applications as appeals
as per sub-section (5) of Section 401 Cr.P.C. It is submitted that firstly
the High Court has to pass a judicial order to treat the revisional
C applications as petitions of appeals and thereafter the High Court is
required to give an opportunity to the accused as if the High Court is
deciding the appeal against the order of acquittal. It is submitted that the
scope and ambit of revisional jurisdiction and appellate jurisdiction is
distinct and separate. It is submitted that while considering the revision
application, the revisional court would have a limited scope, however,
D while deciding the appeal, the appellate Court has a wide jurisdiction
than that of the revisional jurisdiction.
7. We have heard the learned counsel appearing on behalf of the
respective parties at length.
E Having heard the learned counsel for the respective parties, the
following questions arise for the consideration of this Court:
i) Whether the High Court in exercise of the revisional
jurisdiction under Section 401 Cr.P.C. is justified in setting
aside the order of acquittal and convicting the accused by
F converting the finding of acquittal into one of conviction?;
ii) In a case where the victim has a right of appeal against the
order of acquittal, now as provided under Section 372 Cr.P.C
and the victim has not availed such a remedy and has not
preferred the appeal, whether the revision application is
required to be entertained at the instance of a party/victim
G
instead of preferring an appeal?; and
iii) While exercising the powers under sub-section (5) of
Section 401 Cr.P.C. treating the revision application as
petition of appeal and deal with the same accordingly, the
High Court is required to pass a judicial order?
H
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 191
OTHERS [M. R. SHAH, J.]
8. Now so far as the first issue, whether in exercise of the A
revisional jurisdiction under Section 401 Cr.P.C., the High Court can
convert a finding of acquittal into one of conviction and what is the
procedure to be followed by the High Court, as such, the said issue is
now not res integra. On the aforesaid, few decisions of this Court, referred
to hereinabove, are required to be considered.
B
a) In the case of K. Chinnaswamy Reddy (supra), while
considering the similar provision under the old Code, namely, Section
439(4) Cr.P.C., it is observed and held that “though sub-section
(1) of Section 439 of the Criminal Procedure Code authorised the
High Court to exercise in its discretion any of the powers conferred
C
on a Court of Appeal by Section 423, yet sub-section (4) specifically
excludes the power to convert a finding of acquittal into one of
conviction”. It is observed that “at that stage the revisional court
stops short of finding the accused guilty and passing sentence on
him by ordering a retrial”. What order should be passed by the
High Court in a revision application against the order of acquittal, D
while exercising the revisional jurisdiction, has been dealt with
and considered in paragraph 11, which reads as under:
“11. The next question is what order should be passed in a
case like the present. The High Court also considered this
aspect of the matter. Two contingencies arise in such a case. E
In the first place there may be an acquittal by the trial court. In
such a case if the High Court is justified, on principles we have
enunciated above, to interfere with the order of acquittal in
revision, the only course open to it is to set aside the acquittal
and send the case back to the trial court for retrial. But there
F
may be another type of case, namely, where the trial court has
convicted the accused while the appeal court has acquitted
him. In such a case if the conclusion of the High Court is that
the order of the appeal court must be set aside, the question is
whether the appeal court should be ordered to rehear the appeal
after admitting the statement it had ruled out or whether there G
should necessarily be a retrial. So far as this is concerned, we
are of opinion that it is open to the High Court to take either of
the two courses. It may order a retrial or it may order the
appeal court to rehear the appeal. It will depend upon the facts
of each case whether the High Court would order the appeal
H
192 SUPREME COURT REPORTS [2022] 8 S.C.R.
A court to rehear the appeal or would order a retrial by the trial
court. Where, as in this case, the entire evidence is there and
it was the appeal court which ruled out the evidence that had
been admitted by the trial court, the proper course in our opinion
is to send back the appeal for rehearing to the appeal court. In
such a case the order of the trial court would stand subject to
B
the decision of the appeal court on rehearing. In the present
case it is not disputed that the entire evidence has been led and
the only defect is that the appeal court wrongly ruled out
evidence which was admitted by the trial court. In the
circumstances we are of opinion that the proper course is to
C direct the appeal court to rehear the appeal and either maintain
the conviction after taking into consideration the evidence which
was ruled out by it previously or to acquit the accused if that is
the just course to take. We should like to add that the appeal
court when it rehears the appeal should not be influenced by
any observations of the High Court on the appreciation of the
D
evidence and should bring to bear its own mind on the evidence
after taking into consideration that part of the evidence which
was considered inadmissible previously by it. We therefore
allow the appeal subject to the modification indicated above.”
b) In the case of Ram Briksh Singh (supra), after considering
E the decision in the case of K. Chinnaswamy Reddy (supra) and
earlier decision in the case of D. Stephens v. Nosibolla, AIR
1951 SC 196, it is observed and held that the High Court in a
revision application against the order of acquittal and while
exercising the powers of the revisional Court can set aside an
F order of acquittal and remit the case for retrial where material
evidence is overlooked by the trial Court.
c) Again, in the case of Sheetala Prasad (supra), it is reiterated
that Section 401(3) Cr.P.C. prohibits conversion of a finding of
acquittal into one of conviction and in such cases retrial or rehearing
G of the appeal might be ordered.
d) In the case of Ganesha (supra), it is observed in pragraphs 10
to 12 as under:
“10. Section 386(a) thus authorises the appellate court to
reverse an order of acquittal, find the accused guilty and pass
H sentence on the person found guilty. However, sub-section (3)
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 193
OTHERS [M. R. SHAH, J.]
of Section 401 of the Code contemplates that the power of A
revision does not authorise a High Court to convert a finding
of acquittal into one of conviction. On the face of it, the High
Court while exercising the powers of revision can exercise all
those powers which have been conferred on the court of appeal
under Section 386 of the Code but, in view of sub-section (3)
B
of Section 401 of the Code, while exercising such power, cannot
convert a finding of acquittal into one of conviction.
11. However, in a case where the finding of acquittal is
recorded on account of misreading of evidence or non-
consideration of evidence or perverse appreciation of evidence,
nothing prevents the High Court from setting aside the order C
of acquittal at the instance of the informant in revision and
directing fresh disposal on merit by the trial court. In the event
of such direction, the trial court shall be obliged to reappraise
the evidence in light of the observation of the Revisional Court
and take an independent view uninfluenced by any of the D
observations of the Revisional Court on the merit of the case.
By way of abundant caution, we may herein observe that
interference with the order of acquittal in revision is called for
only in cases where there is manifest error of law or procedure
and in those exceptional cases in which it is found that the
order of acquittal suffers from glaring illegality, resulting into E
miscarriage of justice. The High Court may also interfere in
those cases of acquittal caused by shutting out the evidence
which otherwise ought to have been considered or where the
material evidence which clinches the issue has been overlooked.
In such an exceptional case, the High Court in revision can set F
aside an order of acquittal but it cannot convert an order of
acquittal into that of an order of conviction. The only course
left to the High Court in such exceptional cases is to order
retrial.
12. The view, which we have taken finds support from a G
decision of this Court in Bindeshwari Prasad Singh v. State
of Bihar [(2002) 6 SCC 650 : 2002 SCC (Cri) 1448] , in which
it has been held as follows: (SCC pp. 654-55, para 12)
“12. … Sub-section (3) of Section 401 in terms provides
that nothing in Section 401 shall be deemed to authorise a H
194 SUPREME COURT REPORTS [2022] 8 S.C.R.
A High Court to convert a finding of acquittal into one of
conviction. The aforesaid sub-section, which places a
limitation on the powers of the Revisional Court, prohibiting
it from converting a finding of acquittal into one of conviction,
is itself indicative of the nature and extent of the revisional
power conferred by Section 401 of the Code of Criminal
B
Procedure. If the High Court could not convert a finding of
acquittal into one of conviction directly, it could not do so
indirectly by the method of ordering a retrial. It is well settled
by a catena of decisions of this Court that the High Court
will ordinarily not interfere in revision with an order of
C acquittal except in exceptional cases where the interest of
public justice requires interference for the correction of a
manifest illegality or the prevention of gross miscarriage of
justice. The High Court will not be justified in interfering
with an order of acquittal merely because the trial court
has taken a wrong view of the law or has erred in
D
appreciation of evidence. It is neither possible nor advisable
to make an exhaustive list of circumstances in which
exercise of revisional jurisdiction may be justified, but
decisions of this Court have laid down the parameters of
exercise of revisional jurisdiction by the High Court under
E Section 401 of the Code of Criminal Procedure in an appeal
against acquittal by a private party.”
9. Applying the law laid down by this Court in the aforesaid
decisions and on a plain reading of sub-section (3) of Section 401 Cr.P.C.,
it has to be held that sub-section (3) of Section 401 Cr.P.C. prohibits/
F bars the High Court to convert a finding of acquittal into one of conviction.
Though and as observed hereinabove, the High Court has revisional
power to examine whether there is manifest error of law or procedure
etc., however, after giving its own findings on the findings recorded by
the court acquitting the accused and after setting aside the order of
acquittal, the High Court has to remit the matter to the trial Court and/or
G the first appellate Court, as the case may be. As observed by this Court
in the case of K. Chinnaswamy Reddy (supra), if the order of acquittal
has been passed by the trial Court, the High Court may remit the matter
to the trial Court and even direct retrial. However, if the order of acquittal
is passed by the first appellate court, in that case, the High Court has
H two options available, (i) to remit the matter to the first appellate Court
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 195
OTHERS [M. R. SHAH, J.]
to rehear the appeal; or (ii) in an appropriate case remit the matter to the A
trial Court for retrial and in such a situation the procedure as mentioned
in paragraph 11 of the decision in K. Chinnaswamy Reddy (supra),
referred to hereinabove, can be followed. Therefore, in the present case,
the High Court has erred in quashing and setting aside the order of
acquittal and reversing and/or converting a finding of acquittal into one
B
of conviction and consequently convicted the accused, while exercising
the powers under Section 401 Cr.P.C. The order of conviction by the
High Court, while exercising the revisional jurisdiction under Section
401 Cr.P.C., is therefore unsustainable, beyond the scope and ambit of
Section 401 Cr.P.C., more particularly sub-section (3) of Section 401
Cr.P.C. Issue no.1 is answered accordingly. C
10. Now so far as issue no.2, namely, in a case where no appeal
is brought though appeal lies under the Code, whether revision application
still to be entertained at the instance of the party who could have appealed,
the answer lies in sub-section (4) of Section 401 Cr.P.C. itself. Sub-
section (4) of Section 401 Cr.P.C. reads as under: D
“(4) Where under this Code an appeal lies and no appeal is brought,
no proceeding by way of revision shall be entertained at the instance
of the party who could have appealed.”
10.1 It cannot be disputed that now after the amendment in Section
372 Cr.P.C. after 2009 and insertion of proviso to Section 372 Cr.P.C., a E
victim has a statutory right of appeal against the order of acquittal.
Therefore, no revision shall be entertained at the instance of the victim
against the order of acquittal in a case where no appeal is preferred and
the victim is to be relegated to file an appeal. Even the same would be in
the interest of the victim himself/herself as while exercising the revisional
F
jurisdiction, the scope would be very limited, however, while exercising
the appellate jurisdiction, the appellate Court would have a wider
jurisdiction than the revisional jurisdiction. Similarly, in a case where an
order of acquittal is passed in any case instituted upon complaint, the
complainant (other than victim) can prefer an appeal against the order
of acquittal as provided under sub-section (4) of Section 378 Cr.P.C., G
subject to the grant of special leave to appeal by the High Court.
10.2 As observed by this Court in the case of Mallikarjun
Kodagali (supra), so far as the victim is concerned, the victim has not
to pray for grant of special leave to appeal, as the victim has a statutory
right of appeal under Section 372 proviso and the proviso to Section 372 H
196 SUPREME COURT REPORTS [2022] 8 S.C.R.
A does not stipulate any condition of obtaining special leave to appeal like
sub-section (4) of Section 378 Cr.P.C. in the case of a complainant and
in a case where an order of acquittal is passed in any case instituted
upon complaint. The right provided to the victim to prefer an appeal
against the order of acquittal is an absolute right. Therefore, so far as
issue no.2 is concerned, namely, in a case where the victim and/or the
B
complainant, as the case may be, has not preferred and/or availed the
remedy of appeal against the order of acquittal as provided under Section
372 Cr.P.C. or Section 378(4), as the case may be, the revision application
against the order of acquittal at the instance of the victim or the
complainant, as the case may be, shall not be entertained and the victim
C or the complainant, as the case may be, shall be relegated to prefer the
appeal as provided under Section 372 or Section 378(4), as the case
may be. Issue no.2 is therefore answered accordingly.
11. Now so far as the power to be exercised by the High Court
under sub-section (5) of Section 401, Cr.P.C., namely, the High Court
D may treat the application for revision as petition of appeal and deal with
the same accordingly is concerned, firstly the High Court has to pass a
judicial order to treat the application for revision as petition of appeal.
The High Court has to pass a judicial order because sub-section (5) of
Section 401 Cr.P.C. provides that if the High Court is satisfied that such
revision application was made under the erroneous belief that no appeal
E
lies thereto and that it is necessary in the interests of justice so to do.
While treating with the application for revision as petition of appeal and
deal with the same accordingly, the High Court has to record the
satisfaction as provided under sub-section (5) of Section 401 Cr.P.C.
Therefore, where under the Cr.P.C. an appeal lies, but an application for
F revision has been made to the High Court by any person, the High Court
has jurisdiction to treat the application for revision as a petition of appeal
and deal with the same accordingly as per sub-section (5) of Section
401 Cr.P.C., however, subject to the High Court being satisfied that such
an application was made under the erroneous belief that no appeal lies
G thereto and that it is necessary in the interests of justice so to do and for
that purpose the High Court has to pass a judicial order, may be a formal
order, to treat the application for revision as a petition of appeal and deal
with the same accordingly.
12. Now the next question is what order should be passed in a
case like the present. This Court may either set aside the impugned
H
JOSEPH STEPHEN AND OTHERS v. SANTHANASAMY AND 197
OTHERS [M. R. SHAH, J.]
judgment and order passed by the High Court setting aside the acquittal A
and convicting the accused so as to enable the High Court to remit the
matter to the first appellate Court to rehear the appeal after considering
the findings recorded by it or to remit the matter to the High Court to
treat the revision application as a petition of appeal against the order of
acquittal, which otherwise is permissible under sub-section (5) to Section
B
401 Cr.P.C. As observed hereinabove, as such, while exercising the
powers under sub-section (5) to Section 401 Cr.P.C. to treat the revision
application as a petition of appeal, the High Court is required to pass a
judicial order. However, considering the fact that even otherwise being
victims they are having the statutory right of appeal as per proviso to
Section 372 Cr.P.C., we deem it fit and proper to remit the matter to the C
High Court to treat the revision applications as petition of appeals under
Section 372 Cr.P.C. and to decide the same in accordance with law and
on their own merits. The same would be in the interests of all, namely,
the victims as well as the accused, as the appellate Court would have a
wider scope and jurisdiction as an appellate Court, rather than the D
revisional court.
13. In view of the above and for the reasons stated above, the
impugned common judgment and order passed by the High Court reversing
the acquittal and convicting the accused is hereby quashed and set aside.
The matters are remitted to the High Court. The High Court is directed E
to treat the revision applications as appeals under Section 372 Cr.P.C.
and thereafter to decide and dispose of the same in accordance with
law on their own merits.
14. The present appeals are accordingly allowed in the aforesaid
terms. F
Devika Gujral Appeals allowed.
G
H
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