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Supreme Court of India

DR NARENDRA GUPTAversusUNION OF INDIA & ORS.

Citation
2023 INSC 322
Decided
5 April 2023
Disposal
Directions issued

Holding

Unnecessary hysterectomies violate the fundamental right to life and health under Article 21, and the Guidelines to Prevent Unnecessary Hysterectomies issued by the Ministry of Health and Family Welfare must be adopted and implemented by all States and Union Territories.

Summary

Dr. Narendra Gupta filed a public interest litigation alleging that women, especially from marginalized communities, were subjected to unnecessary hysterectomies under government health schemes in several states, violating their right to health under Article 21 of the Constitution. The Supreme Court examined affidavits and data showing a high prevalence of such procedures, particularly among women under 40 and in private facilities. It held that these surgeries constitute a serious breach of fundamental rights and directed the Ministry of Health and Family Welfare to enforce the "Guidelines to Prevent Unnecessary Hysterectomies" across all States and Union Territories. The Court ordered the setting up of national, state and district hysterectomy monitoring committees, blacklisting of non‑compliant hospitals, and the creation of a grievance portal. After issuing these directions, the Court disposed of the petition, noting that the Union and the concerned States had already taken steps towards compliance.

Issues considered

  • The performance of unnecessary hysterectomies under government health schemes violates the fundamental right to life and health under Article 21.
  • Whether the Union and State governments are constitutionally obligated to adopt and implement guidelines to prevent such unnecessary procedures.
  • Whether the Court can direct the establishment of monitoring committees and blacklisting mechanisms for hospitals.
  • Whether the petition should be continued after the issuance of compliance directions.

Legislation cited

Subjects

unnecessary hysterectomyright to healthArticle 21public interest litigationmedical negligencewomen's rightsAyushman BharatRSBYhealth guidelineshospital blacklisting

Judgment

992                      [2023]REPORTS
               SUPREME COURT    6 S.C.R. 992                [2023] 6 S.C.R.


A                          DR NARENDRA GUPTA
                                        v.
                          UNION OF INDIA & ORS.
                      (Writ Petition (Civil) No. 131 of 2013)
B                                APRIL 05, 2023
           [DR. DHANANJAYA Y CHANDRACHUD, CJI AND
                      J. B. PARDIWALA, J.]
             Directions by Supreme Court – Unnecessary Hysterectomies
C     – Constitution of India – Art.21 – Violation of Fundamental Rights
      of Women – Guidelines to Prevent Unnecessary Hysterectomies – A
      public interest litigation was filed by the petitioner in 2013,
      highlighting the issue of unnecessary hysterectomies being
      performed under various government healthcare schemes in various
      States – Petitioner has brought to Supreme Court’s notice the fact
D
      that women, who should not have been subjected to hysterectomies
      and to whom alternative treatment could have been extended, were
      subjected to hysterectomies, seriously endangering their health in
      the process and also submitted that most women who were subjected
      to hysterectomies of this kind belonged to the Scheduled Castes,
E     Scheduled Tribes, or Other Backward Communities – On
      13.12.2022, Supreme Court directed the Secretary, MoHFW to
      examine the grievance which was raised and to file a response –
      From the counter affidavits filed by the Various States, it emerged
      that there is a considerable degree of substance in the facts which
F     have been highlighted in the petition – In 2022, MoHFW issued
      guidelines titled “Guidelines to Prevent Unnecessary
      Hysterectomies,” which have been forwarded to all the States and
      Union Territories for compliance – The Union government also filed
      the status report proposing the action plan and indicating the steps
      which were taken by various States while dealing with the
G     performance of unnecessary hysterectomies – Held: The right to
      health is an intrinsic element of the right to life u/Art. 21 and there
      has been a serious violation of the fundamental rights of the women
      who underwent unnecessary hysterectomies – Further, that the
      Guidelines which have been adopted to prevent unnecessary
H
                                       992
     DR NARENDRA GUPTA v. UNION OF INDIA & ORS.                                 993


hysterectomies must be adopted by all the States and Union                      A
Territories – MoHFW shall engage with all the States and Union
Territories to ensure that the Guidelines are adopted expeditiously
– All States and Union Territories directed to adopt and implement
the Guidelines and report compliance to MoHFW and further ensure
that all public and private hospitals within their territories are made         B
aware of the existence and importance of the Guidelines – All the
States and Union Territories must take stringent action for
blacklisting hospitals once it is detected that any unnecessary
hysterectomy was carried out or that the procedure was taken
recourse to without the informed consent of the patient and directed
that necessary action be taken in accordance with law – The Union               C
government directed to take all necessary steps in accordance with
the Guidelines to effectuate the public interest which is sought to be
achieved.
      CIVIL ORIGINAL JURISDICTION: Writ Petition (Civil) No.
                                                                                D
131 of 2013.
      Under Article 32 of The Constitution of India
       Ms. Aishwarya Bhati, Jayant K Sud, A.S.Gs., Dr. Manish Singhvi,
S. C. Verma, Sr. Advs., Ms. Kawalpreet Kaur, Satya Mitra, Gurmeet
Singh Makker, Dr. Arun Kumar Yadav, Digvijay Dam, Praveena Gautam,              E
Akshit Pradhan, A K Kaul, Abhinav Mukerji, Akshay Shrivastava, Mrs.
Bihu Sharma, Ms. Pratishtha Vij, Arpit Parkash, Ms. Shubhangi Agarwal,
Milind Kumar, Sumeer Sodhi, Gaurav Arora Advs. for the appearing
parties.
                                                                                F
      The Judgment of the Court was delivered by
      DR. DHANANJAYA Y CHANDRACHUD, CJI
       1. A public interest litigation has been instituted by Dr Narendra
Gupta in 2013 highlighting the fact that in the States of Bihar, Chhattisgarh
                                                                                G
and Rajasthan, in particular, “unnecessary hysterectomies” were carried
out under the Rashtriya Swasthya Bima Yojana as well as other
government schemes related to healthcare. The petition also highlights
the involvement of private hospitals in performing such hysterectomies.
The Union Ministry of Health and Family Welfare1 is the first respondent,
                                                                                H
994             SUPREME COURT REPORTS                           [2023] 6 S.C.R.


A     while the States of Bihar, Rajasthan and Chhattisgarh are impleaded as
      the second, third and fourth respondents respectively. Based on his field
      work, the petitioner has brought to our notice the fact that women, who
      should not have been subjected to hysterectomies and to whom alternative
      treatment could have been extended, were subjected to hysterectomies,
B     seriously endangering their health in the process. The petitioner also
      submitted that most women who were subjected to hysterectomies of
      this kind belonged to the Scheduled Castes, Scheduled Tribes, or Other
      Backward Communities.
              2. On 13 December 2022, this Court directed the Secretary,
C     MoHFW to examine the grievance which was raised in the petition and
      to file a response after collating relevant information.
             3. Before we advert to the status report which has been filed by
      the Union of India, it must be recorded, at the outset, that from the
      counter affidavits filed by the States of Rajasthan, Bihar and Chhattisgarh,
D     it emerges that there is a considerable degree of substance in the facts
      which have been highlighted in the petition. For instance, the affidavit
      filed by the State of Bihar indicates that steps were taken by the district
      authorities in Kishanganj, Madhubani, Samastipur and Saran to enquire
      into complaints regarding unnecessary hysterectomies. Finding that many
E     of the allegations in regard to the performance of unnecessary
      hysterectomies were true, the State has taken consequential action. It
      issued a circular inter alia directing that empanelled hospitals must obtain
      permission from the concerned insurance provider before conducting
      hysterectomies on women aged forty or below. This Court has been
      apprised of the fact that several hospitals have been blacklisted and de-
F     empanelled from the Rashtriya Swasthya Bima Yojana pursuant to the
      investigation conducted in the state. In certain cases, First Information
      Reports have been filed.
            4. The State of Rajasthan has placed on the record the steps
      which were taken by the District Collector, Dausa for constituting
G
      committees to enquire into the alleged incidents. The State of Rajasthan
      framed the Rajasthan Government Clinical Establishments (Registration
      and Regulation) Rules 2013.The State of Chhattisgarh constituted a High

      1
H         “MoHFW”
        DR NARENDRA GUPTA v. UNION OF INDIA & ORS.                             995
           [DR. DHANANJAYA Y CHANDRACHUD, CJI]

Powered Committee which found that the hysterectomies in the state             A
could not be termed as “wholly unneeded.”

       5. The right to health is an intrinsic element of the right to life
under Article 21 of the Constitution. Life, to be enjoyed in all its diverse
elements, must be based on robust conditions of health. There has been
a serious violation of the fundamental rights of the women who underwent       B
unnecessary hysterectomies.
       6. In 2022, MoHFW issued guidelines titled “Guidelines to Prevent
Unnecessary Hysterectomies,”2 which have been forwarded to all the
States and Union Territories for compliance. The Guidelines were
                                                                               C
formulated after a series of consultations with different stake holders.
The Guidelines indicate that while in developed countries hysterectomies
are typically conducted amongst pre-menopausal women above the age
of forty-five years, in India, community based studies have consistently
found rising hysterectomy rates among young women, ranging from
twenty-eight to thirty-six years of age. Field based studies have indicated    D
that unnecessary hysterectomies are performed in cases where medical
or non-invasive treatment would have been sufficient. The evidence
indicates a higher risk among poor, less educated women, particularly in
the rural areas.
    7. Paragraphs 5.1.3 to 5.1.5 of the affidavit filed by the Secretary,      E
MoHFW are set out below:
         “5.1.3. Data from National Family Health Survey-4 (2015-16)
         estimates hysterectomy prevalence to be 3.6% amongst women
         aged 36-39 years, 9.2% amongst women aged 40-49 years and
                                                                               F
         the median age for hysterectomy is 37 years.
         5.1.4 Notably, two-thirds of the procedures were conducted in
         private facilities.
         5.1.5 A working paper from the National Health Authority on early
                                                                               G
         trends from AB-PMJAY indicates that 2% of the claims submitted
         by women were for hysterectomy. Notably, six states –



2
    “Guidelines”                                                               H
996              SUPREME COURT REPORTS                          [2023] 6 S.C.R.


A           Chhattisgarh, Uttar Pradesh, Jharkhand, Gujarat, Maharashtra and
            Karnataka – generated three quarters of all hysterectomy claims.”
             8. In 2019, a national consultation on unnecessary hysterectomies
      identified three important challenges:

B           a.    The need for appropriate clinical and population level
                  guidelines;
            b.    Availability of appropriate information on and treatment of
                  gynaecological morbidity at the primary level; and

C           c.    The critical need to monitor and regulate the appropriate use
                  of hysterectomies, particularly for treatment of benign
                  gynaecological conditions and amongst younger women.
              9. Chapter 3 of the Guidelines provides guidance on prevention of
      unnecessary hysterectomies. It refers to the role of programme managers
D     and also refers to the role of different levels of public health facilities.
      The Guidelines note that reporting of hysterectomies, cases conducted
      for women less than 40 years of age and the cause of the hysterectomy
      have to be incorporated in the existing screening checklist. To achieve
      this, the Guidelines propose the setting up of Hysterectomy Monitoring
E     Committees at District, State and National levels. Chapter 3 also deals
      with District, State and National Hysterectomy Monitoring Committees
      in the following terms:
            “District Hysterectomy Monitoring Committees

            A District Hysterectomy Monitoring Committee must be set up in
F
            each district to enable effective monitoring. The committee must
            be set up under the chairpersonship of District CMO. NCD Nodal,
            District RCH Nodal Officers/ Maternal Health Nodal Officers,
            other key government personnel at the district level, representatives
            from FOGSI (both public and private sector), representatives from
G           development partners etc. The monitoring committee is expected
            to:

            •      Issue necessary orders to both public and private sectors
                   to submit a line list of all women who underwent

H
DR NARENDRA GUPTA v. UNION OF INDIA & ORS.                              997
   [DR. DHANANJAYA Y CHANDRACHUD, CJI]

      hysterectomy every month. The line list must include              A
      information on parameters such as:

      •   Age
      •   Parity
                                                                        B
      •   Occupation

      •   Indication of hysterectomy
      •   Previous medical/surgical history
      •   Hysterectomy route:                                           C

      •   Abdominal
      •   Vaginal
      •   Laparoscopic
                                                                        D
      •   Any other surgery done along with hysterectomy:
      •   Past treatment history:
      •   HPE:
                                                                        E
• Every quarter the district committee must audit cases with
  following indications and issue necessary instructions if required:

  •   Hysterectomy with/ without BSO in women <35 yrs. of
      age
                                                                        F
  •   Hysterectomy with BSO in women< 40 yrs. of age

  •   All cases where no indication for doing the procedure is
      mentioned in the records

  •   All cases where no records of treatment prior to
      hysterectomy (in papers or in history) are available              G

  •   Discrepancy between mentioned indication and HPE report

  •   Any severe morbidity/mortality due to hysterectomy

                                                                        H
998            SUPREME COURT REPORTS                           [2023] 6 S.C.R.


A             •   Annexure 3 provides detailed guidelines on how to conduct
                  audits of hysterectomies
              •   Arrange necessary trainings and sensitization sessions for
                  both public and private sector professionals.

B           State Hysterectomy Monitoring Committees
            A State Hysterectomy Monitoring Committee must be set up in
            each State to enable effective monitoring. The committee must
            be set up under the chairpersonship of State Principle Secretary.
            State level DPH (Director Pubtic Health) will be the nodal Officer
C           & NCD State program officer, RCH/FW/MH programme officers
            will be the other key government personnel at the state level,
            representatives from FOGSI (both public and private sector),
            representatives from development partners etc. The monitoring
            committee is expected to meet once in every six months and review
D           district level data to ensure that unnecessary hysterectomies can
            be avoided. The State Hysterectomy Monitoring Committees must
            also arrange necessary trainings and sensitization sessions for both
            public and private sector professionals and district officials.
            National Hysterectomy Monitoring Committees
E
            A National Hysterectomy Monitoring Committee must be set up
            to enable effective monitoring and ensure necessary policy
            decisions at the National level. The monitoring committee would
            comprise of officials from NCD, ICMR, MH Officers under the
            chairpersonship of Additional Commisssioner& Mission Director,
F           NHM and is expected to meet once in every six months and
            review State level data to ensure that unnecessary hysterectomies
            can be avoided. The national committees must also arrange
            necessary trainings and sensitization sessions for both public and
            private sector professionals and district officials. Most importantly
G           national committees must review the landscape and take necessary
            policy decisions as required.”
           10. The Ayushman Bharat Pradhan Mantri Jan Arogya Yojana
      which provides an annual health cover of Rs. 5 lakhs per family has

H
     DR NARENDRA GUPTA v. UNION OF INDIA & ORS.                               999
        [DR. DHANANJAYA Y CHANDRACHUD, CJI]

been extended to cover twelve crore families across the nation. The           A
scheme covers the treatment of 1949 procedures, including
hysterectomies under 27 different specialties. As of 16 March 2023,
45,434 hospital admissions were authorized under this scheme for
hysterectomy related treatments. Two Standard Treatment Guidelines
have been developed for fourteen procedures relating to hysterectomies.       B
The Union government has set out the details of procedures and State/
UT-wise details of authorized hospital admissions for the purpose of
hysterectomies under the Scheme.
       11. Besides setting out the provisions of the Guidelines, the status
report filed by the Union government indicates the steps which were           C
taken by the States of Chhattisgarh and Bihar while dealing with the
performance of unnecessary hysterectomies.
       12. The Union government has proposed an action plan in its status
report, which is set out below:
                                                                              D
      “E. PROPOSED ACTION PLAN
      10. Setting Up of Grievance Portal - It is pertinent to mention
      here that the Rasthriya Swasthya Bima Yojana (RSBY) has been
      subsumed in PMJAY with the launch of Ayushman Bharat-
      Pradhan Mantri Jan Arogya Yojana (AB-PMJAY) on 23.09.2018.              E
      The PMJAY website hosts a grievance portal for its beneficiaries.
      An additional grievance portal would also be maintained by National
      Health Authority especially designed for PMJAY beneficiaries of
      hysterectomies.
      The proposed portal will be activated for hysterectomy                  F
      beneficiaries within a period of three months. Any grievance
      received on the portal will be monitored by the National
      Hysterectomy Monitoring Committee.
      11. Formation of Committees – The Ministry will endeavour to
                                                                              G
      form a National Hysterectomy Monitoring Committee, as proposed
      under the Guidelines within 4 to 6 weeks. Simultaneously the states
      will also be continuously advised to expedite formation of the state
      and district level committees so that the implementation of the
      National Guidelines can be properly monitored and supervised.”
                                                                              H
1000              SUPREME COURT REPORTS                           [2023] 6 S.C.R.


 A           13. The Guidelines which have been adopted by MoHFW to
       prevent unnecessary hysterectomies must be adopted by all the States
       and Union Territories. MoHFW shall engage with all the Statesand
       Union Territories to ensure that the Guidelines are adopted expeditiously.
       We direct that:
 B           a.    All States and Union Territories shall adopt the Guidelines
                   within three months and report compliance to MoHFW;
             b.    All the States and Union Territories shall implement the
                   Guidelines without delayand report compliance to MoHFW;
                   and
 C
             c.    All the States and Union Territories shall ensure that all public
                   and private hospitals within their territories are made aware
                   of the existence and importance of the Guidelines.

            The Guidelines, for convenience of reference, are annexed to this
 D     judgment as Annexure A to facilitate compliance.
              14. Ms.Kawalpreet Kaur, counsel appearing on behalf of the
       petitioner, has urged two submissions which seek to supplement the
       Guidelines. Firstly, it has been submitted that under the Ayushman Bharat
 E     Pradhan Mantri Jan Arogya Yojana, where a hysterectomy is performed
       on a woman below the age of forty years, the requirement of the
       procedure has to be certified by at least two doctors. The suggestion is
       that this requirement should be extended to other cases as well,
       irrespective of the age of the woman undergoing a hysterectomy.

 F            15. Responding to the above submission of Ms Kawalpreet Kaur,
       Ms Aishwarya Bhati, Additional Solicitor General, submits that once the
       full data on hysterectomies is duly captured on the portal of MoHFW
       and the National, State, and District Level Committees are constituted,
       a considered decision will be taken by the Union of India on this aspect.
       The Additional Solicitor General submitted that while certain States
 G
       already have such a procedure in place, the network of government
       hospitals may not be adequate enough to implement such a regulation
       across India even if it were made.Moreover, the ASG urged that there is
       a real danger that this may result in the denial of treatment to women
       who are genuinely in the need of it. It has been submitted that since the
 H
     DR NARENDRA GUPTA v. UNION OF INDIA & ORS.                               1001
        [DR. DHANANJAYA Y CHANDRACHUD, CJI]

situation is evolving, the Union of India would take a considered view        A
once adequate data is available.

      16. We accept the submission.
      17. The Guidelines mandate that the National Committee should
review the landscape and take necessary policy decisions, as required,        B
once in every six months.
       18. The second suggestion which has been urged on behalf of the
petitioner is that the state should take steps for blacklisting hospitals
where hysterectomies were carried out without medical necessity and
without obtaining the informed consent of the patient. In this context, it    C
was urged that as a first line of treatment, other non-invasive methods
should be adopted and, in any event, the woman who is undergoing the
hysterectomy should be properly informed about the reason and likely
consequences of the hysterectomy, bearing on the health of the patient.
       19. We are in agreement with the submission that all the States        D
and Union Territories must take stringent action for blacklisting hospitals
once it is detected that any unnecessary hysterectomy was carried out
or that the procedure was taken recourse to without the informed consent
of the patient. We direct that necessary action be taken in accordance
with law.                                                                     E
      20. Since steps have been taken by the Union government in
framing the Guidelines in 2022 and the States of Chhattisgarh, Bihar and
Rajasthan have indicated to the Court of the steps which were taken to
detect unnecessary hysterectomies and to deal with them, we see no
further reason to keep the petition alive.                                    F

      21. The Union government shall take all necessary steps in
accordance with the Guidelines to effectuate the public interest which is
sought to be achieved.

       22. We appreciate the assistance which has been rendered to the        G
Court by Ms Kawalpreet Kaur, counsel appearing on behalf of the
petitioner and Ms Aishwarya Bhati, Additional Solicitor General.
      23. The petition is disposed of in terms of the above directions.
      24. Pending applications, if any, stand disposed of.                    H
1002   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1033
   [DR. DHANANJAYA Y CHANDRACHUD, CJI]

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1034   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1035
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1036   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1037
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1038   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1039
   [DR. DHANANJAYA Y CHANDRACHUD, CJI]

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1040   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1041
   [DR. DHANANJAYA Y CHANDRACHUD, CJI]

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1042   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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DR NARENDRA GUPTA v. UNION OF INDIA & ORS.   1043
   [DR. DHANANJAYA Y CHANDRACHUD, CJI]

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1044   SUPREME COURT REPORTS   [2023] 6 S.C.R.


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      DR NARENDRA GUPTA v. UNION OF INDIA & ORS.               1045
         [DR. DHANANJAYA Y CHANDRACHUD, CJI]

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Ankit Gyan                                Directions issued.
(Assisted by : Aarsh Choudhary, LCRA)                          H


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