YOGESH YADAVversusUNION OF INDIA & ORS.
- Citation
- 2013 INSC 539
- Decided
- 16 August 2013
- Disposal
- Dismissed
- Bench
- ANIL R DAVE
Holding
Fixation of a benchmark of 70% for the general category and 65% for the reserved category for final selection, in the absence of a prior rule, does not amount to a change in the selection criteria and is a permissible exercise of short‑listing authority.
Summary
The Competition Commission of India (CCI) advertised vacancies for Deputy Director (Law) and stipulated that the written test would carry 80% of the marks and the interview 20%, with minimum qualifying marks of 50% (general) and 40% (reserved) for the written test. After the written test and interview, the CCI fixed a benchmark of 70% for the general category and 65% for the OBC category for final selection, a criterion not mentioned in the original advertisement. Three OBC candidates who scored below the benchmark challenged the selection, alleging that the CCI had altered the rules of the game mid‑stream, which they claimed was illegal. The Supreme Court examined whether fixing such a benchmark after the recruitment process began constituted a change in the selection criteria and whether it was a permissible exercise of short‑listing authority. Relying on the absence of any rule requiring a benchmark at the outset and on precedents allowing employers to set higher standards for merit, the Court held that the fixation of the benchmark did not alter the original criteria and was lawful. Consequently, the Court dismissed the appeals, upholding the CCI’s selection process.
Issues considered
- Whether the fixation of a benchmark of 70% (general) and 65% (reserved) after the recruitment process began amounts to a change in the selection criteria, i.e., a violation of the principle that the rules of the game cannot be altered mid‑stream.
- Whether such post‑hoc fixation of a benchmark is permissible under administrative law and the principles governing recruitment and short‑listing.
- Whether the CCI’s short‑listing based on the benchmark is a valid exercise of its discretion.
Legislation cited
Subjects
Judgment
[2013] 8 S.C.R. 194
A YOGESH YADAV
v.
UNION OF INDIA & ORS.
(Civil Appeal No. 6799 of 2013)
AUGUST 16, 2013
B
[ANIL R. DAVE AND A.K. SIKRI, JJ.]
Selection - Benchmark - Fixation of, for appointment to
Post of Deputy Director (Law) in the Other Backward Class
C (OBC Category) in the office of Competition Commission of
India (CCI) - Challenge to - Held: The entire selection was
undertaken in accordance with the criterion laid down at the
time of recruitment process - Aftet conducting the interview,
marks of the written test and viva voce were to be added -
o However, since benchmark was not stipulated for giving the
appointment, a decision was taken to give appointments only
to those persons who secured 70% marks or above marks in
the unreserved category and 65% or above marks in the
reserved category - In absence of any rule on this aspect in
E the first instance, this did not amount to changing the "rules
of the game" - Fixation of such a benchmark in order to have
meritorious persons for those posts, was legitimate giving a
demarcating choice to the employer - There was no change
in the criteria of selection which remained of 80 marks for
F written test and 20 marks for interview without any subsequent
introduction of minimum cut off marks in the interview - It was
short listing which was done by fixing the benchmark, to recruit
best candidates on rational and reasonable basis - That was
clearly permissible under the law.
G Appointments to vacancies in the post of Deputy
Director (Law) in the Other Backward Class (OBC
Category) were to be made in the office of Competition
Commission of India (CCI). CCI issued notification
through public notice inviting applications for such post.
H 194
YOGESH YADAV v. UNION OF INDIA 195
The three appellants (who belonged to the OBC category) A
were amongst the candidates who appeared in the
written test. After qualifying the written test, they also
faced the interview. However, their names did not appear
in the list of candidates finally selected.
B
On obtaining the information from the respondents
under the Right to Information Act 2005, the appellants
learnt that the respondents had fixed the benchmark of
70 marks for the General Category and 65 marks for the
Reserved Category candidates and since the total marks
obtained by all these appellants were less than 65, that C
was the reason for their non-selection. This fixation of
benchmark agitated the appellants as according to them
it amounted to changing the selection procedure mid-
way, which is illegal.
D
The appellants filed writ petition contending that their
non-selection was the result of alteration of the
prescribed mode of selection mid-way i.e. after the
initiation of recruitment process which was impermissible.
The appellants contended that the selection criteria was E
changed arbitrarily that too after the advertisement and
the law did not permit the respondents to change the
rules of the game after the game had started. The precise
contention in this behalf was that the benchmark which
was fixed at 70 and 65 marks or above in the General and F
Reserved category respectively for the purposes of
selection was not mentioned earlier i.e. before the start
of selection process, either in the advertisement or
otherwise. The High Court dismissed the writ petition,
holding that fixation of the benchmark was legal and G
justified, and therefore the instant appeal.
The question which therefore arose for consideration
before this Court was whether fixation of benchmark
amounted to change in the criteria of selection in the
H
196 SUPREME COURT REPORTS [2013] 8 S.C.R.
A midstream when there was no such stipulation in that
regard in the advertisement.
Dismissing the appeals, the Court
HELD: 1.1. In the instant case, the instructions to the
B examinees provided that written test will carry 80% marks
and 20% marks were assigned for the interview. It was
also provided that candidates who secured minimum 50%
marks in the general category and minimum 40% marks
in the reserved categories in the written test would qualify
C for the interview. Entire selection was undertaken in
accordance with the aforesaid criterion which was laid
down at the time of recruitment process. After conducting
the interview, marks of the written test and viva voce were
to be added. However, since benchmark was not
D stipulated for giving the appointment, in the instant case
a decision was taken to give appointments only to those
persons who have secured 70% marks or above marks
in the unreserved category and 65% or above marks in
the reserved category. In the absence of any rule on this
E aspect in the first instance, this does not amount to
changing the "rules of the game". The High Court rightly
held that it is not a situation where securing of minimum
marks was introduced which was not stipulated in the
advertisement, standard was fixed for the purpose of
F selection. Therefore, it is not a case of changing the rules
of game. On the contrary in the instant case a decision
was taken to give appointment to only those who fulfilled
the benchmark prescribed. Fixation of such a benchmark
is permissible in law. [Para 14] [204-G-H; 205-A-D]
G 1.2. The decision taken in the instant case amounts
to short listing of candidates for the purpose of selection/
appointment which is always permissible. The intention
of the CCI was to get more meritorious candidates. There
was no change of norm or procedure and no mandate
H
YOGESH YADAV v. UNION OF INDIA 197
was fixed that a candidate should secure minimum marks A
in the interview. In order to have meritorious persons for
those posts, fixation of minimum 65% marks for selecting
a person from the OBC category and minimum 70% for
general category, was legitimate giving a demarcating
choice to the employer. There is no change in the criteria B
of selection which remained of 80 marks for written test
and 20 marks for interview without any subsequent
introduction of minimum cut off marks in the interview. It
was short listing which was done by fixing the
benchmark, to recruit best candidates on rational and c
. reasonable basis. That is clearly permissible under the
law. [Paras 15, 16 and 17] [205-E; 206-F-G; 207-D-F]
Himani Malhotra vs. High Court of Delhi (2008) 7 SCC
11: 2008 (5) SCR1066 - distinguished.
D
State of Haryana vs. Subash Chander Marwaha & Ors.
(1974) 3 SCC 220: 1974 (1) SCR 165 and M.P. Public
Service Commission vs. Navnit Kumar Potdar & Anr. (1994)
6 sec 293: 1994 (3) Suppl. SCR 665 - relied on.
E
Lila Dhar vs. State of Rajasthan (1981) 4 SCC 159: 1982
(1) SCR 320 and K.Manjusree vs. State of A.P. (2008) 3 SCC
512: 2008 (2) SCR 1025 - referred to.
Case Law Reference:
F
2008 (5) SCR 1066 distinguished Para 12
1982 (1) SCR 320 referred to Para 12
2008 (2) SCR 1025 referred to Para 12
1974 (1) SCR 165 relied on Para 15 G
1994 (3) Suppl. SCR 665 relied on Para 17
CIVIL APPELLATE JURISDICTION : Civil Appeal No.
6799 of 2013.
H
198 SUPREME COURT REPORTS [2013] 8 S.C.R.
A From the Judgment and Order dated 05.08.2011 of the
High Court of Delhi at New Delhi in LPA No. 561 of 2011.
WITH
C.A. No. 6800 & 6801 of 2013.
B
Jayant Bhushan, Himanshu Shekhar, Chandan Kumar Rai,
Vibhu Shanker Mishra, Harish Pandey, Shubhangi Tuli for the
Appellant.
C Parag Tripathi, B.K. Satija, Mahima Gupta, Sushma Suri,
Pankaj Seth, Manjeet Chawla, A.K. Shrivastava, Gaurav
Sharma, Rajeev Gupta, Anurag Singh, Avni Singh, Balbir
Singh, Chandra Prakash, Rupender Singh for the Respondents.
The Judgment of the Court was delivered by
D
A.K. SIKRI, J. 1. Leave granted.
2. Counsel for the parties were heard at length on the issue
involved in these cases. We now proceed to decide the same
E by this order.
3. Matter pertains to appointment to the post of Deputy
Director (Law) in the Other Backward Class (OBC Category).
Appointments to the vacancies in the aforesaid post were to
be made in the office of Competition Commission of India
F (CCI). The three appellants in these three appeals were also
the candidates who appeared in the written test. After qualifying
the written test, they also faced the interview. However, their
names did not appear in the list of candidates finally selected.
According to the appellants, their non-selection was the result
G of altering the prescribed mode of selection mid-way i.e. after
the initiation of recruitment process which was impermissible.
This contention has not found favour with either the learned
Single Judge in the Writ Petitions filed by them or the Division
Bench of the High Court in the appeals filed by them challenging
H the order of the learned Single Judge. Bone of contention,
I.
YOGESH YADAV v. UNION OF INDIA [A.K. SIKRI, J.] 199
before us also, remains the same. Therefore, the issue which A
needs to be decided is as to whether there was any change in
the mode of selection after the process of selection had started.
4. Seminal facts which are necessitated to understand the
controversy are recapitulated herein below.
B
5. CCI had issued the notification through public notice
dated 11th November, 2009 inviting applications for various
posts. We are concerned with the post of Deputy Director (Law)
for which 13 vacancies were notified - 9 were in General
category, 1 in SC Category and 3 posts were reserved for OBC c
category. Clause 7 of the notification stipulated the mode of
selection in the following manner:
"7. Mode of Selection
All the applications received by the due date will be D
screened with reference to the minimum qualification
criteria. From amongst the eligible candidates, suitable
candidates will be short listed through a transparent
mechanism and the short listed candidates will be called
for interview before final selection. Mere fulfilling of E
minimum qualifications by itself would not entitle any
applicant for being called for interview."
6. The eligibility I qualification /experience required for this
post was also provided in the advertisement. It is undisputed F
that the appellants fulfilled the eligibility condition, being holder
of degree of Bachelor of Law (Professional) as well as 3 years'
experience in the relevant field including in the Corporate
Sector. Written test for this post was held on 14th February,
2010 for short listing of candidates for interview. Admit card G
was also issued to the appellants for appearing in the written
test along .with the detailed instructions including the scheme
of examination. Paragraphs 4 and 9 of the Instruction which
were given to the examinees/candidates are relevant for our
purposes and therefore we reproduce the same hereunder:
H
200 SUPREME COURT REPORTS [2013] 8 S.C.R.
A "4. The selection to all the positions advertised will
be based on a written test followed by an interview. The
written test will carry 80% of the marks and interview will
have 20% of the marks. The written test will be in two parts.
The first part will be based on multiple choice questions
B for 50 marks. There is no negative marking in this multiple
choice questions. The second part carrying 30 marks will
be distributed to the descriptive questions on the subject
of your specialization within the broad outline of the subject
of specialization as indicated in the advertisement.
c
9. Candidates who do not secure 50% of the marks
in the test will not be called for the interview. However, for
candidates belonging to the reserved categories, the cut
D off marks will be 40% of the total marks."
7. Written examination was of 80 marks and the appellants
secured more than 50% marks therein. They were called for
the interview which was held on 19th March 2010 and the result
E of which was published on the website of the CCI. Finally, only
5 candidates, that too from the General category, were
selected. Nobody from the OBC category, to which category
the appellants belonged, emerged successful. On obtaining the
information from the respondents under the Right to Information
Act 2005, the appellant in CA_/2013 (@SLP(C) No. 34427
F of 2011) came to know that he had secured only 2 marks out
of 20 marks in the interview. In this manner, total marks secured
by him were 53 out of 100 marks. He also learnt that the
respondents had fixed the benchmark of 70 marks for the
General Category and 65 marks for the Reserved Category
G candidates. Since the total marks obtained by all these
appellants were less than 65, that was the reason for their non
selection. It is this fixation of benchmark which has agitated the
appellants and according to them it amounts to changing the
selection procedure mid-way, which is illegal.
H
YOGESH YADAV v. UNION OF INDIA [A.K. SIKRI, J.] 201
8. The appellants approached the High Court of Delhi by A
filing a Writ Petitions challenging their non- selection primarily
on the ground that the selection criteria was changed arbitrarily
that too after the advertisement and the law did not permit the
respondents to change the rules of the game after the game
had started. The precise contention in this behalf was that the B
benchmark which was fixed at 70 and 65 marks or above in
the General and Reserved category respectively for the
purposes of selection was not mentioned earlier i.e. before the
start of selection process, either in the advertisement or
~eMise. c
9. The Writ petitions were contested by the respondents.
In the counter affidavit filed by the CCI, it was explained that
there was an overwhelming response received from the
candidates for selection to the aforesaid post and having
regard to the large number of applications received, the CCI D
decided to undertake the selection to all posts notified in the
advertisement on the basis of written test followed by interview
and accordingly it was determined that written test would be
for 80 marks while 20 marks were attributed to interview.
Further, candidates who secured minimum of 50 marks in the E
written test in the General category and minimum of 40 marks
in the reserved category were called for interview in the ratio
of three times of the number of vacancies where the number
of vacancies were more than 10 and 5 times of the number of
the vacancies for less than the 10. The marks obtained in the F
written test were not disclosed to the interview committee and
the committee independently and without being influenced by
the marks obtained in the written test adjudged the candidates
on the basis of Viva Voce test and awarded the marks. The
marks of the written test, which were kept in the sealed cover, G
were opened after the marks given to candidates in the
interview by the interview board and tabulated merit list was
prepared accordingly. The CCI, keeping in view the nature and
purpose of the post, decided to fix the percentage for final
selection were 70 marks out of 100 for unreserved Category H
202 SUPREME COURT REPORTS [2013] 8 S.C.R.
A and minimum 65 marks out of 100 for reserved category for
professional categories in which category the post of Deputy
Director (Law) falls. It was argued that such a course of action
was permissible and it was not a case where the mode of
selection, at any time was changed and in so far as fixation of
B benchmark is concerned that was prerogative of the employer.
10. The learned Single Judge of the High Court accepted
the plea of the respondents as he did not perceive this to be
the change in criteria in the selection procedure, holding that
C fixation of the benchmark was legal and justified. As pointed
out above, Letter Patent Appeals filed by the appellants against
the learned Single Judge have also met the same fate.
11. In the aforesaid backdrop, the question that falls for
consideration is as to whether fixation of benchmark would
D amount to change in the criteria of selection in the midstream
when there was no such stipulation in that regard in the
advertisement.
12. Mr. Jayant Bhushan, the learned senior counsel
E appearing for one of the appellants submitted that the case is
squarely covered by the ratio of judgment of this Court in Himani
Malhotra vs. High Court of Delhi (2008) 7 SCC 11. That case
pertained to recruitment to the Higher Judicial Service in Delhi.
The mode of selection was written test and viva voce. 250
F marks were assigned for written test and 750 marks prescribed
for viva voce test. When the advertisement was given there was
no stipulation prescribing minimum marks/cut off marks at viva
voce test after the written test was held. The persons who
qualified the written test were called for interview. Interview was,
however, postponed by the interview committee and it felt that
G it was desirable to prescribe minimum marks for the viva voce
test as well. The matter was placed before the Full Court and
Full Court resolved to fix minimum qualifying marks in viva voce
which were 55% for general category, 50% for SC/ST
candidates. After this change was effected in the criteria
H thereby prescribing fixation of minimum qualifying marks, the
YOGESH YADAV v. UNION OF INDIA [A.K. SIKRI, J.] 203
interviews were held. The petitioners in that case were not A
selected as they secured less than 55 % marks. Those two
petitioners filed the Writ Petition submitting that prescribing
minimum cut off marks in the viva voce test, after the selection
process had started, when there was no such stipulation at the
time of initiation of recruitment process, was unwarranted and B
impermissible. The Court, taking notice of its earlier judgments
in Lila Dhar vs. State of Rajasthan (1981) 4 SCC 159 and
- K.Manjusree vs. State of A.P. (2008) 3 SCC 512 held that
when the previous procedure prescribing minimum marks was
not permissible at all after the written test was conducted, the c
ratio of the case is summed up in paragraph 15 of the
Judgment, as under:
"15. There is no manner of doubt that the authority making
rules regulating the selection can prescribe by rules the
minimum marks both for written examination and viva D
voce, but if minimum marks are not prescribed for viva
voce before the commencement of selection process, the
authority concerned, cannot either during the selection
process or after the selection process add an additional
requiremenUqualification that the candidate should also E
secure minimum marks in the interview. Therefore, this
Court is of the opinion that prescription of minimum marks
by the respondent at viva voce test was illegal."
13. This very argument based on the aforesaid judgment F
was taken in the LPAs before the High Court as well. However,
the High Court took the view that the aforesaid judgment was
not applicable in the instant case as the factual scenario was
altogether different. Since we are agreeing with the view of the
High Court, it would be apposite to take notice of the relevant G
discussion on this aspect:
"18. From the aforesaid pronouncement of law, it is
vivid that an amended rule cannot affect the right of a
candidate who has qualified as per the terms stipulated
in the advertisement and is entitled to claim a selection in H
204 SUPREME COURT REPORTS [2013) 8 S.C.R.
A accordance with the rules as they existed on the date of
the advertisement; that the selection can be regulated by
stipulating a provision in the rule or laying a postulate in
the advertisement for obtaining minimum marks are not
prescribed for viva voce before the commencement of the
B selection process, the authority, during the selection
process or after the selection process, cannot add an
additional requirement/qualification that the candidate
should also secure minimum marks in the interview; that
the norms or rules as existing on the date when the
c process of selection begins will control such selection and
that revisiting the merit list by adopting a minimum
percentage of marks for interview is impermissible.
19. The factual scenario in the present case has a
different backdrop. The advertisement stipulated that the
D short listed candidates would be called for interview before
the final selection and mere fulfilling of minimum
qualifications by itself would not entitle any applicant for
being called for interview. Thereafter, in the instruction, the
marks were divided. Regard being had to the level of the
E post and the technical legal aspects which are required to
be dealt with, a concise decision was taken to fix 65%
marks for OBC category in toto, i.e., marks obtained in the
written examination and marks secured in the interview. It
is not a situation where securing of minimum marks was
F introduced which was not stipulated in the advertisement.
A standard was fixed for the purpose of selection."
14. Instant is not a case where no minimum marks
prescribed for viva voce and this is sought to be done after the
G written test. As noted above, the instructions to the examinees
provided that written test will carry 80% marks and 20% marks
were assigned for the interview. It was also provided that
candidates who secured minimum 50% marks in the general
category and minimum 40% marks in the reserved categories
in the written test would qualify for the interview. Entire selection
H
YOGESH YADAV v. UNION OF INDIA [A.K. SIKRI, J.] 205
was undertaken in accordance with the aforesaid criierion A
which was laid down at the time of recruitment process. After
conducting the interview, marks of the written test and viva voce
were to be added. However, since benchmark was not
stipulated for giving the appointment. What is done in the instant
case is that a decision is taken to give appointments only to B
those persons who have secured 70% marks or above marks
in the unreserved category and 65% or above marks in the
reserved category. In the absence of any rule on this aspect in
the first instance, this does not amount to changing the "rules
of the game". The High Court has rightly held that it is not a c
situation where securing of minimum marks was introduced
which was not stipulated in the advertisement, standard was
fixed for the purpose of selection. Therefore, it is not a case of
changing the rules of game. On the contrary in the instant case
a decision is taken to give appointment to only those who 0
fulfilled the benchmark prescribed. Fixation of such a
benchmark is permissible in law. This is an altogether different
situation not covered by Hemani Malhotra case.
15. The decision taken in the instant case amounts to short
listing of candidates for the purpose of selection/appointment E
which is always permissible. For this course of action of the
CCI, justification is found by the High Court noticing the
judgment of this Court in the State of Haryana vs. Subash
Chander Marwaha & Ors. (1974) 3 SCC 220. In that case,
Rule 8 of the Punjab Civil Service (Judicial Branch) Service F
Rules was the subject matter of interpretation. This rule
stipulated consideration of candidates who secured 45%
marks in aggregate. Notwithstanding the same, the High Court
recommended the names of candidates who had secured 55%
marks and the Government accepted the same. However, later G
on it changed its mind and High Court issued Mandamus
directing appointment to be given to those who had secured
45% and above marks instead of 55% marks. In appeal, the
judgment of the High Court was set aside holding as under:
H
206 SUPREME COURT REPORTS [2013] 8 S.C.R.
A "It is contended that the State Government have
acted arbitrarily in fixing 55 per cent as the minimum for
selection and this is contrary to the rule referred to above.
The argument has no force. Rule 8 is a step in the
preparation of a list of eligible candidates with minimum
B qualifications who may be considered for appointment. The
list is prepared in order of merit. The one higher in rank is
deemed to be more meritorious than the one who is lower
in rank. It could never be said that one who tops the list is
equal in merit to the one who is at the bottom of the list.
c Except that they are all mentioned in one list, each one of
them stands on a separate level of competence as
compared with another. That is why Rule 1O(ii), Part C
speaks of "selection for appointment". Even as there is no
constraint on the State Government in respect of the
D number of appointment to be made, there is no constraint
on the State Government in respect of the number of
appointments to be made, there is no constraint on the
Government fixing a higher score of marks for the purpose
of selection. In a case where appointments are made by
selection from a number of eligible candidates it is open
E
to the Government with a view to maintain high-standards
of competence to fix a score which is much higher than
the one required for mere eligibility."
16. Another weighty reason given by the High Court in the
F instant case, while approving the aforesaid action of the CCI,
is that the intention of the CCI was to get more meritorious
candidates. There was no change of norm or procedure and
no mandate was fixed that a candidate should secure minimum
marks in the interview. In order to have meritorious persons for
G those posts, fixation of minimum 65% marks for selecting a
person from the OBC category and minimum 70% for general
category, was legitimate giving a demarcating choice to the
employer. In the words of the High Court:
"In the case at hand, as we perceive, the intention
H
YOGESH YADAV v. UNION OF INDIA [A.K. SIKRI, J.] 207
of the Commission was to get more meritorious A
candidates. There has been no change of norm or
procedure. No mandate was fixed that a candidate should
secure minimum marks in the interview. Obtaining of 65%
marks was thought as a guidelines for selecting the
candidate from the OBC category. The objective is to have B
the best hands in the field of law. According to us, fixation
of such marks is legitimate and gives a demarcating
choice to the employer. It has to be borne in mind that the
requirement of the job in a Competition Commission
demands a well structured selection process. Such a c·
selection would advance the cause of efficiency. Thus
scrutinized, we do not perceive any error in the fixation of
marks at 65% by the Commission which has been
uniformly applied. The said action of the Commission
cannot be treated to be illegal, irrational or illegitimate."
D
17. It is stated at the cost of repetition that there is no
change in the criteria of selection which remained of 80 marks
for written test and 20 marks for interview without any
subsequent introduction of minimum cut off marks in the
interview. It is the short listing which is done by fixing the E
benchmark, to recruit best candidates on rational and
reasonable basis. That is clearly permissible under the
law.(M.P.Public Service Commission vs. Navnit Kumar Potdar
& Anr. (1994) 6 sec 293).
F
18. The result of the aforesaid discussion would be to
dismiss the appeals as bereft of any merit. No costs.
B.B.B. Appeals dismissed.
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