UNION OF INDIA & ORS.versusEX. CONSTABLE RAM KARAN
- Citation
- 2021 INSC 715
- Decided
- 11 November 2021
- Disposal
- Appeal(s) allowed
- Bench
- AJAY RASTOGI
Holding
The disciplinary authority alone decides the quantum of punishment; the High Court's substitution of removal with confinement was ultra vires and is set aside.
Summary
Constable Ram Karan of the CRPF assaulted a doctor and falsely accused him of sexual harassment. A departmental inquiry under Rule 27 of the CRPF Rules found the charges proved and imposed removal from service, which was affirmed by the appellate and revisional authorities. The Delhi High Court substituted the removal with confinement in the quarter‑guard jail, holding the penalty disproportionate. The Supreme Court held that under Section 11 of the Central Reserve Police Force Act, 1949, the disciplinary or appellate authority alone determines the nature and quantum of punishment and courts may only intervene when the penalty is shockingly disproportionate. It found the High Court had erred in substituting the penalty and set aside its order, restoring the removal from service. Consequently, the appeal was allowed and the High Court judgment was quashed.
Issues considered
- Whether the High Court can substitute the penalty of removal from service with confinement in quarter‑guard jail under judicial review.
- Whether the quantum of punishment imposed under Section 11 of the Central Reserve Police Force Act, 1949 is subject to court interference.
- Whether removal from service and dismissal from service are distinct punishments for the purpose of disciplinary action.
Legislation cited
Subjects
Judgment
300 [2021]REPORTS
SUPREME COURT 7 S.C.R. 300 [2021] 7 S.C.R.
A UNION OF INDIA & ORS.
v.
EX. CONSTABLE RAM KARAN
(Civil Appeal No(s). 6723 of 2021)
B NOVEMBER 11, 2021
[AJAY RASTOGI AND ABHAY S. OKA, JJ.]
Service law: Departmental inquiries – Quantum of punishment
– Judicial review of – On facts, allegations against constable of
CRPF that he threatened the Doctor-complainant, misbehaved and
C
abused and injured him and made false allegations against him of
sexual harassment to his wife – Disciplinary inquiry against the
Constable – Imposition of penalty of removal from service confirmed
by the appellate/revisional authority – However , the High Court
substituted the penalty of removal from service with confinement of
D the constable from 1.00 p.m. to 10.00 p.m. in quarter guard jail –
On appeal, held: It was the disciplinary authority, or the appellate
authority in appeal, which is to decide the nature of punishment to
be given to the delinquent employee – Keeping in view the
seriousness of the misconduct committed by such an employee, it is
not open for the Courts to assume and usurp the function of the
E
disciplinary authority – Even in cases where the punishment imposed
by the disciplinary authority is found to be shocking to the
conscience of the Court, normally the disciplinary authority or the
appellate authority should be directed to reconsider the question of
imposition of penalty – Scope of judicial review on the quantum of
F punishment is available only when the penalty imposed appears to
be shockingly disproportionate to the nature of misconduct that the
Courts would frown upon – Even in such a case, after setting aside
the penalty order, it is to be left to the disciplinary/appellate authority
to take a call and it is not for the Court to substitute its decision by
prescribing the quantum of punishment – However, it is only in rare
G
and exceptional cases where the court might substitute its own view
as to the quantum of punishment in place of punishment that too
after assigning cogent reasons – Interference made by the High
Court is in a cavalier manner while recording the finding of penalty
to be disproportionate without taking into consideration the
H seriousness of the misconduct committed by the respondent which
300
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 301
is unpardonable and not sustainable in law – High Court overlooked A
the Scheme of the 1949 Act, thus, the interference made by the High
Court in substituting punishment is unsustainable and set aside –
Central Reserve Force Police Act, 1949 – ss. 9, 10, 11 – Central
Reserve Force Police Rules 1955 – r. 27.
Removal and dismissal from service – Difference between – B
Held: Both stand on the same footing and both terminate the
relationship of employer/employee – Only difference between the
two is that in the case of dismissal, it precludes the employee from
seeking future employment in the Government while in the case of
removal, he is not disqualified from any future employment.
C
Allowing the appeal, the Court
HELD: 1.1 The scheme of Section 11 of the Central
Reserve Force Police Act, 1949 mandates that the competent
authority may, subject to rules made thereunder, award in lieu of,
or in addition to, suspension or dismissal any one or more D
punishment if found guilty of misconduct in his capacity as member
of the force. The use of words ‘in lieu of, or in addition to,
suspension or dismissal’, appearing in Section 11(1) clearly
indicates that the authorities mentioned therein are empowered
to award punishment of suspension or dismissal to member of
the force who is found guilty and in addition to, or in lieu thereof, E
the punishment mentioned in clause (a) to (e) may also be
awarded. [Para 15, 16][313-B-D]
1.2 More heinous offences or less heinous offences
prescribe penalty of sentence of imprisonment if member of the
force is found guilty. At the same time, Section 11 is clear and F
unambiguous and prescribe those minor punishments which the
competent authority may award in a departmental inquiry in lieu
of or in addition to suspension or dismissal any one or more of
the punishments to member of the force as referred under clauses
(a) to (e) of Section 11(1) of the Act 1949 even if the member has G
not been prosecuted for an offence under Section 9 or Section 10
of the Act. [Para 17][313-D-E]
1.3 Removal and dismissal from service stand on the same
footing and both terminate the relationship of employer/employee.
The only difference between the two is that in the case of dismissal,
H
302 SUPREME COURT REPORTS [2021] 7 S.C.R.
A it precludes the employee from seeking future employment in
the Government while in the case of removal, he is not disqualified
from any future employment. By virtue of an explanation appended
to Rule 27 of the scheme of Central Reserve Force Police Rules
1955, the rule making authority has made it clear that dismissal
of a member of the force precludes him from being re-employed
B
in Government service, while removal of any such member from
the force shall not be disqualification, for any future employment
(other than an employment in the Central Reserve Police Force)
under the Government. [Para 18][313-F-G]
1.4 In the instant case, the respondent has been punished
C with penalty of removal from service after the charges levelled
against him stood proved by the disciplinary authority in a
departmental inquiry held against him after going through the
procedure prescribed under Rule 27 of the Rules 1955. Such
nature of minor punishment of removal from service could be in
D addition to dismissal as being provided under Section 11 of the
Act 1949. Section 11 of the Act 1949 has been completely
overlooked by the High Court while examining as to whether
the punishment of removal from service could be inflicted in lieu
of or in addition to dismissal from service to member of the force,
if the misconduct stands proved in the course of disciplinary
E inquiry and after it was confirmed by the High Court under the
impugned judgment. [Para 19, 20][313-H; 314-A-C]
1.5 The nature of allegations against the respondent are
indeed grave in nature as the respondent not only threatened
the Doctor-complainant but has misbehaved and abused and
F injured him and made false allegations against him of sexual
harassment to his wife. Such a nature of misconduct which has
been committed by the respondent once stand proved is
unpardonable and if the authority has considered it appropriate
to punish him with penalty of removal from service by an Order
G and confirmed by the appellate/revisional authority and by the
High Court in the impugned judgment leaves no sympathy for
retention in service and that too in a discipline force like CRPF.
[Para 21][314-C-E]
1.6 The well ingrained principle of law is that it is the
H disciplinary authority, or the appellate authority in appeal, which
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 303
is to decide the nature of punishment to be given to the delinquent A
employee. Keeping in view the seriousness of the misconduct
committed by such an employee, it is not open for the Courts to
assume and usurp the function of the disciplinary authority. [Para
22][314-E-F]
1.7 Even in cases where the punishment imposed by the B
disciplinary authority is found to be shocking to the conscience
of the Court, normally the disciplinary authority or the appellate
authority should be directed to reconsider the question of
imposition of penalty. The scope of judicial review on the quantum
of punishment is available but with a limited scope. It is only
when the penalty imposed appears to be shockingly C
disproportionate to the nature of misconduct that the Courts would
frown upon. Even in such a case, after setting aside the penalty
order, it is to be left to the disciplinary/appellate authority to take
a call and it is not for the Court to substitute its decision by
prescribing the quantum of punishment. However, it is only in D
rare and exceptional cases where the court might to shorten the
litigation may think of substituting its own view as to the quantum
of punishment in place of punishment awarded by the competent
authority that too after assigning cogent reasons. [Para 23][314-
F-H; 315-A-B]
E
1.8 Adverting to the facts of the instant case, the High Court,
erred in interfering with the punishment, which could lawfully be
imposed by the departmental authorities for his proven
misconduct. The High Court should not have substituted its own
discretion for that of the authority. What punishment was required
to be imposed, in the facts and circumstances of the case, was a F
matter which fell exclusively within the jurisdiction of the
competent authority and the interference made by the High Court
is in a cavalier manner while recording the finding of penalty to
be disproportionate without taking into consideration the
seriousness of the misconduct committed by the respondent G
which is unpardonable and not sustainable in law. [Para 26][316-
F-G]
1.9 In the instant case, the disciplinary matters of members
of the force for minor punishments are being governed under
Section 11 of the Act 1949 and if any nature of more heinous H
304 SUPREME COURT REPORTS [2021] 7 S.C.R.
A offence/less heinous offence being committed, if found proved,
member of the force shall be punishable for imprisonment for a
specified term as being referred to under Section 9 and Section
10 of the Act 1949 and at the same time, dismissal and removal
from service are being considered to be the minor punishments
as reflected from Section 11(1) of the Act 1949. If the allegation
B
is found proved, the competent authority may award in lieu of, or
in addition to, suspension or dismissal any one or more of
punishments to a member of the force whom he considers to be
guilty of disobedience, neglect or duty, or remissness in the
discharge of any duty or of other misconduct with confinement in
C the quarter-guard or removal as indicated under clauses (d) and
(e) of Section 11(1) of the Act 1949. [Para 28][317-G-H; 318-A-
B]
1.10 The scheme of the Act 1949 of which reference has
been made was completely overlooked by the High Court and
D while keeping in mind the standards of examining the misconduct
of a civil servant, interference has been made in the quantum of
punishment which may not apply to member of the discipline force
and, the interference made by the High Court in substituting
punishment in the instant case is unsustainable and is set aside.
E [Para 29][318-B-D]
Union of India and Others v. Ghulam Mohd. Bhat.
(2005) 13 SCC 228 : [2005] 4 Suppl. SCR 367; B.C.
Chaturvedi v. Union of India and Others (1995) 6 SCC
749 : [1995] 4 Suppl. SCR 644; Lucknow Kshetriya
F Gramin Bank (Now Allahabad, Uttar Pradesh Gramin
Bank) and Another v. Rajendra Singh (2013) 12 SCC
372 : [2013] 17 SCR 309 – referred to.
Case Law Reference
[2005] 4 Suppl. SCR 367 referred to Para 11
G
[1995] 4 Suppl. SCR 644 referred to Para 24
[2013] 17 SCR 309 referred to Para 25
H
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 305
CIVIL APPELLATE JURISDICTION: Civil Appeal No.6723 of A
2021.
From the Judgment and Order dated 11.02.2016 of the High Court
of Delhi at New Delhi in W.P. (C) No.13317 of 2009.
Ms. Madhavi Divan, ASG, Ms. Manjula Gupta, Balaji Srinivasan,
Ayush Puri, B. V. Balaram Das, Advs. for the Appellants. B
Ashok Agrwaal, Ms. Sridevi Panikkar, Ms. Aditi Saraswat, Advs.
for the Respondent.
The Judgment of the Court was delivered by
RASTOGI, J. C
1. Leave granted.
2. Union of India, in the instant appeal, has challenged the judgment
and order passed by the Division Bench of the High Court of Delhi
substituting the penalty of removal from service inflicted on the respondent
D
after holding disciplinary inquiry as provided under Rule 27 of The Central
Reserve Police Force Rules, 1955 (hereinafter being referred to as the
“Rules 1955”) with confinement of respondent from 1.00 p.m. to 10.00
p.m. in quarter guard jail without noticing the mandate of the nature of
punishments indicated under Section 11(1) of The Central Reserve Police
Force Act, 1949 (hereinafter being referred to as the “Act 1949”). E
3. The brief facts of the case culled out from the record are that
the respondent joined service with the Central Reserve Police Force in
the year 1983 and was on attachment duty at Group Centre, CRPF. In
2003, his wife was under treatment of Dr. Nazir, Gynaecologist
(complainant). On 12th September 2003, the respondent accompanied F
with his wife forcibly entered into the chamber of the Dr. Nazir-
complainant and asked him to attest the reimbursement of medical claims
and upon his refusal, the respondent verbally abused and physically struck
the Doctor-Complainant, resulting in injuries. He was escorted out by
the Constable Suresh, who also happened to see the conduct of the
respondent and his wife. Respondent not only misbehaved and abused G
the Doctor-complainant while on duty in which he sustained injuries on
his face but to conceal his misconduct, he made a false allegation of
sexual harassment on his wife against the Doctor-complainant. For such
a gross misconduct, which he had committed while in service, he was
placed under suspension and a Charge Memo dated 29th October, 2003 H
306 SUPREME COURT REPORTS [2021] 7 S.C.R.
A for holding disciplinary inquiry under Rule 27 of the Rules 1955 came to
be served upon him for (i) violation of Section 11(1) of the Rules 1955,
for misbehaving and abusing and injuring the Doctor-complainant while
on official duty; and (ii) for instituting false criminal charges of sexual
harassment against the Doctor-complainant. Article of Charge 1 and
Charge 2 of the Charge Memo along with the details are reproduced
B
hereunder:-
“ARTICLE I
Constable Driver No.961340413 Ram Karan of 120BN
while being at the post of Constable have violated rule 11(1) being
C the member of the force on 12.9.03 around 12.00 senior medical
officer who was on official duty Const. Ram Karan misbehaved
and abused due to which received injuries near bus left eye which
is punishable under the act.
ARTICLE II
D Constable Driver Ram Karan 120 BN while being posted
in Pinjore as Const/Driver in the Month of September 2003 has
violated CRPF rules 1949 rule 11(1) being the member of the
force misbehaved with doctor Abdul Nair abused him that the
doctor had misbehaved with his wife Savita Devi who has visited
E the doctor along with her husband who had violated the said rules.”
Details
“The said Const/Driver Rain Karan did 10.3.03 to 26.9.03
was posted in Pinjore. Wife of Const/Driver were under treatment
of senior medical officer Dr. Nazir on 11.9.03 has set her case for
F consideration. Smt. Savita dated 12.9.03 around 11.15 has visited
Dr. Nazir with Cash memo No.2137 dated 11.9.03 she left the
room that her husband is going to teach him a lesson. Around
12.00 driver Ram Karan visited the office saying to authorize the
cash memo in which medicine prescribed by the doctor were not
mentioned when refused he misbehaved and abused the doctor.
G
The said, misbehaviour was reported by Dr. Abdul Nazir to
the senior official Pinjore on the complaint of Abdul Nazir action
was taken against Cont. Ram Karan and suspended on the same
day. In order to gain sympathy of the general public he falsely
made allegation against Dr. Nazir of sexual abuse of his wife.
H
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 307
[RASTOGI, J.]7
According to const. Ram Karan his wife Savita was under A
treatment of Dr. Abdul Nazir and had gone for a checkup. During
check up Dr. Nazir sexually abused her and on calling her husband
for help and when his husband entered the room he was beaten
by the doctor.
Hence Cont./Driver Ram Karan has made false allegations B
against Dr. Nazir of sexual abuse of his wife Savita. His only
purpose of doing so was to save himself from injury and gain
sympathy of public although according to witnesses on 12.9.03
around 12.00 he along with his wife has entered the room of the
doctor.”
C
4. The departmental inquiry was conducted by the disciplinary
authority in terms of the procedure prescribed under Rule 27 of Rules
1955 and after affording an opportunity of hearing, the disciplinary
authority found both the charges proved against him after due compliance
of the principles of natural justice and taking note of the gravity of the
charges which were found proved and all other factors into consideration, D
punished him with the penalty of removal from service by an Order
dated 14th July, 2004.
5. The Departmental Appeal preferred against the Order dated
14th July, 2004 before the Appellate Authority came to be dismissed by
an Order dated 3rd January, 2006 and the revision petition also came to E
be rejected by the revisional authority by an Order dated 1st October,
2008. The penalty of removal from service and consequential orders
passed by the appellate/revisional authority was the subject matter of
challenge by filing writ petition before the High Court of Delhi under
Article 226 of the Constitution at the instance of the respondent. F
6. After taking note of the factual matrix on record and the
submissions made, the High Court under its impugned judgment dated
11th February, 2016 upheld the charges which were found proved by the
disciplinary authority during the course of inquiry. However, substituted
the penalty of removal from service inflicted upon the respondent in G
exercise of the power of judicial review and recorded a finding that
looking into the nature of allegations which stand proved, the punishment
of removal from service is disproportionate to the proved misconduct to
confinement of the respondent from 1.00 p.m. to 10.00 p.m. in quarter
guard jail as the adequate punishment with a further direction for his
H
308 SUPREME COURT REPORTS [2021] 7 S.C.R.
A reinstatement with immediate effect with entitlement of salary and other
benefits admissible to him under the law for the purposes of calculating
the pensionary benefits. The relevant paras of the impugned judgment
dated 11th February, 2016 are as under:-
“19. The evidence of PW-5 Suresh shows that on entering into
B Dr. Nazir’s room, he saw both the doctor and the appellant scuffling
with each other and they were separated through his intervention.
There is nothing on record to show that the appellant had acted in
a pre-meditated manner or had planned the whole thing. The
incident appears to have occurred at the spur of the moment.
Although the court cannot be certain about the circumstance, yet
C there can be a reasonable doubt as to whether there was anything
spoken to the petitioner’s wife, by Dr. Nazir, which led to the
scuffle or altercation. Whilst the version about the assault on the
petitioner’s wife may be doubtful, the statement made to the police
that the doctor had expressed something about her character in
D the context of her inability to produce the prescribed medication,
for verification, is still open to judicial scrutiny in the application
under Section 156(3) of Cr.P.C. of his wife.
20. Keeping in view the totality of the circumstances of this case,
we are of the view that the penalty of removal from service,
E especially when the petitioner has clean record of 11 years of
previous service, is disproportionate to the proved charges. Given
the circumstances of the case, we feel that confinement of petitioner
from 1.00 PM noon to 10.00 PM in quarter guard jail was sufficient
punishment. We accordingly order for the reinstatement of the
petitioner with immediate effect. The respondents are also directed
F to treat the period from the date of dismissal till the reinstatement
as per the provisions of law. The petitioner is also entitled for
salary and other benefits admissible in law. He shall be considered
on duty during this period for the purpose of calculation of
pensionary benefits. The petition is allowed in the above terms.
G No costs.”
7. This Court, while issuing notice by an Order dated 18 th
November 2016, stayed the operation of the impugned judgment dated
11th February, 2016.
H
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 309
[RASTOGI, J.]
8. Ms. Madhavi Divan, learned ASG appearing for the Union of A
India submits that the interference which has been made by the High
Court under its limited scope of judicial review under Article 226 of the
Constitution is a clear abuse of judicial discretion and such a gross
misconduct which was committed by the respondent while serving as
member of discipline force in CRPF, in no manner, was pardonable.
B
9. Learned counsel further submits that Section 11 of the scheme
of Act 1949 has been completely overlooked by the High Court. That in
terms of Section 11, the competent authority may award in lieu of or in
addition to suspension or dismissal, any one or more of the punishments
including confinement in quarter guard jail or removal referred to under
clauses (d) and (e) of Section 11(1) of the Act, 1949. C
10. Learned counsel further submits that the High Court has
proceeded on its own perception as if it was a case of criminal trial
where incident can be condoned if it has been committed without pre-
meditated manner or occurred at the spur of the moment. This theory
may not apply in the case of departmental enquiry and in the given D
circumstances, the interference made by the High Court in substituting
punishment under the impugned judgment dated 11th February 2016 is
unsustainable in law and deserves to be set aside.
11. In support of her submission, learned counsel has placed reliance
on the judgment of this Court in Union of India and Others Vs. Ghulam E
Mohd. Bhat.1
12. On the other hand, Mr. Ashok Agrwaal, learned counsel for
the respondent, while supporting the finding recorded by the High Court
in the impugned judgment submits that the respondent had rendered, by
that time, 11 years of unblemished service and he had full respect and F
regard to Dr. Nazir-complainant but the circumstances created at the
given time were such that were beyond his control and the High Court
has taken note of not only the unblemished service of 11 years but in
totality of the facts under consideration while holding the punishment of
removal from service, to be disproportionate to the charges proved G
against him and what has been considered by the High Court in the
impugned judgment is not only substituting the punishment but protecting
the rights of the respondent and his family and to save his livelihood and
1
2005 (13) SCC 228. H
310 SUPREME COURT REPORTS [2021] 7 S.C.R.
A submits that a justice has been done by the High Court under the impugned
judgment which may not require any interference by this Court.
13. We have heard learned counsel for the parties and with their
assistance perused the material available on record.
14. The service conditions of member of the force are governed
B in accordance with provisions of the Act 1949. Section 9 and Section 10
provides the nature of “more heinous offences/less heinous offences”.
The nature of punishments have also been provided for more heinous
offences/less heinous offences, if found proved against member of the
force are in the form of imprisonment for a term provided under scheme
C of the Act. At the same time, the nature of minor punishments are provided
under Section 11 of the Act 1949 and the procedure to be followed by
the disciplinary authority has been prescribed under Rule 27 of the Rules
1955. The relevant paras are as under:-
“Section 11. Minor punishments. – (1) The Commandant or
D any other authority or officer as may be prescribed, may, subject
to any rules made under this Act, award in lieu of, or in addition to,
suspension or dismissal any one or more of the following
punishments to any member of the Force whom he considers to
be guilty of disobedience, neglect of duty, or remissness in the
discharge of any duty or of other misconduct in his capacity as a
E member of the Force, that is to say, -
(a) reduction in rank;
(b) fine of any amount not exceeding one month’s pay and
allowances;
F (c) confinement to quarters, lines or camp for a term not exceeding
one month;
(d) confinement in the quarter-guard for not more than twenty-
eight days, with or without punishment drill or extra guard,
fatigue or other duty; and
G (e) removal from any office of distinction or special emolument
in the Force.
......”.
“Rule 27. Procedure for the Award of Punishments.- (a) The
H Punishments shown as items 1 to 11 in column 2 of the table
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 311
[RASTOGI, J.]
below may he inflicted or non-Gazetted Officers and men of the A
various ranks shown in each of the headings of columns 3 to 6, by
the authorities named below such headings under the conditions
mentioned in column 7.
TABLE
Sl. Punishment Subedar Sub- Others except Consts & Remarks B
No. (Inspector) Inspector Const & enrolled
enrolled followers
followers
1 2 3 4 5 6 7
1. Dismissal or DIGP DIGP Comdt. Comdt. To be inflicted
removal from the after formal
Force departmental
enquiry.
2. … … … … … … C
3. … … … … … …
4. … … … … … …
5. … … … … … …
6. Confi nement in the - - - Comdt. To be inflicted
Quarter Guard after formal
exceeding seven departmental
days but not more enquiry.
than twenty-eight
days with
wit hout punishment
or D
drill or extra guard
fatigue or other
dut y.
7. … … … … … …
8. Removal from any DIGP DIGP Comdt. Comdt. May be
office of distinction inflicted
or special without a
emolument in the formal
Force. departmental E
enquiry.
9. …
10. Confi nement to - - - Comdt. -
Quarter Guard for
not more than
seven days wit h or
wit hout punishment
or extra guard
fatigue or other F
dut y.
11. … … … … … …
Note.- 1. When the post of Deputy Inspector General remains
unfilled for a period of over one month at a time the Commandant
shall exercise the powers of punishing the Subedars (Inspectors) G
and Sub-Inspectors except the powers of ordering dismissal or
removal from the Force.
Note. - 2. When the post of Commandant remains unfilled for a
period of over one month at a time consequent on the incumbent
proceeding on leave or otherwise, the Assistant Commandant shall
H
312 SUPREME COURT REPORTS [2021] 7 S.C.R.
A exercise the powers of punishment vested in the Commandant,
except the powers of ordering dismissal or removal from the Force.
Explanation:- (a) Dismissal of member of the Force precludes
him from being re-employed in Government service while removal
of any such member from the Force shall not be disqualification
B for any future employment (other than an employment in the
Central Reserve Police Force) under the Government.
(b) When non-gazetted officers or men of the various ranks are
to be punished for any offence; a departmental enquiry, if necessary
under clause (a) shall be held by the Commandant or other superior
C officer under the orders of the Commandant, provided that when
the charge is against an officer of the rank of Subedar (Inspector)
or Sub-Inspector the enquiry shall be held by an authority to be
designated for the purpose by the Deputy Inspector General.
Where the officer conducting the enquiry in the case of a Subedar
(Inspector) or a Sub-Inspector considers that a punishment under
D items (1) to (5) and (7) of the Table is called for, he shall complete
the departmental proceedings and forward the same to the Deputy
Inspector General for orders.(GSR 631 dated 27.8.1983)
(c) The procedure for conducting a departmental enquiry shall be
as follows:-
E
(1) The substance of the accusation shall be reduced to the form
of a written charge, which should be as precise as possible.
The charge shall be read out to the accused and a copy of it
given to him at least 48 hrs. before the commencement of the
enquiry.
F
(2) At the commencement of the enquiry the accused shall be
asked to enter a plea of “Guilty” or “Not Guilty” after which
evidence necessary to establish the charge shall be let in.
The evidence shall be material to the charge and may either
be oral or documentary, if oral:
G
(i) it shall be direct:
(ii) it shall be recorded by the Officer conducting, the enquiry
himself in the presence of the accused:
H
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 313
[RASTOGI, J.]
(iii) the accused shall be allowed to cross examine the A
witnesses.
……..”
15. The scheme of Section 11 of the Act 1949 mandates that the
competent authority may, subject to rules made thereunder, award in
lieu of, or in addition to, suspension or dismissal any one or more B
punishment if found guilty of misconduct in his capacity as member of
the force.
16. The use of words ‘in lieu of, or in addition to, suspension or
dismissal’, appearing in Section 11(1) clearly indicates that the authorities
mentioned therein are empowered to award punishment of suspension C
or dismissal to member of the force who is found guilty and in addition
to, or in lieu thereof, the punishment mentioned in clause (a) to (e) may
also be awarded.
17. It may be noted that more heinous offences or less heinous
offences prescribe penalty of sentence of imprisonment if member of D
the force is found guilty. At the same time, Section 11 is clear and
unambiguous and prescribe those minor punishments which the competent
authority may award in a departmental inquiry in lieu of or in addition to
suspension or dismissal any one or more of the punishments to member
of the force as referred under clauses (a) to (e) of Section 11(1) of the E
Act 1949 even if the member has not been prosecuted for an offence
under Section 9 or Section 10 of the Act.
18. It is also well settled that removal and dismissal from service
stand on the same footing and both terminate the relationship of employer/
employee. The only difference between the two is that in the case of F
dismissal, it precludes the employee from seeking future employment in
the Government while in the case of removal, he is not disqualified from
any future employment. By virtue of an explanation appended to Rule
27 of the scheme of Rules 1955, the rule making authority has made it
clear that dismissal of a member of the force precludes him from being
re-employed in Government service, while removal of any such member G
from the force shall not be disqualification, for any future employment
(other than an employment in the Central Reserve Police Force) under
the Government.
19. In the instant case, the respondent has been punished with
penalty of removal from service after the charges levelled against him H
314 SUPREME COURT REPORTS [2021] 7 S.C.R.
A stood proved by the disciplinary authority in a departmental inquiry held
against him after going through the procedure prescribed under Rule 27
of the Rules 1955. Such nature of minor punishment of removal from
service could be in addition to dismissal as being provided under Section
11 of the Act 1949.
B 20. Section 11 of the Act 1949 has been completely overlooked
by the High Court while examining as to whether the punishment of
removal from service could be inflicted in lieu of or in addition to dismissal
from service to member of the force, if the misconduct stands proved in
the course of disciplinary inquiry and after it was confirmed by the High
Court under the impugned judgment.
C
21. The nature of allegations against the respondent are indeed
grave in nature as the respondent not only threatened the Doctor-
complainant but has misbehaved and abused and injured him and made
false allegations against him of sexual harassment to his wife. Such a
nature of misconduct which has been committed by the respondent once
D stand proved is unpardonable and if the authority has considered it
appropriate to punish him with penalty of removal from service by an
Order dated 14th July 2004 and confirmed by the appellate/revisional
authority and by the High Court in the impugned judgment leaves no
sympathy for retention in service and that too in a discipline force like
E CRPF.
22. The well ingrained principle of law is that it is the disciplinary
authority, or the appellate authority in appeal, which is to decide the
nature of punishment to be given to the delinquent employee. Keeping in
view the seriousness of the misconduct committed by such an employee,
F it is not open for the Courts to assume and usurp the function of the
disciplinary authority.
23. Even in cases where the punishment imposed by the disciplinary
authority is found to be shocking to the conscience of the Court, normally
the disciplinary authority or the appellate authority should be directed to
G reconsider the question of imposition of penalty. The scope of judicial
review on the quantum of punishment is available but with a limited
scope. It is only when the penalty imposed appears to be shockingly
disproportionate to the nature of misconduct that the Courts would frown
upon. Even in such a case, after setting aside the penalty order, it is to be
left to the disciplinary/appellate authority to take a call and it is not for
H
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 315
[RASTOGI, J.]
the Court to substitute its decision by prescribing the quantum of A
punishment. However, it is only in rare and exceptional cases where the
court might to shorten the litigation may think of substituting its own
view as to the quantum of punishment in place of punishment awarded
by the competent authority that too after assigning cogent reasons.
24. The principles have been culled out by a three-Judge Bench B
of this Court way back in B.C. Chaturvedi vs. Union of India and
Others2 wherein it was observed as under:-
“18. A review of the above legal position would establish that the
disciplinary authority, and on appeal the appellate authority, being
fact-finding authorities have exclusive power to consider the C
evidence with a view to maintain discipline. They are invested
with the discretion to impose appropriate punishment keeping in
view the magnitude or gravity of the misconduct. The High Court/
Tribunal, while exercising the power of judicial review, cannot
normally substitute its own conclusion on penalty and impose some
other penalty. If the punishment imposed by the disciplinary D
authority or the appellate authority shocks the conscience of the
High Court/Tribunal, it would appropriately mould the relief, either
directing the disciplinary/appellate authority to reconsider the
penalty imposed, or to shorten the litigation, it may itself, in
exceptional and rare cases, impose appropriate punishment with E
cogent reasons in support thereof.”
25. It has been further examined by this Court in Lucknow
Kshetriya Gramin Bank (Now Allahabad, Uttar Pradesh Gramin
Bank) and Another vs. Rajendra Singh3 as under:-
“19. The principles discussed above can be summed up and F
summarised as follows:
19.1. When charge(s) of misconduct is proved in an enquiry the
quantum of punishment to be imposed in a particular case is
essentially the domain of the departmental authorities.
G
19.2. The courts cannot assume the function of disciplinary/
departmental authorities and to decide the quantum of punishment
and nature of penalty to be awarded, as this function is exclusively
within the jurisdiction of the competent authority.
2
1995(6) SCC 749
3
(2013) 12 SCC 372 H
316 SUPREME COURT REPORTS [2021] 7 S.C.R.
A 19.3. Limited judicial review is available to interfere with the
punishment imposed by the disciplinary authority, only in cases
where such penalty is found to be shocking to the conscience of
the court.
19.4. Even in such a case when the punishment is set aside as
B shockingly disproportionate to the nature of charges framed against
the delinquent employee, the appropriate course of action is to
remit the matter back to the disciplinary authority or the appellate
authority with direction to pass appropriate order of penalty. The
court by itself cannot mandate as to what should be the penalty in
such a case.
C
19.5. The only exception to the principle stated in para 19.4 above,
would be in those cases where the co-delinquent is awarded lesser
punishment by the disciplinary authority even when the charges
of misconduct were identical or the co-delinquent was foisted
with more serious charges. This would be on the doctrine of
D equality when it is found that the employee concerned and the co-
delinquent are equally placed. However, there has to be a complete
parity between the two, not only in respect of nature of charge
but subsequent conduct as well after the service of charge-sheet
in the two cases. If the co-delinquent accepts the charges,
E indicating remorse with unqualified apology, lesser punishment to
him would be justifiable.”
26. Adverting to the facts of the instant case, the High Court, in
our considered view, fell in error in interfering with the punishment, which
could lawfully be imposed by the departmental authorities for his proven
F misconduct. The High Court should not have substituted its own discretion
for that of the authority. What punishment was required to be imposed,
in the facts and circumstances of the case, was a matter which fell
exclusively within the jurisdiction of the competent authority and the
interference made by the High Court is in a cavalier manner while
recording the finding of penalty to be disproportionate without taking
G into consideration the seriousness of the misconduct committed by the
respondent which is unpardonable and not sustainable in law.
27. Before we may conclude, we would like to observe that the
employees who are in civil services, their disciplinary matters are being
governed by their respective services (classification, control and appeal)
H rules and for the sake of instance, we take note of the Central Civil
UNION OF INDIA & ORS. v. EX. CONSTABLE RAM KARAN 317
[RASTOGI, J.]
Services (Classification, Control and Appeal) Rules, 1965(hereinafter A
being referred to as the “Rules 1965”). The nature of penalties has been
provided under Part V and removal and dismissal from service are in
the category of “Major penalties”. If the misconduct is found proved,
looking into the gravity and the nature of misconduct, either of the
punishment, i.e., removal or dismissal from service, could be inflicted
B
upon the civil servant after holding disciplinary enquiry for imposing major
penalties if held guilty as provided under Part IV of the Rules 1965 and
this what being ordinarily understood. The following penalties under
scheme of Rules 1965 may, for good and sufficient reasons and as
hereinafter provided can be imposed on a Government servant namely:-
“Minor penalties C
(i) Censure;
(ii) ..
(iii) …
D
(iiia)…
(iv) withholding of increments of pay;
Major penalties:
(v) …
E
(vi) …
(vii) Compulsory retirement;
(viii) Removal from service, which shall not be a disqualification
for future employment under the Government;
F
(ix) Dismissal from service which shall ordinarily be a
disqualification for future employment under the
Government.
….”
28. In the instant case, the disciplinary matters of members of the G
force for minor punishments are being governed under Section 11 of the
Act 1949 and if any nature of more heinous offence/less heinous offence
being committed, if found proved, member of the force shall be punishable
for imprisonment for a specified term as being referred to under Section
9 and Section 10 of the Act 1949 and at the same time, dismissal and
H
318 SUPREME COURT REPORTS [2021] 7 S.C.R.
A removal from service are being considered to be the minor punishments
as reflected from Section 11(1) of the Act 1949. If the allegation is
found proved, the competent authority may award in lieu of, or in addition
to, suspension or dismissal any one or more of punishments to a member
of the force whom he considers to be guilty of disobedience, neglect or
duty, or remissness in the discharge of any duty or of other misconduct
B
with confinement in the quarter-guard or removal as indicated under
clauses (d) and (e) of Section 11(1) of the Act 1949.
29. The scheme of the Act 1949 of which reference has been
made was completely overlooked by the High Court of Delhi and while
keeping in mind the standards of examining the misconduct of a civil
C servant, interference has been made in the quantum of punishment which
may not apply to member of the discipline force and, in our considered
view, the interference made by the High Court in substituting punishment
in the instant case is unsustainable and deserves to be set aside.
30. Consequently, the appeal succeeds and is allowed. The
D impugned judgment of the High Court of Delhi dated 11 th February 2016
is quashed and set aside. No costs.
31. Pending application(s), if any, stand disposed of.
E Nidhi Jain Appeal allowed.
F
G
H
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