UNION OF INDIA AND ANR.versusWING COMMANDER T. PARTHASARATHY
- Citation
- 2000 INSC 517
- Decided
- 10 November 2000
- Disposal
- Dismissed
- Bench
- DORAISWAMY RAJU
Holding
In the absence of any statutory rule, an employee may withdraw a request for premature retirement before it becomes effective, and departmental policy or a self‑declaration cannot defeat that right.
Summary
Wing Commander T. Parthasarathy applied for premature retirement from the Indian Air Force effective 31‑08‑1986 due to family illness. He later amended the request and, on 19‑02‑86, withdrew the application. The Air Headquarters, unaware of the withdrawal, approved the retirement on 20‑02‑86, effective the same future date, and rejected the withdrawal. The respondent challenged the order; the Single Judge set it aside, the High Court dismissed the appeal, and the matter reached the Supreme Court. The Court held that no statutory rule or provision barred the withdrawal of a premature retirement request before it became effective, and that the master‑servant relationship continued until the effective date. The certificate acknowledging the policy and the departmental policy itself were held to have no legal sanctity to defeat the right of withdrawal. Consequently, the appeal was dismissed.
Issues considered
- Whether a service member can withdraw an application for premature retirement before its effective date despite departmental policy.
- Whether a certificate stating awareness of non‑acceptance creates a legal bar to withdrawal of the retirement application.
- Whether the master‑servant relationship ceases before the retirement becomes effective, thereby affecting the right to withdraw.
Subjects
Judgment
UNION OF INDIA AND ANR. A
v.
WING COMMANDER T. PARTHASARATHY
NOVEMBER I 0, 2000
[DORAISWAMY RAJU AND SHIV ARAJ V. PATIL, JJ.] B
Service Law:
Pre-mature retirement-Application for premature retirement by
employee intending to take effect from a year thereafter-Also submitted a C
certificate stating that he was aware of the policy of non-acceptance of
application seeking withdrawal of his application for pre-mature retirement-
Four months thereafter, he moved an application seeking withdrawal of his
application/or pre-mature retirement-The very next day he was served wfth
a communication retiring him prematurely and rejecting his withdrawal D
application-Challenged in a writ petition which was allowed by Single
Judge-Appeal before Division Bench dismissed-On appeal, Held: No
statutory rules or provisions of any Act existed denying the right of seeking
... withdrawal of application for premature retirement-As the premature
retirement was to take effect long after moving of application seeking
withdrawal of premature retirement, there was no cessation of master and E
servant relationship-Employee's furnishing a certificate declaring that he
was aware of the policy of non-acceptance of cancellation/withdrawal of
application seeking premature retirement cannot stand in the way.
The respondent, a Wing Commander in the Indian Air Force submitted F
an application dated 21-07-1985 praying for pre-mature retirement from
service with effect from 31-08-1986 with 6 months leave preparatory to
retirement said to be due to him with the admissible full non-effective benefits.
The reasons for the pre-mature retirement were the continued illness of his
wife and other family commitments and responsibilities. Four months Jater
when the matter was under process before the concerned authorities, the G
respondent moved an amendment to his earlier application stating that the
actual date of his release could be decided taking into account the pensionary '
recommendations of the IVth Pay Commission Report which was expected to
come in November, 1985. On 19-02-1986, the respondent on being able to
surmount the health problems of his wife and having sorted out the family H
531
532 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A problems, submitted an application for withdrawal of his earlier application
seeking pre-mature retirement. Later the respondent received a
communication dated 06-03-1986 that AIR HQ, vide their letter dated
20-02-1986 had intima~ed that the respondent was to prematurely retire with
effect from 03-08-1986. Respondent's application for withdrawal of pre-
B mature retirement application was rejected on the ground that the HQ did
not accede requests for such cancellation on the ground that the pre-mature
retirement application had already been approved by RRM and also the
respondent had given a certificate stating that he was aware that his application
for such cancellation would not be accepted. Further the respondent's
application even for the change in date of retirement was also rejected. The
C order of pre-mature retirement with effect from 31-08-1986 was challenged
by the respondent in a writ petition which was allowed. Appeal preferred before
Division Bench of the High Court was dismissed. Hence this appeal.
The appellant Union of India contended that under the policy regarding
premature retirement there was no scope for withdrawing the application
D seeking pre-mature retirement It was also contended that the respondent was
well aware of the non-acceptance of his subsequent application seeking
withdrawal and had filed a requisite certificate to that effect
Dismissing the appeal, the Court
E HELD. 1. In the present case, nothing in the form of any statutory rules
or any provision ofany Act has been brought to notice which could be said to
impede or deny the right of withdrawal. On the other hand, not only the
acceptance of request by the Headquarters was said to have been made only
on 20-02-1986, a day after the respondent withdrew his request for pre-mature
retirement but even such acceptance in this case was to be effective from a
F future date namely 31-08-1986. Consequently, it could not be legitimately
contended by the appellants that there was any cessation of the relationship --
of master and servant between the Department and the respondent at any rate
before 31-08-1986. While that be the position inevitably the respondent had
a right and was entitled to withdraw or revoke his request before it really and
G effectively became effective. [537-C-DI
2. Reliance placed upc:in the so called policy decision which obligated
the respondent to furnish a certificate to the extent that ht: was fully aware of
the fact that he cannot later seek for cancellation of the application once made
for pre-mature retirement cannot be destructive of the right of the respondent,
H in law, to withdraw his request for pre-mature retirement before it ever became
U.0.1. v. WING COMMANDER T. PARTHASARATHY [RAJU, J.] 533
operative and effective and effected termination of his status and relation with A
the Department. When the legal position is that much clear it would be futile
for the appellants to base their rights on some policy decision of the
Department or a mere certificate of the respondent being aware of a particular
position which has no sanctity or basis in law to destroy such rights which
otherwise inhered in him and available in law. No such deprivation of a B
substantive right of a person can be denied except on the basis of any statutory
provision or rule or regulation. There being none brought to notice of this
Court the claim of the appellants cannot be countenanced. (537-E-G]
Raj Kumar v. Union of India, (1968] 3 SCR 857, distinguished.
Bairam Gupta v. Union ofIndia and Anr., (1987) 3 SCR 1173 and Union C
of India v. Sri Gopal Chandra Mishra & Ors., (197813 SCR 12, referred to.
Punjab National Bank v. P.K. Mittal, AIR (1989) SC 1083, relied on.
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 4537 of 1998.
D
From the Judgment and Order dated 18.12.96 of the Karnataka High
Court in W.A. No. 1146of1996.
Ms. Indra Sawhney, S.A. Matto, Ajay Sharma, C. Radha Krishna, Shankar
Divate and Ms. Anil Katiyar for the Appellants.
K. T. Anantha Raman, for M/s. Lawyers Inn. for the Respondent. E
The Judgment of the Court was delivered by
RAJU, J. The respondent was commissioned in the Indian Air Force on
21.1.1963 as an officer in the Accounts Branch and in due course he
successively rose to the rank of Wing Commander by virtue of promotions F
earned by him, on 17.1.1989. Having regard to certain problems in the family
due continued illness of his wife and need to face other commitments and
responsibilities he was constrained to seek for pre-mature retirement. He
submitted an application dated 21.7.1985 praying for pre-mature retirement
from service with effect from 31.8.1986 with 6 months leave preparatory to G
retirement said to be due to him with the admissible full non-effective benefits.
It is a fact that as expected of him he also furnished a certificate stating that
he was aware that any request made by him later for the cancellation of his
application for pre-mature retirement would not be accepted.
When the matter was under process before the concerned Authorities, H
534 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A on 6.11.85 the respondent seem to have moved an Amendment to his earlier
application stating that the actual date of his release could be decided taking
into account the pensionary recommendations/requirements of the !Vth Pay
Commission's Report which was expected to come in November 1985. In view
of this the date of retirement sought with effect from 31.8.86 itself, according
to the respondent stood altered before any decision was taken or
B communicated. On 19 .2.86, the respondent on being able to, as claimed by him
surmount the health problems of his wife and also sort out the other difficulties,
submitted an.application seeking to withdraw the application earlier submitted
for pre-mature retirement from service, with a favourable recommendation
thereon by the group captain -Command Accounts Officer. While matters
C stood thus, the respondent was served on 7.3.86 with a communication dated
6.3.86 that information has been received from AIR Headquarter in their letter
dated 20.2.86 that the respondent will pre-maturely retire from service at his
own request with effect from 31.8.86, with certain other consequential
directions. The request made for withdrawal of the application for pre-mature
retirement was also not accepted on the ground that the Headquarters does
D not accede to requests for such cancellation after initial approval of the same
by RRM and having regard to the certificate given by the respondent himself.
The request further made on 8. 7.86 to change at least the date of retirement,
did not meet with success and the same was also turned down under a
communication dated 10.7.86 mailed on 28.7.86 and served on the respondent·
E on 5.8.86. 0
Aggrieved, the respondent filed Writ Petition No. 16105 of 1986 before
the Karnataka High Court seeking to quash the order of pre- mature retirement
with effect from 31.8.86 and for consequential direction to continue the
respondent in service with all consequential and attendant benefits. The
F Department's stand before the High Court as is now before us was that under
the existing policy there was no scope for withdrawing the application for pre-
mature retirement, once submitted, 'that in the light of such policy the
respondent also gave a certificate that he was aware of the fact that his
subsequent request for withdrawal will not be accepted and that such a policy
G came to be adopted in public interest in the light of the experience gained from
the move of the officers often to seek pre-mature retirement when there is a
difficult duty to be performed and attempting to seek for cancellation after
tiding over/avoiding the same and consequently, no exception could be taken
to the action of the Department.
H The learned Single Judge overruled the objection of the Department
U.0.1. v. WING COMMANDER T. PARTHASARATHY [RAJU, J.] 535
both on the ground that in the case on hand it has not been averred or A
substantiated that the petitioner offered for pre- mature retirement as a
camouflage to get over any difficult assignment of duties and the subsequent
change of mind was to gain any undue advantage as well as for the reason
that when the offer of the respondent stood withdrawn on 19 .2.86, the
subsequent action taken by the competent Authority on 20.2.86 and onwards B
will be of no effect, having been taken on a letter or offer which by then had
no existence in the eye of law. The impugned proceedings were quashed and
consequential directions also came to be issued by an order dated 2.11. 95. An
appeal filed before the Division Bench of the High Court in W.A. No.1146 of
1996 also did not meet with success, necessitating the appellants to come
before this Court, on further appeal. C
The learned counsel for the appellant reiterated the stand that having
regard to the policy decision of which the respondent was said to be also
aware and having given a certificate at the time of submission of the application
for pre-mature retirement that he was aware of the fact that his request for
withdrawal/cancellation made subsequently will not be accepted, the High D
Court ought not to have countenanced the claim of the respondent. Strong
reliance has also been placed on the decision reported in Raj Kumar v. Union
of India, [ 1968) 3 SCR 857 to contend that the application for pre-mature
retirement having been approved on 14. l.86 by the RRM even prior to the
withdrawal letter dated 19 .2.86, the respondent could not be given any relief, E
as claimed by him in his Writ Petition. Per contra, the learned counsel tried
to justify the orders of the High Court by placing strong reliance also on the
decisions reported in Bairam Gupta v. Union of India and Anr., [ 1987] 3 SCR
1173 and Union of India v. Sri Gopal Chandra Misra & Ors., [1978) 3 SCR
12.
F
We have carefully considered the submissions of the learned counsel
appearing on either side. The reliance placed for the appellants on the decision
reported in Raj Kumar's case (Supra) is inappropriate to the facts of this case.
In that case this Court merely emphasised the position that when a public
servant has invited by his letter ofresignation determination of his employment G
his service clearly stands terminated from the date on which the letter of
resignation is accepted by the appropriate Authority and in the absence of
any.law or rule governing the condition of the service to the contrary, it will
not be open to the public servant to withdraw his resignation after it is
accepted by the appropriate Authority and that till the resignation is accepted
by the appropriate Authority in consonance with the rules governing the H
536 SUPREME CQUR T REPORTS (2000] SUPP. 4 S.C.R.
A acceptance, the public servant concerned had "locus Penitentiae" but not
thereafter. This judgment was the subject matter of consideration alongside
the other relevant case law on the subject by a Constitution Bench of this
Court in the decision reported in Union of India Etc. v. Gopa/ Chandra Misra
and Others, AIR (1978) SC 694. A request for pre-mature retirement which
required the acceptance of the competent or appropriate Authority will not
B be complete till accepted by such competent Authority and the request could
definitely be withdrawn before it became so complete. It is all the more so in
a case where the request for pre-mature retirement was made to take effect
from a future date as in this case. The majority of the Constitution Bench
analysed and declared the position of law to be as hereunder:
c "51. It will bear repetition thatthe general principle is that in the
absence of a legal, contractual or constitutional bar, a "prospective"
resignation can be withdrawn at any time before it becomes effective,
and it becomes effective when it operates to terminate the employment
or the office-tenure of the resignor. This general rule is equally
D applicable to Government servants and constitutional functionaries.
In the case of a Government servant or functionary who cannot, under
the conditions .of his service/or office, by his own unilateral act of
tendering resignation, give up his service/or office, nonnally, the tender
of resignation becomes effective and his service/or office-tenure
terminated, when it is accepted by the competent authority. In the
E case of a Judge of a High Court, who is a constitutional functionary
and under Proviso (a) to Article 217 (1) has a unilateral right or
privilege to resign his office, his resignation becomes effective and
tenure terminated on the date from which he, of his own volition,
chooses to quit office. If in terms of the writing under his hand
F addressed to the President, he resigns in praesenti the resignation
terminates his office-tenure forthwith, and cannot therefore, be
withdrawn or revoked thereafter. But, if he by such writing, chooses
to resign from a future date, the act of resigning office is not complete
because it does not terminate his tenure before such date and the
Judge can at any time before the arrival of that prospective date on
G which it was intended to be effective withdraw it, because the
Constitution does not bar such withdrawal. "
[Emphasis supplied]
This Court had again an occasion to consider the question as to the
H principle of law to be applied to a case of resignation made to become
U.0.1. v. WING COMMANDER T. PARTHASARATHY [RAJU, J.) 537
effective on the expiry of a particular period or from a future date as desired A
by the employee in Punjab National Bank v. P.K. Mittal, AIR (1989) SC 1083.
It was held therein that resignation being a voluntary act of employee, he may
choose to resign with immediate effect or with a notice of less than 3 months
if the employer agrees to the same or he may also resign at a future date on
the expiry or beyond the period of 3 months as envisaged under the governing B
regulation in that case, even though there is no such consent from the
employer, and that, it was always open to the employee to withdraw the same
before the date on which the resignation could have become effective.
So far as the case in hand is concerned, nothing in the form of any
statutory rules or any provision of any Act has been brought to our notice C
which could be said to impede or deny this right of the appellants. On the
other hand, not only the acceptance of the request by the Headquarters, the
appropriate Authority was said to have been made only on 20.2.86, a day after
the respondent withdrew his request for pre-mature retirement but even such
acceptance in this case was to be effective from a future date namely 31.8.86.
Consequently, it could not be legitimately contended by the appellants that D
there was any cessation of the relationship of master and servant between
the Department and the respondent at any rate before 31.8.86. While that be
the position inevitably the respondent had a right and was entitled to withdraw
or revoke his request earlier made before it ever really and effectively became
effective. E
The reliance placed upon the so-called policy decision which obligated
the respondent to furnish a certificate to the extent that he was fully aware
of the fact that he cannot later seek for cancellation of the application once
made for pre-mature retirement cannot, in our view, be destructive of the right
of the respondent, in law, to withdraw his cequest for pre-mature retirement F
before it ever became operative and effective and effected termination of his
status and relation with the Department. When the legal position is that much
clear it would be futile for the appellants to base their rights on some policy
decision of the Department or a mere certificate of the respondent being aware
... of a particular position which has no sanctity or basis in law to destroy such G
rights which otherwise inhered in him and available in law. No such deprivation
of a substantive right of a person can be denied except on the basis of any
statutory provision or rule or regulation. There being none brought to our
notice in this case, the claim of the appellants cannot be countenanced in our
hands. Even that apart, the reasoning of the High Court that the case of the
respondent will not be covered by the type or nature of the mischief sought H
538 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A to be curbed by the so-called policy decision also cannot be said to suffer
any conformity in law, to warrant our interference.
For all the reasons stated above, the appeal fails and shall stand
dismissed. The time limit stipulated by the learned Single Judge to settle the
claims and consequential benefits due to respondent shall commence and be
B computed from this date, for compliance.
RC.K. Appeal dismissed.
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