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Supreme Court of India

T.C. MATHAIversusTHE DISTRICT SESSIONS JUDGE, THIRUVANANTHAPURAM,KERALA

Citation
1999 INSC 144
Decided
31 March 1999
Disposal
Dismissed

Holding

An agent cannot become a "pleader" in criminal proceedings unless the court grants explicit permission, and the Power of Attorney Act cannot override statutory provisions requiring personal appearance or representation by a qualified advocate.

Summary

The appellant, T.C. Mathai, held a power of attorney for a couple who were respondents in a criminal revision petition before the Trivandrum Sessions Court and sought the court's permission to appear and plead on their behalf. The Sessions Judge refused, stating that the request did not come from the couple, and the High Court dismissed the appellant's writ petition and subsequent appeal. The Supreme Court examined whether a power of attorney holder can act as a "pleader" in criminal proceedings without the court's prior permission and whether Section 2 of the Power of Attorney Act can override statutory provisions requiring personal appearance of the accused. The Court held that an agent cannot become a pleader unless the court expressly authorises the appointment, and that the Power of Attorney Act cannot supersede provisions of the Code of Criminal Procedure that mandate personal attendance or representation by a qualified advocate. Consequently, the appeal was dismissed, reaffirming that only advocates or persons permitted by the court may plead in criminal cases.

Issues considered

  • Can a power of attorney holder act as a pleader for a party in criminal proceedings without court permission?
  • Does Section 2 of the Power of Attorney Act, 1882 override statutory requirements for personal appearance of an accused under the Code of Criminal Procedure?
  • What is the role of the Advocates Act, 1961 in permitting non‑advocates to appear before a criminal court?

Legislation cited

Subjects

power of attorneypleadercriminal procedureadvocates actcourt permissionlegal representationpersonal appearance

Judgment

                                     T.C. MATHAI                                       A
                                            v.
                        THE DISTRICT SESSIONS JUDGE,
                       THIRUVANANTHAPURAM,KERALA

                                   MARCH 31, 1999
                                                                                       B
                        [K.T. THOMAS AND M.B. SHAH, J.]


            Power of Attorney Act, 1882-Section 2-Power of Attorney holder of
      a couple arrayed as respondents in a criminal revision petition seeking
      permission to appear and plead on behalf of the and couple Permissibility C
      of-Held, a Power of Attorney holder cannot become a ''pleader" for a party
      in criminal proceedings, unless the party secures permission from the Court
      to appoint him to act in such proceedings-This is in tune with Section 32
      of the Advocate Act, 1961 which empowers a Court to permit any person,
      who is not enrolled as an Advocate to appear before it in any particular D
      case- Court to verify the level of equipment of such person for pleading on
      behalf of the party concerned before granting such permission-Code ofI
      Criminal Procedure, 1973-Sections 2(q) ; 303-Advocates Act, 1961-
      Section 32.

             Agent-Appointment of-Held, the common law principle that every            E
       person who is suit juris has a right to appoint an agent for any purpose
       whatsoever, does not apply where the act to be performed is personal in
       character, or when it is annexed to a public office or to an office involving
       any fiduciary obligation-Section 2 of the Power of Attorney Act cannot
       override the specific provision of a statute which requires a particular act
    ,_ to be done by a party in person-Personal attendance of the accused may          F
       be dispensed with under provisions of.Code of Criminal Procedure and he
-      may be permitted to appear through counsel-But in no case can the
       appearance of the accused be made through a power of attorney holder-
       Code of Criminal Procedure, 1973-Sections 205, 27.
                                                                                       G
            Advocates Act, 1961-Sections 30; 33-Representation through
      Advocates-Held, no party is required to obtain prior permission of the
      Court to appoint an Ac:vocate to represent him in court-An advocate is the
      officer of the court and is hence accountable to the court-Efficacious
      discharge of judicial process very often depends upon the valuable services
      rendered by the legal profession.                                                H
                                           305
    306'                   SUPREME COURT REPORTS                   [1999] 2 S.C.R.

A          Words and Phrases-"Pleader"-"Power of Attorney"-Explained

          The appellant was the power of attorney holder of a couple living in
    Kuwait who were arrayed as respondents in a criminal revision petition filed
    before the Sessions Court, Trivandram . He sought permission of the Sessions
    Court to appear and plead on behalf of the said couple which was declined        ,
B   on the ground that the request for such permission did not emanate from the
    respondent couple themselves. ·Thereupon, the appellant preferred a writ
    p~tition in the High Court for issuance of a direction to the Sessions Judge
    to grant the permission sought for, which was dismissed by a Single Judge.

C
    Writ appeal filed again~t the order of the Single Judge was dismissed by a
    Division Bench. Hence the present appeal.                                        -
           On behalf of the appellant, it was contended that a power of attorney
    holder has all powers to act on behalf of his principal. It was contended that
    his right to represent the respondent-couple in the Court would be governed
    by the authority conferred by the instrument of power of attorney executed
D   by the respondent - couple in his favour.

           Dismissing the appeal, this Court

          HELD : 1.1. An agent cannot become a "pleader" for the party in
    criminal proceedings, unless the party secures permission from the court
E   to appoint him to act in such proceedings. [312-E)

          M Krishnammal v. T. Balasubramania Pillai, AIR (1937) Madras 937,
    referred to.
                                                                                     -
          1.2. Section 2 of the power of Attorney Act cannot override the specific
F   provision of a statute which requires that a particular act should be done by
    a party in person. When the Code requires the appearance of an accused in
    a court it is no compliance with it if a power of attorney holder appears for
    him. It is a different thing that a party can be permitted to appear through
    counsel. In no case can the appearance of the accused be made through a
G   Power of Attorney holder. [311-G-H; 312Bi-

          2.1. Legally qualified persons who are authorised to practise in the
    courts by the authority prescribed under the statute concerned can appear
    for parties in the proceeding pending against them. No party is required to
    obtain prior permission of the· court to appoint such persons to represent
H   him in court. Section 30 of the Advocates Act confers a right on every ..
           T.C. MATHAI v. DISTT. AND SESSSION JUDGE, KERALA                   307
    Advocate whose name is entered in the roll of Advocates maintained by a           A
    State Bar Council to practise in all the Courts in India including the
    Supreme Court. Section 33 says that no person shall be entitted to practise
    in any Court unless he is enrolled as an advocate under that Act. Efficacious
    discharge of judicial process very often depends upon the valuable services
    rendered by the legal profession. [310-C-D)
                                                                                      B
          2.2. If the pei;son proposed to be appointed by the party is not a
    qualified Advocate, the court has first to satisfy itself whether the expected
    assistance would be rendered by that person. The reason for the Parliament
    for fixing such a filter in the definition clause [Section 2 (q) of the Code]
    that prior permission must be secured before a non-Advocate is appointed by       C
    the party to plead his cause in the court, is to enable the court to verify the
    level of equipment of such person for pleading on behalf of the party
    concerned. {310-E-F]

          Harishankar Rastogi v. Girdhari Sharma & Anr., AIR (1978) SC 1019,
    referred to.                                                                      D
>
           3.1. The definition of 'pleader' as given in Section 2 (q) of Code of
    Criminal Procedure, 1973 envelopes two kinds of pleaders within its ambit.
    The first refers to legal practitioners who are authorised to practise law and
    the second refers to "any other person". If it is the latter its essential
    requisite is that such person should have been appointed with the permission      E

-   of the court to act in such proceedings. This is in tune with Section 32 of
    the Advocates Act 1961 which empowers a Court to permit any person, who
    is not enrolled as an Advocate to appear before it in any particular case. But
    if he is to plead for another person in a criminal court, such permission
    should be sought for by that person. [309-E-F]
                                                                                      F
          3.2. It is not necessary that the "pleader" so appointed should be the
    Power of Attorney holder of the party in the case. What seems to be condition
    precedent is that his appointment sh9uld have been preceded by grant of
    permission of the court. It is for the court to consider whether such permission
    is necessary in the given case and whether the person proposed to be G
    appointed is capable of helping the court by pleading for the party, for
    arriving at proper findings on the issues involved in the case. [309-G-H)

          3.3. The work in a court of law is a ·serious and responsible function.
    The primary duty of criminal court is to ~dminister criminal justice. Any
    lax or wayward approach, if adopted towards the. issues involved in the case,     H
    308                     SUPREME COURT REPORTS                     [1999] 2 S.C.R.

A   can cause serious consequences for the parties concerned. It is not just
    soniebody representing the party ·in the criminal court who becomes the
    pleader of the party. In the adversary system which is now being followed in
    India, both in civil and criminal litigation, it is very necessary that the court
    gets proper assistance from both sides. (310-A-B]

B        4. Under the English Law, "every person who is sui Juris has a right
  to appoint an agent for any purpose whatsoever, and he can do so when he
  is exercising statutory right no less than when he is exercising any other
  right. " But, the aforesaid common law principle does not apply where the
  act to be performed is personal in character, or when it is annexed to a public
C office or to an office involving any fiduciary obligation. (311-E-G)
         Ravu/u Subba Rao and Ors. v. Commissioner of Income-tax, Madras,
    AIR (1956) SC 604, referred to.

          Jackson & Co. v. Napper, (1986) 35 Ch. D. 16, referred to.
D        CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No.
    354 of 1999.

         From the Judgment and Order dated 10.12.98 of the Kerala High Court
    in W.A. No. 2613of1998.
E         Major K. Mathews, Power of Attorney holder for petitioner-in-person.

          The Judgment of the Court was delivered by                                    -
          THOMAS, J. Leave granted.

F         Appellant claims to be the power of attorney holder of a couple (husband
    and wife) now living in Kuwait. He sought permission of the Sessions Court,
    Trivandrum to appear and plead on behalf of the said couple who are arrayed
    as respondents in a criminal revision petition filed before the said Sessions
    Court (they will be referred to as the respondent-couple). But the Sessions
G   Judge declined to grant permission as the request for such permission did not
    emanate from the respondent-couple themselves. Thereupon appellant moved
    the High Court of Kerala under Article 226 of the Constitution for issuance
    of a direction to the Sessions Judge concerned to grant the permission
    sought for. A Single Judge of the High Court dismissed the original petition
    against which appellant filed a writ appeal which too was dismissed by a
H    Division Bench of the High Court.
 T.C. MATHAI v. DIS TT. AND SESSSION JUDGE, KERALA [THOMAS, J .] 309

      Undeterred by the successive setback in securing a right of audience          A
on behalf of the aforesaid couple the appellant travelled the long distance
from the southern end of the country right up to the National Capital to
personally argue before the apex Court that he is entitled to plead for the
respondent-couple in the Sessions Court. We heard the appellant-in-person
though we are still now unable to appreciate why he, instead of incurring so
much expenses and strain, did not advise the respondent-couple to engage            B
a counsel for pleading their cause before the Sessions Court.

      Appellant, during the course of his arguments, referred to a commentary
on Criminal Law to support his contention that a power of attorney holder
has all powers to act on behalf of his principal. We would assume that the
respondent-couple would have executed an instrument of power of attorney            C
empowering appellant to act on their behalf. Can he become a pleader for the
respondent-couple on the strength of it?

       Section 303 of the Code of Criminal Procedure (for short "the Code")
entitles a person to the right of being defended by a "pleader" of his choice
when proceedings are initiated against him under the Code. "Pleader" is             D
defined in Section 2(q) as this:

        "Pleader", when used with reference to any proceeding in any Court,
        means a person authorised by or under any law for the time being in
        force, to practise in such Court, and includes any other person
        appointed with the permission of the Court to act in such proceedings".     E
       The definition envelopes two kinds of pleaders within its ambit. The
first refers to legal practitioners who are authorised to practise law and the
second refers to "any other person". If it is the latter its essential requisite
is that such person should have been appointed with the permission of the
court to act in such proceedings. This is in tune with Section 32 of the            p
Advocates Act 1961 which empowers a Court to pennit any person, who is
not enrolled as an advocate to appear before it in any particular case. But if
he is to plead for another person in a criminal court, such permission should
be sought for by that person.

      It is not necessary that the "pleader" so appointed should be the power       G
of attorney holder of the party in the case. What seems to be condition
precedent is that his appointment should have preceded by grant of permission
of the court. It is for the court to consider whether such permission is
necessary in the given case and whether the person proposed to be appointed
is capable of helping the court by pleading for the party, for arriving at proper
findings on the issues involved in the case.                                        H
    310                      SUPREME COURT REPORTS                     [t 9991 2 s.c.~.

A         The work in a court of law is a serious and responsible function. The
    primary duty of criminal court is to administer criminal justice. Any lax or
    wayward approach, if adopted towards the issues involved in the case, can
    cause serious consequences for the parties concerned. It is not just somebody
    representing the party in the criminal court who becomes the pleader of the
    party. In the adversary system which is now being followed in India, both in
B   civil and criminal litigation, it is very necessary that the court gets proper
    assistance from both sides.

          Legally qualified persons who are authorised to practise in the courts
    by the authority prescribed under the statute concerned can appear for
    parties in the proceedings pending against them. No party is required to ·
C   obtain prior permission of the court to appoint such persons to represent him
    in court. Section 30 of the Advocates Act confers a right on every advocate
    whose name is entered in the roll of advocates maintained by a State Bar
    Council to practise in all the Courts in India including the Supreme Court.
    Section 33 says that no person shall be entitled to practise in any Court
    unless he is enrolled as an advocate under that Act. Every advocate so
D   enrolled becomes a member of the Bar. Bar is one of the main wings of the
    system of justice. An advocate is the officer of the court and is hence
    accountable to the court. Efficacious discharge of judicial process very often
    depends upon the valuable services rendered by the ·legal profession.

E          But if the person proposed to be appointed by the party is not such
    a qualified person the court has first to satisfy itself whether the expected
    assistance would be rendered by that person. The reason for the Parliament
    for fixing such a filter in the definition clause [Sec.2(q) of the Code] that prior
    permission must be secured before a non-advocate is appointed by the party
    to plead his cause in the court, is to enable the court to verify the level of
p   equipment of such person for pleading on behalf of the party concerned.

           V.R. Krishna Iyer, J. had occasion to deal with a similar matter while
    considering a plea like this in a chamber proceeding in the Supreme Court.
    In that case, a party sought permission to be represented by another person
    in a criminal case. Learned Judge then struck a note of caution in the following
G   terms in Harishankar Rastogi v. Girdhari Sharma & Anr. AIR (1978) SC
    1019):

            "If the man who seeks to represent has poor antecedents. or
            irresponsible behaviour or dubious character, the court may receive
            counter-productive service from him. Justice may fail if a knave were
H           to represent a party. Judges may suffer if quarrelsome, ill-informed or
 T.C. MATHAlv. DISTT. AND SESSSION JUDGE, KERALA [THOMAS, J.] 311

       blackguardly or blockheadly private representatives filing argull1ents     A
       at the Court. Likewise the party himself may suffer if his private
       representative deceives him or destroys his case by mendacious or
       meaningless submissions and with no responsibility or respect for the
       Court. Other situations, settings and disqualifications may be conceived
       of where grant of permission for a private person to represent another     B
       may be obstructive, even destructive of justice."

      Appellant submitted that he is the duly appointed attorney of the
respondent-couple by virtue of an instrument of power of attorney executed
by them and on its strength he contended that his right to represent the
respondent-couple in the court would be governed by the said authority in         C
the instrument.

      In Stroud's "Judicial Dictionary", power of attorney is described as "an
authority whereby one is set in the turne, stead, or place of another to act
for him". In Black's Law Dictionary it is described as the instrument by which
a person is authorised to act as an agent of the person granting it. Section      D
2 of the Power of Attorney Act, 1882 empowers the donee of a power of
attorney to do anything "in and with his own name and signature" by the
authority of the donor of the power. Once such authority is granted the said
Act recognises that everything done by the donee "shall be as effectual in
law as if it had been done by the donee of the power in the name and with
the signature' of the donor thereof."                                             E
      Under the English Law, 'every person who is sui juris has a right to
appoint an agent for any purpose whatsoever, and he can do so when he is
exercising statutory right no less than when he is exercising any other right',
vide Jackson & Co. v. Napper, (1986) 35 Ch.D.162 at page 172. But this Court
has pointed out that the aforesaid common law principle does not apply            F
where the act to be performed is personal in character, or when it is annexed
to a public office or to an office involving any fiduciary obligation, vide
Ravulu Subba Rao and Ors. v. Commissioner of Income-tax, Madras, AIR
(1956) SC 604.
                                                                                  G
      Section 2 of the Power of Attorney Act cannot override the specific
provision of a statute which requires that a particular act should be done by
a party in person. When the Code requires the appearance of an accused in
a court it is no compliance with it if a power of attorney holder appears for
him. It is a different thing that a party can be permitted to appear through
counsel. Chapter XVI of the Code empowers the Magistrate to issue summons         H
    312                     SUPREME COURT REPORTS                    [1999] 2 S.C.R.

A or warrant for the appearance of the accused. Section 205 of the Code
    empowers the Magistrate to dispense with "the personal attendance' of
    accused, and permit him to appear by his pleader" if he sees reasons to do
    so. Section 273 of the Code speaks of the powers of the court to record
    evidence in the presence of the pleader of the accused, in cases when
B   personal attendance of the accused is dispensed with. But in no case can the
    appearance <•f the accused be made through a power of attorney holder. So
    the contention of the appellant based on the instrument of power of attorney
    is of no avail in this case.

         In this context reference can be made to a decision rendered by a Full
C Bench of the Madras High Court in M Krishnammal v. T. Balasubramania
  Pillai, AIR (1937) Madras 937,when a person, who was the power of attorney
  holder of another, claimed right of audience in the High Court on behalf of
  his principal. A Single Judge referred three questions to be considere~ the
  Full Bench, of which the one which is relevant here was whether an agent
  with the power of attorney to appear and conduct judicial proceedings has
D the right of audience in court. Beasley, C.J., who delivered the judgment on
  behalf of the Full Bench stated the legal position thus:

            "An agent with a power of attorney to appear and conduct judicial
            proceedings, but_ who has not been so authorised by the_ High Court,
            has no right of audience on behalf of principal, either in the appellate
E           or original side of the High Court. There is no warrant whatever for
            putting a power of attorney given to a recognized agent to conduct
            proceedings in court in the same category as a vakalat given to a legal
            practitioner, thc;iugh latter may be described as a power of attorney
            which is confihed only to pleaders, i.e. those who have a right to
F           plead in ·courts;"

          The aforesaid observations, though stated sixty years ago, would
    represent the correct legal position even now. Be that as it may, an agent
    cannot become a "pleader" fo~ the party in criminal proceedings, unless the
    party secures permission from the court to appoint him to act in such
G   proceedings. The respondent-couple have not even moved for such permission
    and hence no occasion has arisen so far to consider that aspect.

           The appeal is accordingly dismissed.

    M.P.                                                        Appeal dismissed.


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