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Supreme Court of India

SWARAN SINGHversusSTATE OF U.P. AND ORS.

Citation
1998 INSC 133
Decided
5 March 1998
Disposal
Appeal(s) allowed

Holding

An order of the Governor under Article 161 is subject to judicial review and must be set aside if exercised arbitrarily or without material facts, as was the case here.

Summary

Shri Doodh Nath, an MLA, was convicted of murder and sentenced to life imprisonment. He filed a remission petition before the Governor of Uttar Pradesh, which was granted despite the Governor not being informed of material facts such as five other serious criminal cases pending against him, the earlier dismissal of his first remission petition, and his extensive parole period. The victim's son challenged the Governor's order in the High Court, which held the order non‑justiciable; the matter was appealed to the Supreme Court. The Supreme Court held that orders under Article 161 of the Constitution are subject to judicial review when exercised arbitrarily, mala fide, or in disregard of constitutional principles, and that the Governor had been deprived of essential information, rendering the remission order arbitrary. Consequently, the Court quashed the remission order and directed the Governor to reconsider the petition afresh, allowing the appeal.

Issues considered

  • Whether an order passed by the Governor under Article 161 of the Constitution is amenable to judicial review.
  • Whether the Governor's remission order was arbitrary or mala fide due to non‑disclosure of material facts.
  • Whether the remission order should be set aside and the petition reconsidered.

Legislation cited

Subjects

Article 161remissionpardonjudicial reviewarbitrarinessconstitutional lawclemencyGovernor's powerlife imprisonmentmurder

Judgment

A                                SWARAN SINGH
                                          v.
                                                                                      \..
                            STATE OF U.P. AND ORS.

                                  MARCH 5, 1998
                                                                                            I
B     [M.M PUNCHHJ CJ., K.T. THOMAS AND M. SRINIVASAN, JJ.]


          Constitution of India, 1950: Article 161-Power of Governor to grant
    remission of punishment-Conviction for murder-Accused sentenced to
     imprisonment for life-Remission petition to Governor-Concealment of
c   material facts-Remission granted-Held, Governor not posted with material
    facts-Deprived of opportunity to exercise power in fair and just mannel'-
    Remission order quashed-Remission petition to be considered afresh.

          Judicial review-Orders passed by Governor under Article of 161 of
    the Constitution of India-Held, is subject to judicial review if the powers are
D   exercised arbitrarily mala fide or in absolute disregard to Constitutionalism.

          The third respondent an M. L.A. of U.P. Assembly was convicted and
    sentenced to imprisonment for life, for murdering one 'J'. He was also
    accused in five other criminal cases of serious nature. The appeal against
E   his conviction was dismissed by both the High Court and this Court. The
    third respondent made a pardon/remission petition before the Governor. His
    earlier remission petition was dismissed by the same Governor. This fact
    was not brought to the notice of the Governor while deciding the second
    remission petition. The Governor in exercise of his powers under Article
    161 of the Constitution of India, 1950 granted remission of the remaining
F   period of sentence. The appellant, son of the deceased 'J' challenged the          \
    action of the Governor before the High Court, which dismissed the petition
    on the ground that a decision of the Governor under Article 161 of the
    Constitution was not justiciable. Hence the present appeal.

          Allowing the appeal, this Court
G
          HELD: 1.1. An order of the Governor under Article 161 of the
    Constitution of India, 1950 is subject to judicial review within the strict
    parameters laid down in Maru Ram,* case and reiterated in Kehar Singh,**
    case. If the power under Article 161 of the Constitution was exercised by the
H   Governor arbitrarily, mala fide or in absolute disregard of the finer canons
                                         206
                 SW ARAN SINGH v. STA TE [THOMAS, J.]                      207
of the constitutionalism, the by...prodtlct order cannm get the approval oflaw     A
and in such cases, the jucidcal hand must be stretched to it. 1211-C]

        *Maru Ram v. VO/ & Ors., [198111 SCC 107 and Kehar Singh & Anr.
v. VO/ & Anr., [198911 SCC 204, followed.

      1.2. In the present case, the Governor was not posted with material          B
facts such as the involvement of the third respondent in five other criminal
cases of serious nature, the rejection of his earlier clemency petition filed
on the same grounds and that out of two years and five months jail, he was
on parole during substantial part of it. Thus, the Gllvernor was apparently
deprived of tile opportunity to exercise the powers in a fair and just manner.     C
                                                               (210-C; 211-DI

      1.3. In the circumstances the order passed by the Co¥ernor is quashed
to enable him to pass a fresh order. The GoverllDt" shall consider the petition
of third respondent in the light of relevant material whtch were not brought
to his notice earlier. 1211-FI                                                     D
        CIVIL APPELLATE JURISDICTION : Civil Appeal No. 5962 of
1994.

     From the Judgment and Order dated I I.I 1.92 of the l\llahabad High
Court in W. P. No. 8848of1991.                                                     E
     Rajiv Grag for N.D. Garg, A.S. Pundir, Vishwajit Singh Bahur U. Barqui,
Z.K. Faizan and P.K. Jain for the appearing parties.

        The Judgment of the Court was delivered by
                                                                                   F
       THOMAS, J. Shri Doodh Nath, third respondent in this appeal, was
found guilty of murdering !me Joginder Singh. He was convicted and sentenced
to imprisonment for life along with some other persons who too were involved
ill the same offence. His appeal to the High Court and Special Leave petition
to this Court did not give any help to extricate himself from the penal clutches   G
of the offence. But within a period of less than two years, he succeeded in
escaping from prison as the Governor of Uttar Pradesh granted remission of
the remaining long period of his life sentence. That step of the Constitutional
functionary was far beyond the tolerance capacity of the bereaved members
of the family of deceased Joginder Singh and hence his son (the present
appellant) moved the Allahabad High Court challenging the aforesaid action         H
    208                     SUPREME COURT REPORTS                   [1998] 2 S.C.R.

A of the Governor. A division bench of the High Court, which heard his writ
    petition dismissed it on the premise that a decision of the Governor under
    Article 161 of the Constitution of India is not justiciable. That necessitated
    the appellant to reach this Court with this appeal by special leave.

          Shri Doodh Nath was an M.L.A. of the U.P. Assembly when he was
B convicted of the offence of murder. He was unseated as a sequel to the said
  conviction and his wife succeeded in becoming his successor in the same
  constituency. Appellant alleged that when Governor passed the order granting
  remission of sentence Shri Doodh Nath was already accused in five other
  criminal cases involving serious offences. That and many other relevant
C materials were not posted before the Governor when he considered the question
  of granting reprieve to the convict, according to the appellant.

          In fact, the same Governor had, on an earlier occasion (on 7.6.1990)
    dismissed a petition filed by shri Doodh Nath for grant of reprieve and
    remission of the sentence passed on him by the Court in the very same case
D   of murder of Joginder Singh. Undaunted by the rejection of his earlier clemency
    motion, Shri Doodh Nath ventured to present a second petition for the same        "---
    purpose within a period of about five months, that too on almost the same
    grounds which were not found favour with the Governor on the earlier
    occasion. When he moved for remission on the second occasion, he was out
    on parole. It is the case of the appellant that Doodh Nath did not even
E   mention in his second petition for pardon that an earlier petition for the same
    purpose was rejected by the Governor.

          The police officials whose report was called for in connection with the
    consideration of the second application for grant of remission sent up a report
    which was unfavourable to Doodh Nath. But the same police officials after
F
    one week, forwarded another report containing recommendation for remitting
    the sentence as prayed for by Doodh Nath on "humanitarian grounds".

          On 4.1.1991, the widow of Joginder Singh (mother of the present
    appellant) made a representation to the Governor pointing out facts which she
G   considered relevant for rejecting the clemency petition. On 9.2.199 l, the
    Governor passed the impugned order under Article 16 l of the Constitution
    in the following terms:

            "The Governor of Uttar Pradesh under the special circumstances by
            exercising the power under Article 16 l of the Constitution of India
H           remits the remaining sentence of the convict Doodh Nath, son of Shri
                 SW ARAN SINGH v. STA TE (THOMAS, J.]                      209
        Deoraj, resident of Khairuddinpur, P.S. Mariahun, District Jaunpur,       A
        who is undergoing punishment under sections 302/148/149 !PC in S.T.
        No. 102of1980 passed by Third Additional Sessions Judge, Jaunpur,
        sentencing life imprisonment on 9.2.1982 and directs that the aforesaid
        convict accused be released from jail on furnishing two sureties and
        personal bond in the same amount to the satisfaction of the District      B
        magistrate, Jaunpur".

       In the High Court, when challenge was made against the said order, an
affidavit was filed by Shri Brij Bhushan Chaturvedi who was then the Joint
Secretary of Home (Jail) in the State of U.P. in which he admitted that a
petition filed by Doodh Nath in April, 1990 was dismissed on 5.6.1990 and that    C
next application was filed in November, 1990. The Joint Secretary conceded
that Shri Doodh Nath has undergone only a very small portion of the life term,
i.e., two years and three months when he secured the remission.

       It is interesting to note that another affidavit was filed by Shri Sunil
Agarwal who held the same office of Joint Secretary, Home (Jail), in the same     D
High Court, when the writ petition filed by the appellant was under
consideration. (perhaps, Shri Sunil Agarwal would have been the successor
in office of the other deponent Shri Brij Bhushan Chaturvedi). In the second
affidavit, the Joint Secretary conceded that the five criminal cases mentioned
by the appellant involving serious offences against Doodh Nath were still
pending at the time of grant of remission and that Governor was not apprised      E
of that fact. He also pointed out that the fact of the rejection of the earlier
mercy petition was not brought to the notice of the Governor. The deponent
of that affidavit has further stated that:

       "In fact the Governor's acceptance was obtained on the basis of false      p
       and misleading recommendation, wherein it had not been stated that
       the request of the petitioner was rejected only six months ago and it
       did not meet the various guidelines given for the purpose were not
       taken into consideration. It has been wrongly stated that there was
       no adult member in the family of the convict while his wife is a sitting
       member of Legislative Assembly. The recommendation also stated             G
       that the district magistrate and the police have requested sympathetic
       consideration but they did not categorically recommend acceptance of
       the mercy petition. It is a fact that the recommendation itself mentions
       that the case may not be treated as precedent for others. It has shown
       that it was not recommended on merits. The recommendation in the           H
    210                     SUPREME COURT REPORTS                    [1998) 2 S.C.R.

A          case was made on extraneous and political consideration which is
           evident from the mercy petition (filed as annexure 'C' to the petition).
           The fact that the matter was recommended be recons.idered on the
           basis of a letter addressed 1'> the chief Minister by several MLA~."

         On our direction, the Standing Counsel for the State ofU.P. has produceo
B the files concerning the grant of remission of sentence to Doodh Nath. We
  have noted therefrom that the ~vernor was not told of certain vital facts
  concerning the prisoner such as his involvement in five other criminal cases
  of serious offences, the rejection of his earlier clemency petition which was
  filed on the same grounds, the report of the jail authorities that his conduct
C inside the jail was far from satisfactory, and out of two years and five months
  he was supposed to have been in jail, he was in fact on parole during the
  substantial part thereof.

          Learned counsel for the third respondent Doodh Nath resisted this
    appeal on the main plank that any order issued by the President of India
D   under Artie4e 72 of the Constitution of h1dia or by the Governor of a State
    under Article 161 thereof is non-justiceable and hence the Court cannot look
    irno the reasons which persuaded the Constitutional functionary to grant
    reprieve or remission to a prisoner.

          A Constitution Bench of this Court has considered the scope of judicial
E   review of exercise of powers under Articles 72 and 161 of the Constitution
    of India in Kehar Singh & Anr. v. Union ofIndia and another, (1989) 1 SCC
    204. The bench after observing that the ConstitJJtion of India is .a constitutive
    document which is fundamental to the governance of the country under
    which people of India have provided a constitutional polity consisting of
    certain primary organs. institutions an<l functionaries to exercise the powers
F   provided in the Canstitution, proceeded to add thus:

            "All power belongs to the people and it is entrusted by them to
            specified institutions and functionaries with the intention of working
            out, maintaining and operating a constitutional order."

G         The Constitution Bench laid down that judicial review of the Presidential
    order cannot be exercised on the merits except within the strict limitations
    defined in Maru Ram v. Union of India & Ors., [1981] 1 SCC 107. The
    limitations.of judicial review over exercise of powers under Articles 72 and 161
    of the Constitution have been delineated in the said decision by the
H   Constitution Bench. It has been observed that "all public power, including
                  SWARAN SINGH v. STATE [THOMAS, J.)                         211
  constitutional power, shall never be exercisable arbitrarily or ma/a fide, and    A
. ordinarily guidelines for fair and equal execution are guarantors of valid play
  of power". The bench stressed the point that the power being of the greatest
  moment, cannot be a law unto itself but it must be informed by the finer
  canons of constitutionalism.

      It was therefore, suggested by the bench to inake rules for its own           B
 guidance in the exercise of the pardon power keeping a large residuary power
 to meet special situations or sudden developments.

       In view of the aforesaid settled legal position, we cannot accept the
 rigid contention of the learned counsel for the third respondent that this         C
 Court has no power to touch the order passed by the Governor under Article
 161 of the constitution. If such power was exercised arbitrarily, mala fide or
 in absolute disregard of the finer canons of the constitutionalism, the by-
 product order cannot get the approval of law and in such cases, the j\jdicial
 hand must be stretched to it.
                                                                                    D
        In the present case, when the Governor was not posted with material
 facts such as those indicated above, the Governor was apparently deprived
 of the opportunity to exercise the powers in a fair and just manner. Conversely,
 the order now impugned fringes on arbitrariness. What the governor would
 have ordered if he were apprised of the above facts and materials is not for
 us to consider now because the Court cannot then go into the merits of the         E
 grounds which persuaded the Governor in taking a decision in exercise of the
 said power. Thus, when the order of the Governor impugned in these
 proceedings is subject to judicial review within the strict parameters laid down
 in Maru Ram Case (supra) and reiterated in Kehar Singh Case (supra), we
 feel that the Governor shall reconsider the petition of Doodh Nath in the light    p
 of those materials which he had no occasion to know earlier.

       We, therefore, quash the impugned order to enable the Governor ofU.P.
 to pass a fresh order in the petition filed by the third respondent Doodh Nath
 for remission of the sentence in the light of the observations made above.
                                                                                    G
 S.V.K.I.                                                      Appeal allowed.


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