STATE OF U.P. & ORSversusLUXMI KANT SHUKLA
- Citation
- 2011 INSC 597
- Decided
- 19 August 2011
- Disposal
- Appeal(s) allowed
- Bench
- R V RAVEENDRAN
Holding
A notice of voluntary retirement under Rule 56 is effective only upon acceptance by the appointing authority if disciplinary proceedings are pending; therefore the respondent was not voluntarily retired before his dismissal.
Summary
Luxmi Kant Shukla, a Provincial Civil Services officer of Uttar Pradesh, was suspended and faced a disciplinary inquiry for alleged defamatory remarks in a book. While the inquiry was pending, he submitted a reply on 28 May 2009 requesting voluntary retirement under Rule 56 of the U.P. Fundamental Rules, 1942. The rule stipulates that a notice of voluntary retirement is effective only if accepted by the appointing authority when disciplinary proceedings are pending. No order of acceptance was issued, yet his three‑month notice period lapsed and he was dismissed on 7 September 2009. Shukla challenged the rejection of his retirement request and the dismissal in writ petitions; the High Court set aside the rejection but not the dismissal. The Supreme Court held that the notice was ineffective without acceptance, so Shukla was not voluntarily retired before dismissal. Consequently, the State's appeal was allowed, the High Court's judgment was set aside, and the writ petition was dismissed.
Issues considered
- Whether a notice of voluntary retirement under Rule 56 of the U.P. Fundamental Rules, 1942 is effective without the appointing authority's acceptance when disciplinary proceedings are pending.
- Whether the respondent was deemed voluntarily retired before the dismissal order was passed.
Legislation cited
- U.P. Fundamental Rules, 1942s. Rule 56 (clauses c and d)
Subjects
Judgment
(2011] 10 S.C.R. 531
. STATE OF U.P. & ORS. A
v.
· LUXMI KANT SHUKLA
(Civil Appeal No. 7105 of 2011)
AUGUST 19, 2011.
B
[R. V. RAVEENDRAN AND A.K. PATNAIK, JJ.]
U. P. FUNDAMENTAL RULES, 1942:
F. R. 56 (c) and (d), proviso (i)(ii) proviso - Effect of c
notice for voluntary retirement given by employee to
employer pending disciplinary proceedings - Held: Such
notice would be effective only if it is accepted by the
appointing authority - In the instant case, the officer gave
notice for voluntary retirement during pendency of disciplinary 0
proceedings against him ~ Since no order of acceptance was
passed by the appointing authority, the officer continued in
service even after the period of notice of three months expired
in August 2009 and his,services were terminated only with the
order of dismissal passed on 07.09.2009 - Service Law.
E
The respondent, a member of .the Provincial Civil
Services of the State of U.P., wa!> placed under
suspension on 12.2.2008. On 19.2.2008, a, c~arge-sheet
containing 16 charges was served on him and~ Inquiry
Officer was appointed. On 28.5.2009, the resportd~nt filed F
his reply to the charge-sheet to the Inquiry Officer and
endorsed a copy thereof to the Principal Secretary
(Appointment Section - II), Government of U.P.
requesting him to exonerate him from the charges and
instead grant him voluntary retirement from service under G
FR 56 of the U.P. Fundamental Rules, 1942. On
30.11.2009, the Inquiry Officer submitted his inquiry report
to the State Government holding that the charges against
the respondent were proved. By order dated 16.12.2009,
531 H
532 SUPREME COURT REPORTS [2011) 10 S.C.R.
A the respondent was intimated that his representation
dated 5.10.2009 for voluntary retirement was not accepted
by the Government. The respondent filed Civil Misc. W.P.
No. 5 (SB) before the High Court for quashing the order
dated 16.12.2009 and for directing the State Government
B to pay all his retirement benefits admissible under FR 56.
By order dated 7.9.2010 the respondent was dismissed
from service. The respondent challenged the said order
in another CMWP No. 1386 (SB) of 2010. On 16.9.2010
the Division Bench of the High Court quashed the order
c dated 16.12.2009 by which the State Government had
rejected the request of the .respondent to accept his
voluntary retirement and directed the Government to
consider the respondent's request afresh. (The High
Court did not interfere with the subsequent dismissal
order dated 7.9.2010 pending consideration in CMWP No.
0
1386 (SB) of 2010.) Aggrieved, the State Government filed
the appeal.
The question for consideration before the Court
was: Whether the respondent.stood voluntarily retired
E from service before the order of dismissal was passed by
the State Government.
Allowing the appeal, the Court
HELD: 1.1 A reading of clause (c) of FR 56 would
F show that a government servant on attaining the age of
45 years, may by notice to the appointing authority,
choose to voluntarily retire from service. Clause (d) of
FR 56 further provides that the period of such notice shall
be three months. However, the proviso after proviso (i)
G and (ii) to Clause (d), states that the notice given by the
government servant against whom a disciplinary
proceeding is pending or contemplated, shall be
"effective only if it is accepted by the appointing
authority." In this proviso, however, it is clarified that in
H the case of a "contemplated disciplinary proceeding" the
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 533
government servant shall be informed before the expiry A
of his notice period that it has not been accepted. [para
13] [542-E-H; 543-A]
1.2 In the instant case, the disciplinary proceeding
was initiated against the respondent on 19.02.2008, when 8
the charge sheet containing 16 charges was issued
against him and the Enquiry Officer was appointed to
enquire into the charges. It is only after the initiation of
the disciplinary proceeding that the respondent made a
request in the copy of his reply dated 28.05.2009 to the C
appointing authority to accept his retirement under
Clause (c) of FR 56. Thus, even if the request of the
respondent made on 28.05.2009 is treated as the notice
of voluntary retirement, on 28.05.2009 a disciplinary.
proceeding was pending against him and as per the
language of the proviso, such notice of voluntary · D
retirement would be "effective only if it is accepted by the
appointing authority". Therefore, until the appointing
authority accepted the request of the respondent for
voluntary retirement, the very notice dated 28.05.2009 for
voluntary retirement would not be effective. Since, no E
such order of acceptance was passed by the appointing
authority, the respondent continued in service even after
the period of notice of three months expired in August
2009; and his services were terminated only with the
order of dismissal passed on 07.09.2009. This is not a F
case of "a contemplated disciplinary proceeding", but a
case of disciplinary proceeding which was already
pending when the respondent made the request for
voluntary retirement on 28.05.2009 and the finding of the
High Court that the respondent was required to be G
informed before the expiry of his notice of voluntary
retirement that it had not been accepted is erroneous.
[paras 14, 15 and 17] [543-B-E-H; 544-A-B]
H
534 SUPREME COURT REPORTS [2011] 10 S.C.R.
A State of Haryana v. S.K.Singhal 1999 ( 2 ) SCR 714 =
(1999) 4 sec 293 - referred to.
Union of India and Others v. Sayed Muzaffar Mir 1994
=
(3) Suppl. scR 729 1995 Supp (1) sec 76 - held
8 inapplicable.
1.3 The impugned judgment is set aside and the writ
petition (C.M.W.P. No.OS (SIB) of 2010) challenging the
rejection of respondent's request for voluntary retirement
is dismissed. [para 18] [545-F]
c
Bishan Lal v. State of Haryana (AIR 1977 P&H 7);
Samsher Singh v. State of Punjab and Another 1975 (1)
SCR 814 = (1974) 2 S(;;C 831; Municipal Corporation,
Ludhiana v. lnderjit Singh and Another 2008 (14) SCR 95 =
0 (2008) 13 sec 506 - Cited.
Case Law Reference:
(AIR 1977 P&H 7) Cited para 9
1994 (3) Suppl. SCR 729 held inapplicable para 10
E
1975 ( 1 ) SCR 814 Cited para 11
2008 (14 ) SCR 95 Cited para 11
1999 ( 2) SCR 714 Referred to para 17
F CIVIL APPELLATE JURISDICTION : Civil Appeal No.
7105 of 2011.
From the Judgment & Order dated 16.09.2010 of the High
Court of Judicature at Allahabad, Lucknow Bench, Lucknow in
G Civil Misc. Writ Petition No. 05 (S/B) of 2010.
P.P. Rao, Shail Kumar Dwivedi, AAG, Devender
Upadhyaya, Gunnam Venkateswara Rao, Vandana Mishra.
Manoj Kr. Dwivedi for the Appellants.
Caveator In Person.
H
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 535
The Judgment of the Court was delivered by A
A. K. PATNAIK, J. 1. Leave granted.
2. This is an appeal against the judgment and order dated
16.09.2010 of the Division Bench of the Allahabad High Court,
Lucknow Bench, in Civil Miscellaneous Writ Petition No. 05 (S/ B
B) of 201 O (hereinafter referred to as 'the impugned judgment').
3. The facts very briefly are that the respondent is a
member of the Provincial Civil Services of the State of U.P.
When he was posted as Special Secretary, Samaj Kalyan
Department, Government of U.P. in 2006, he authored a book C
titled 'Jati Raj'. As the book contained some remarks against
national leaders like late Dr. B.R. Ambedkar, the State
Government issued a letter dated 11.09.2007 to the respondent
when he was posted as Special Secretary, Dharmarth Karya
Department, Government of U.P., requesting him to furnish to D
1 the Government a copy of the book. The respondent instead
of furnishing a copy of the book proceeded on leave and on
12.02.2008 he was placed under suspension in contemplation
of the disciplinary proceedings. On 19.02.2008, a charge-sheet
containing 16 charges was served on him. The charges against· E
the respondent were that certain passages in the book 'Jati Raj'
written by him were defamatory and derogatory to national
leaders and he had hurt the religious sentiments of the people
and created hatred amongst various sections of the society. By
order dated 19.02.2008, the State Government appointed Shri
F
Vijay Shanker Pandey, the Commissioner, Lucknow Division,
as the Enquiry Officer to enquire into the charges.
4. Aggrieved, the respondent filed Writ Petition No. 256
(SB) of 2008 before the Allahabad High Court, Lucknow Bench,
and by an interim order dated 14.03.2008 the High Court G
stayed the operation of the order of suspension as well as the
order appointing the Enquiry Officer. The State Government
challenged the order dated 14.03.2008 of the High Court
before this Court in Special Leave Petition (Civil) No. 12749
of 2008 and. this Court, while issuing notice in Speciai Leave H
536 SUPREME COURT REPORTS [2011] 10 S.C.R.
A Petition, stayed the operation of the order dated 14.03.2008
passed by the High Court. Thereafter, this Court by order dated
14.11.2008 disposed of the Special Leave Petition with a
request to the High Court to dispose of the Writ Petition No.
256 (S/B) of 2008 expeditiously and with the direction that
s pending such disposal of the writ petition, the State Government
was not to take any final decision imposing any penalty on the
respondent. In the meanwhile, as the respondent did not submit
his reply to the charge-sheet, the Enquiry Officer conducted the
enquiry ex parte and submitted an enquiry report dated
c 15.07.2008 holding the respondent guilty of the charges. The
disciplinary authority issued notice dated 05.08.2008 to the
respondent to show cause why the enquiry report should not
be accepted. On 01.05.2009, having found that the ex-parte
enquiry was violative of principles of natural justice, the
disciplinary authority passed an order directing the Enquiry
0
Officer, Shri Vijay Shanker Pandey, to hold the enquiry afresh
after giving sufficient opportunity of hearing to the respondent
in accordance with the rules. Writ Petition No. 256 (SB) of
2008 was disposed of by the High Court on 15.05.2009
directing the Enquiry Officer to commence the proceedings
E afresh from the stage of charge-sheet. The respondent filed a
Review Petition No. 115 of 2009, but the High Court dismissed
the Review' Petition on 26.05.2009.
5. The respondent then filed his reply to the charge-sheet
F on 28.05.2009 to the Enquiry Officer, Shri Vijay Shanker
Pandey and endorsed a copy of the reply to the Principal
Secretary (Appointment Section-II), Government of U.P.
requesting him to exonerate him from the charges against him
and instead grant voluntary retirement from service under Rule
56 of the U.P. Fundamental Rules, 1942 (for short 'FR 56'). As
G Shri Vijay Shanker Pandey declined to conduct the enquiry
afresh, the State Government by its order dated 01.06.2009
appointed Shri Alok Ranjan, Principal Secretary, Urban
Development, as the Enquiry Officer to enquire into the charges
against the respondent. The respondent submitted his reply
H
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 537
[A.K. PATNAIK, J.]
to the charge sheet to the new Enquiry Officer, Shri Alok Ranjan A
on 11.06.2009 and after considering the reply of the respondent
and the material available on record, the Enquiry Officer
submitted his enquiry report on 30.11.2009 to the State
Government holding that the charges against the respondent
were proved. While the enquiry report was pending B
consideration before the State Government, the State
Government first considered the request of the respondent in
his representation dated 05.10 .2009 for voluntary retirement
and by order dated 16.12.2009 intimated the respondent that
his request for voluntary retirement has not been accepted by c
the State Government.
6. Aggrieved, the respondent filed Civil Miscellaneous Writ
Petition No. 5 (SB) of 2010 in the Allahabad High Court,
Lucknow Bench for quashing the order dated 16.12.2009 of the
State Government and for directing the State Government to D
pay all his retirement benefits admissible under FR 56. During
the pendency of the Civil Miscellaneous Writ Petition No. 5 (SB)
of 2010, the State Government issued a notice dated
05.02.2010 to the respondent to show cause why the enquiry
report dated 30.11.2009 should not be accepted. The E
respondent submitted his reply dated 02.03.2010 to the show
cause notice and also made a request for being given an
opportunity of personal hearing. Personal hearing was granted
to the respondent on 04.06.2010 and the respondent was
dismissed from service by the disciplinary authority by order F
dated 07.09.2010. Aggrieved, the respondent filed Civil
Miscellaneous Writ Petition No. 1386 (SB) of 2010 on
14.09.2010 before the Allahabad High Court, Lucknow Bench,
against the order of dismissal and this Writ Petition is pending
consideration before the High Court.
G
7. On 16.09.2010, the Division Bench of the High Court,
by the impugned judgment, quashed the order dated
16.12.2009 of the State Government and rejected his request
to accept voluntary retirement under FR 56 and directed the
State Government to reconsider the respondent's request H
538 SUPREME COURT REPORTS [2011] 10 S.C.R.
A afresh keeping in view the observations made in the impugned
judgment. By the impugned judgment, however, the High Court
did not in any way interfere with the subsequent order dated
07 .09.2010 of the disciplinary authority dismissing the
respondent from service as the order of dismissal was subject
B matter of challenge in a separate writ petition, Civil
Miscellaneous Writ Petition No. 1386 (SB) of 2010, before the
Allahabad High Court, Lucknow Bench.
8. Mr. P.P. Rao, learned counsel appearing for the
appellants, submitted that under Clause (c) of FR 56, a
C government servant may by notice to the appointing authority
voluntarily retire at any time after attaining the age of 45 years.
He submitted that the respondent had not served any such
notice to the State Government and had only sent to the State
Government a copy of his reply dated 28.05.2009 to the
D Enquiry Officer, Shri Vijay Shanker Pandey, and made an
endorsement at the foot of the nply to the Principal Secretary
(Appointment Section-II), Government of U.P. that he may be
retired from service under FR 56 and he may be granted all
service and consequential benefits. He vehemently submitted
E that such endorsement on a copy of the reply with a request to
the appointing authority to grant him voluntary retirement from
service was not a notice of voluntary retirement in terms of FR
56. He next submitted that the proviso to Clauses (c) .and (d)
of FR 56 clearly provides that the notice given by the
F Government servant against whom a disciplinary proceeding
is pending shall be effective only if it is accepted by the
appointing authority and that the proviso does not require that
where a disciplinary proceeding is pending against a
Government servant, he should be informed of the decision on
G his request for voluntary retirement before expiry of the notice
period. He argued that a close reading of the proviso would
show that only where a disciplinary proceeding is contemplated
against a Government servant, the Government servant has to
be informed before the expiry of the notice period about the
decision that his request for voluntary retirement has not been
H
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 539
[AK. PATNAIK, J.]
accepted. He submitted that the High Court has, on the A
contrary, held in the impugned judgment that the respondent
was required to be informed before the expiry of the period of
notice about the decision that his request for voluntary
retirement has not been accepted.
9. Mr. Rao next submitted that in any case the State 8
Government as the appointing authority has considered the
request of the respondent for voluntary retirement and rejected
the same as would be evident from the relevant file and in
particular the note dated 26.11.2009 put up by the Under
Secretary, Appointment Department and dealt with by the C
Special Secretary of the Government on 27.11.2009 and by the
Principal Secretary of the Department and the Chief Secretary,
Government of U.P., on 02.12.2009 and orally approved by the
Chief Minister on 08.12.2009 as recorded by the Special
Secretary on 08.12.2009. He submitted that the High Court D
has, however, taken a view in the impugned judgment that as
· the Chief Minister has not put her signature in the order dated
08.12.2009 rejecting the request of the respondent for voluntary
retirement, the order was not dully authenticated in terms of the
Rules of Business. He cited the decision of the Punjab and E
Haryana High Court in Bishan Lal v. State of Haryana (AIR
1977 P&H 7) that an order cannot be called in question merely
because the Chief Minister has not put his signature on the
official file. He finally submitted that since the State Government
has not accepted the request for voluntary retirement made by F
the respondent, the respondent continued in service till he was
dismissed by the order dated 07.09.2010.
10. The respondent, who appeared in-person, on the other
hand, submitted that in the copy of his reply dated 28.05.2009
to the Enquiry Officer, which was sent to the Principal Secretary, G
Appointment Section-II, Government of U.P., he had served a
notice to the appointing authority that he may be retired under
Clause (c) of FR 56, and all service and consequential benefits
may be granted to him under Clause (e) of FR 56. He
submitted that this was therefore a notice in terms of Clause H
540 SUPREME COURT REPORTS [2011] 10 S.C.R.
A (c) of FR 56. He submitted that the High Court has rightly held
in the impugned judgment that once the State Government as
the appointing authority took a decision and treated the
reminder of the respondent as a request for accepting his
voluntary retirement, the State Government cannot now be
B permitted to take a stand that the request made by the
respondent in the endorsement dated 28.05.2009 was not a
notice of voluntary retirement. He further submitted that Clause
(d) of FR 56 clearly provides that the period of notice would
be three months. He argued that on the expiry of the three
c months period from 28.05.2009, the respondent stood
compulsory retired from service. He submitted that the State
Government should have informed him about its decision not
to accept his voluntary retirement before the expiry of the period
of three months notice served by the respondent. But the State
D Government did not communicate the decision to the
respondent within the notice period of three months and
therefore the respondent stood compulsory retired from service
on expiry of the notice period and he was entitled to the pension
and other retirement benefits in accordance with Clause (e) of
E FR 56. In support of his submissions, he cited the decision of
this Court in Union of India and Others v. Sayed Muzaffar Mir
[1995 Supp (1) sec 76].
11. The respondent next submitted that admittedly the Chief
Minister has not put her signature on the proposal not to accept
F his notice of voluntary retirement and therefore there is no
decision of the State Government not to accept his notice of
voluntary retirement. He vehemently argued that Article 166(3)
of the Constitution of India provides that the .Governor shall
make rules for the more convenient transaction of the business
G of the Government of the State and for the allocation among
Ministers of such business, and it does not contemplate
delegation of the powers of the Ministers in favour of any officer
of the State. He cited the decision of this Court in Samsher
Singh v. State of Punjab and Another [(1974) 2 SCC 831] in
support of this proposition. He also relied on Municipal
-l
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 541
[A.K. PATNAIK, J.]
Corporation, Ludhiana v. lnderjit Singh and Another [(2008) A
13 sec 506] in which it has been held that a statutory authority
cannot pass a statutory order on an oral prayer made by the
owner of a property regarding compounding fee. He submitted
that the contention of the appellants that the Chief Minister had
orally approved the rejection of the notice of the voluntary B
retirement of the respondent should not therefore be accepted
by the Court.
12. In our considered opinion, the answer to the question
whether the respondent stood voluntary retired from service
before the order of dismissal was passed by the State C
Government will depend mainly on the precise language of
Clauses (c) and (d) of FR 56 and the provisos thereto, which
·are quoted hereinbelow:
"(c) Notwithstanding anything contained in Clause (a) or
Clause (b), the appointing authority may, at any time, by
0
notice to any Government servant (whether permanent or
temporary), without assigning any reason, require him to-
retire after he attains the age of fifty years or such
Government servant may by notice to the appointing
authority voluntarily retire at any time after attaining the age E
of forty-five years.
(d) The period of such notice shall be three months:
Provided that-
(i) any such Government servant may by order of the
F
appointing authority, without such notice or by a
shorter notice, be retired forthwith at any time after
attaining the age of fifty years, and on such
retirement the Government servant shall be entitled
to claim a sum equivalent to the amount of his pay G
plus allowances, if any, for the period of the notice,
or as the case may be, for the period by which such
notice falls short of three months, at the same rates
at which he was drawing immediately before his
retirement; H
542 SUPREME COURT REPORTS [2011] 10 S.C.R.
A (ii) it shall be open to the appointing authority to allow
a Government servant to retire without any notice
or by a shorter notice without requiring the
Government servant to pay any penalty in lieu of
notice:
8 Provided further that such notice given by the
Government servant against whom a disciplinary
proceeding is pending or contemplated, shall be
effective only if it is accepted by the appointing
authority, provided that in the case of a
c contemplated disciplinary proceeding the
Government servant shall be informed before the
expiry of his notice that it has not been accepted:
Provided also that the notice once given by a
Government servant under Clause (c) seeking
D
voluntary retirement shall not be withdrawn by him
except with the permission of the appointing
authority".
(emphasis supplied)
E 13. A reading of clause (c) of FR 56 quoted above would
show that when a government servant attains the age of 45
years, the appointing authority as well as the government
servant have the option to initiate voluntary retirement and when
the government servant chooses to initiate his voluntary
F retirement, he has to serve a notice to the appointing authority.
Clause (d) of FR 56 further provides that the period of such
notice shall be three months. There are, however, two provisos
to Clause (d): proviso (i) and proviso (ii). These are not relevant
for deciding this case. What is relevant is the proviso after
G proviso (i) and (ii) to Clause (d), which states that notice given
by the government servant against whom a disciplinary
proceeding is pending or contemplated, shall be "effective only
if it is accepted by the appointing authority." In this proviso,
however, it is clarified that in the case of a "contemplated
H -disciplinary proceeding" the government servant shall be
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 543
[A.K. PATNAIK, J.]
informed before the expiry of his notice period that it has not A
been accepted.
14. In the facts of the present case, the disciplinary
proceeding was initiated against the respondent on
19.02.2008, when the charge sheet containing 16 charges was
issued against the respondent and when Shri Vijay Shanker B
Pandey, the Commissioner, Luc)rnow Division was appointed
as the Enquiry Officer to enquire into the charges. It is only after
the initiation of a disciplinary proceeding that the respondent
made a request in the copy of his reply dated 28.05.2009 to
the appointing authority to accept his retirement under Clause C
(c) of FR 56. Thus, even if we treat the request of the
respondent made on 28.05.2009 as the notice of voluntary
retirement, we find that on 28.05.2009 a disciplinary proceeding
was pending against the respondent and as per the language
of the proviso, such notice of voluntary retirement would be D
"effective only if it is accepted by the appointing authority".
Therefore, until the appointing ~uthority accepted the request
of the respondent for voluntary retirement, the very notice dated
28.05.2009 for voluntary retirement would not be effective.
15. The High Court, however, has taken the view in the E
impugned judgment that it was incumbent upon the appointing
authority to inform the respondent before the expiry of the notice
period of three months that his request for voluntary retirement
has not been accepted and the High Court has therefore
directed that a fresh decision be taken by the State Government F
on the request of the respondent for voluntary retirement after
it found that the Chief Minister had not put her signature in the
order rejecting the request of the respondent for voluntary
retirement. This view taken by the High Court, in our
considered opinion, is contrary to the plain language of the G
proviso which states that in the case of "a contemplated
disciplinary proceeding" the government servant shall be
informed before the expiry of his notice that it has not been
accepted. As we have already found, this is not a case of "a
contemplated disciplinary proceeding", but a case of H
544 SUPREME COURT REPORTS [2011] 10 S.C.R.
A disciplinary proceeding which was already pending when the
respondent made the request for voluntary retirement on
28.05.2009 and the finding of the High Court that the respondent
was required to be informed before the expiry of his notice of
·Voluntary retirement that it had not been accepted is erroneous.
B In view of our finding that in a case where a disciplinary
proceeding was pending, the relevant proviso to FR 56(c) and
(d) does not require the decision of the appointing authority to
be communicated to the Government servant before the expiry
of the period of notice of voluntary retirement, it is not necessary
c for us to examine further whether the order dated 16.12.2009
rejecting the request of the respondent for voluntary retirement
without the signature of the Chief Minister was valid or not.
16. The decision of this Court in Union oflndia v. Sayed
Muzaffar Mir (supra) cited by the respondent does not apply
D to the facts of the present case. In thatcase, Rule 1802 (b) of
the Indian Railway Establishment Code provided that the
railway servant could retire voluntarily from service by serving
three months notice and a railway servant by his letter dated
22.07.1985 gave a three months notice to the Railways to retire
E from service. After the three months period expired on
21.10.1985, the order of removal of the railway servant was
passed on 04.11.1985. On these facts the Central
Administrative Tribunal, New Mumbai Bench, held that since the
period of notice of voluntary retirement had expired on
F . 21.10.1985, the order of removal was nonest in the eye of law
and this Court did not find any infirmity in the order of the
Tribunal. In the present case, the relevant proviso to Clauses
(c) and (d) of FR 56 was explicit that in case of a disciplinary
proceeding which is pending, the notice of voluntary retirement
G cannot be "effective" until the appointing authority acce,pted the
notice for voluntary retirement. We have already found that
when the request for voluntary retirement was made by the
respondent on 28.05.2009, the disciplinary proceeding was
pending against him. Therefore, the notice of voluntary
retirement was not effective until a positive order of acceptance
H
STATE OF U.P. & ORS. v. LUXMI KANT SHUKLA 545
[A.K. PATNAIK, J.]
of the notice of voluntary retirement was passed by the State A
Government.
17. As has been held by this Court in State of Haryana v.
S.K.Singha/ [(1999)·4 SCC 293] cited by Mr. Rao, that if the
right· to voluntary retirement is conferred on the employee in
absolute terms by the relevant rules and there is .no provision B
in the rules to withhold permission in certain contingencies, then
voluntary retirement will come into effect automatically on the
expiry of the period specified in the notice, but if such right to
voluntary retirement of an employee, who is under suspension
or who is facing disciplinary proceedings, is not conferred in C
absolute terms but is contingent upon the permission by the
appointing authority, the notice of voluntary retirement does not
take effect until a positive order is passed by the appointing
authority. In this case, we have found that under the relevant
proviso to Clauses (c) and (d) of FR 56, the right of a D
Government· servant against whom a disciplinary proceeding
is pending to voluntary retire from service is contingent upon
the order of acceptance being passed by the appointing
authority. Since, no such order of acceptance was passed by
the appointing authority in the present case, the respondent E
continued in service even after th.e. period of notice of three
months expired in August 2009 and his services were
terminated only with the order of dismissal passed on
07.09.2009.
18. In the result, the appeal is allowed and the impugned F
judgment is set aside and the writ petition (C.M.W.P. No.05 (S/
B) of 2010) challenging the rejection of respondent's request
for voluntary retirement is dismissed. There shall be no order
as to costs.
G
R.P. Appeal allowed.
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