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Supreme Court of India

STATE OF U.P. AND ORS.versusBHARAT SINGH AND ORS.

Citation
2011 INSC 190
Decided
8 March 2011
Disposal
Disposed off

Holding

The post of principal in each aided/affiliated college is a solitary, non‑transferable post not constituting a cadre and thus not subject to reservation; consequently, the High Court was justified in quashing the state’s enquiry officer appointment as a duplicative exercise.

Summary

The Supreme Court examined two questions arising from the selection of principals for aided/affiliated degree and postgraduate colleges in Uttar Pradesh. First, it held that the High Court was correct in quashing the appointment of a Divisional Commissioner as an enquiry officer because a parallel state inquiry would duplicate the pending judicial review of the selection process. Second, the Court ruled that the post of principal in each college is a solitary post, not part of a transferable cadre, and therefore cannot be subject to reservation under the Uttar Pradesh Public Services (Reservation) Act, 1994. The Court affirmed the High Court's order that the posts are non‑reserved, quashed the state’s enquiry order, and left open the question of the State’s power to inquire pending the High Court’s final decision. It also directed that the selected candidates be impleaded in the pending writ petitions and allowed them to draw salary and allowances subject to their undertakings.

Issues considered

  • Whether the High Court was justified in quashing the appointment of the enquiry officer appointed by the State Government to investigate alleged irregularities in the selection of principals.
  • Whether the posts of principals in different aided/affiliated degree and postgraduate institutions constitute a single cadre and are therefore amenable to reservation under the Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act, 1994.

Legislation cited

Subjects

reservationcadreprincipalhigher educationUttar Pradeshselection processenquiryArticle 154public service reservationsingle post

Judgment

•                    [2011) 4 S.C.R. 525


                 STATE OF U.P. AND ORS.                             A
                               v.
                 BHARAT SINGH AND ORS.
               (Civil Appeal No. 2351 of 2011)

                       MARCH 8, 2011
                                                                    B
       [V.S. SIRPURKAR AND T.S. THAKUR, JJ.]

     Uttar Pradesh Higher Education Services Commission
Act, 1980:
                                                                    c
     Purpose of the Act - Discussed.

      Post of Principal in affiliated/aided Degree and Post-
Graduate institutions - Whether amenable to reservation -
Held: The post of principal in aided/affiliated institution being   D
a single post in the cadre is not amenable to any reservation
- Interchangeability of the post and transferability of
incumbents to another post in the same cadre are essential
attributes of a cadre, which is absent in the case of post of
Principal - There is no power vested in the State Government
or any other authority for that matter to transfer the Principal    E
from one institution to another institution as it may do for
instance in the case of Government run institutions where
Principal from one government college may be transferred to
another government college in the same cadre - There is no
cadre of Principals serving in different aided and affiliated       F
institutions and that Principal's post is a solitary post -
Reservation of such a post is clearly impermissible not only
because the Reservation Act of 1994 provides for reservation
based on the 'cadre strength' in aided institutions but also
because such strength being limited to only one post in the         G
cadre is legally not amenable to reservation - Uttar Pradesh
Public Services (Reservation for Scheduled Castes,
Scheduled Tribes and other Backward Classes) Act, 1994 -

                              525                                   H
    526       SUPREME COURT REPORTS                    [2011] 4 S.C.R.       •
A Service law - Reservation - Education/Educational
  institutions.

        Selection process - Complaints received by State
   Government against the selection process alleging large scale
   irregularities and ma/practices of serious nature - State
8
   Government ordered appointment of Divisional Commissioner
   as an inquiry officer and withholding of appointment orders in
   favour of selected candidates - Challenged by selected
   candidates before High Court by way of writ petitions - High
C court quashing the appointment of the enquiry officer and
  issuing a mandamus to the Selection Commission to make
  placements in favour of selected candidates- Held: High Court
  was justified in quashing the appointment of the enquiry officer
  - High Court had given an opportunity to the counsel of State
   to take instructions whether the Government intended to
D institute any further enquiry in the matter - Despite the
  opportunity, the counsel did not report any instructions in the
  matter- High Court, therefore, proceeded on the basis that the
   Government did not intend to conduct any further enquiry into
  the matter and accordingly quashed the order appointing the
E enquiry officer as a/so the instructir.'is :ssued by hi,--;; .-:yc:.inst
  the making of the appointments - Question whether there were
  any malpractices and if so whether the selection process could
  be nullified by the State Government in exercise of its power
  u/s. 6 of the 1980 Act or Article 154 of the Constitution left open
F in the light of the fact that the question regarding legality of the
  selection process is pending adjudication before the High
  Court where all parties concerned would have an opportunity
  to present their respective cases - Selected candidates who
  were appointed on the basis of the selection process and who
G had filed undertakings before Supreme Court shall, therefore,
  be impleaded as parties to the pending writ petitions to avoid
  any technical infirmity in the proceedings and any consequent
  delay in the disposal of the matter - In such circumstances, a
  parallel enquiry at the Government level info those questions
H
•STATE OF U.P. AND ORS. v. BHARAT SINGH AND 527
                    ORS.
would be unnecessary - Directions passed - Constitution of A
India, 1950 - Article 154.

     A consolidated advertisement was issued by U.P.
Higher Education Service Commission inviting
applications for the post of Principals in aided/affiliated
                                                                8
Degree and Post-Graduate colleges. The validity of
advertisement was challenged in large number of writ
petitions on the ground that the post of Principals being
single posts in the cadre was not amenable to reservation.
By interim order, the High Court directed the Commission C
that the post of Principal should to be treated as non-
reserved posts. The Commission issued a fresh
advertisement inviting applications for 140 posts of
Principals in Degree and Post-Graduate colleges. The
entire selection process was subject to the outcome of the
writ petitions pending before the High Court. A select list D
was published in terms of Notification dated 15th May 2007.
With the publication of select list, the writ petitions pending
before the High Court were dismissed as infructuous. The
High Court while doing so noted the submission made on
behalf of the Commission that there was no cadre of E
Principals in the Post Graduate colleges and the posts of
Principals were not interchangeable or transferable.

     Meanwhile, the appellant-State of U.P. received
number of complaints against the said selection alleging F
large scale irregularities and malpractices of serious
nature in the selection procedure and demanding an
enquiry into the same. On 12th June, 2007, the State
Government appointed the Divisional Commissioner to.
hold an enquiry into the allegations and to submit a report.· G
The Divisional Commissioner in turn asked for certain
information from the Service Commission in connection
with the inquiry with a copy to the Director of Education
requesting him to show restraint in issuing the placement
                                                               H
    528    SUPREME COURT REPORTS                            •
                                              [2011) 4 S.C.R.

A orders in termr of the recommendations received from the
  Service Commission. Aggrieved by the said
  communicatior, the selected candidates filed writ petitions
  before the High Court challenging the notification of
  appointment of the Divisional Commissioner as an inq ·iry
B officer and the letter written by him to the Director of
  Education asking him to withhold the issue of placement
  orders in favour of the selected candidates. While the writ
  petitions were still pending disposal, the Divisional
  Commissioner submitted a preliminary inquiry report in
C which he recorded prima facie conclusion that a series of
  irregularities and malpractices were committed in the
  selection process.

       The High Court passed the interim order staying the
  notification of appointment of the Divisional
D Commissioner and directing the respondent to issue the
  appointment letters to the selected candidates. The State
  filed special leave petition before the Supreme Court
  against the interim order. The Supreme Court stayed the
  interim direction in so far it related to issuance of
E appointment letters to the selected candidates.

      The Hi~h court ultimately allowed the writ petitions
  quashing the two orders and issued a mandamus to the
  Selection Commission to make placements in favour of the
F selected candidates. The instant appeals were filed
  challenging the order of .ne High Court.

       An interim order dated 20th November, 2008 was
  passed by the Supreme Court directing the appellant-
  State to appoint the selected candidates-respondents as
G Principals of various aided non-governmental degree
  colleges and post graduate colleges subject to decision
  of the appeals provided the respondents filed
  undertakings to the effect that in case they lose the battle
  they would stand reverted to the posts of readers and the
H difference of salary drawn by them as Principals would be
•     STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                         ORS.
                                                               529


    paid back to the State. The State has pursuant to the said        A
    directions appointed the selected candidates upon their
    filing undertaking before the Supreme Court with the result
    that all the selected candidates were duly appointed
    subject to the outcome of the instant appeals and subject
    to the conditions stipulated in he interim order.                 B

           The questions which arose for consideration in the
      instant appeals were whether the High Court was justified
      in quashing the appointment of the enquiry officer
      appointed to look into the allegations of malpractice           C
      allegedly committed in the course of selection process and
    . whether the posts of Principals in different affiliated/aided
      Degree and Post-~raduate institutions constituted a cadre
      and were, therefore, subject to reservation as prescribed
      under the provisions of the Uttar Pradesh Public Services
      (Reservation for Scheduled Castes, Scheduled Tribes and         D
      other Backward Classes) Act, 1994.

         Disposing of the appeals, the Court

         HELD: 1. The selection of Principals in affiliated/aided E
    Degree and Post-graduate colleges is regulated by the
    Uttar Pradesh Higher Education Services Commission Act
    and the Rules and Regulations framed thereunder. The
    selection process was initiated and concluded by the
    Commission treating the post to be open category post F
    pursuant to the interim ciirections issued by the High Court. ~
    The select list was also duly notified. In the ordinary course
    recommendations of a statutory Commission established
    for selecting suitable candidates as teachers including
    Principals for the colleges ought to get the respect it
    deserved. However, an enquiry was initiated by~he State G
    Governm~nt on the basis of some CQt11plaints received
    culminating in the submission of a prelift\{hary report
    finding fault with the procedure adopted by the
    Commiss.ion in the conduct of the selection process. The
    High Court had given an opportunity to the counsel of H
    530     SUPREME COURT REPORTS              [2011] 4 S.C.R.    •
A State to take instructions whether the Government
  intended to institute any further enquiry in the matter.
   Despite the opportunity, the counsel did not report any
  instructions in the matter. The High Court proceeded on
  the basis that the Government did not intend to conduct
B any further enquiry into the matter and accordingly
  quashed the order appointing the enquiry officer as also
  the instructions issued by him against the making of the
  appointments. Any enquiry by the State Government
  whether in exercise of its power under Section 6 or in
c exercise of its executive power under Article 154 would
  only duplicate the exercise which was already pending
  before the High Court in the form of several writ petitions
  in which the aggrieved candidates had raised issues
  relating to the validity of the selection process on several
  grounds including those which the State Government
0
  purported to be looking into on the basis of the complaints
  received by it. Therefore, there is no need fo1 the State
  Government to undertake a parallel exercise especially
  when the examination by the High Court of all matters
E concerning the validity of selection would give an
  opportunity not only to the State Government but also to
  the aggrieved candidates who have been selected to
  present their respective version before it. If the High Court
  on the basis of whatever material is placed before it by the
  parties comes to the conclusion that there was nothing
F wrong with the selection process, any enquiry made by
  the State would be wholly unnecessary. On the contrary,
  if the High Court comes to the conclusion that the
  selection was vitiated by any illegality or irregularity, the
  State Government could exercise its power and institute
G an enquiry for the removal of any member who may have
  committed any misconduct by being a party to any such
  illegality or irregularity. In the circumstances, no decision
  is given on the question whether the institution of enquiry
  by the State Government was justified, and if so, whether
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND 531
                       ORS.
the source of power invoked by the Government was              A
indeed available to it. In the writ petitions filed by the
aggrieved candidates before the High Court, all aspects
of the matter shall be open to examination in which
everyone connected with the selection process would
have an opportunity to place his/her point of view. The        B
selected candidates may not have been impleaded as
parties to the pending writ petitions although they were
necessary parties having regard to the fact that any order
that the High Court may pass regarding the validity of the
selection may affect them adversely. The selected              c
candidates who were appointed on the ba~is of the
selection process and who had filed undertakings before
this Court shall, therefore, be impleaded as parties to the
pending writ petitions to avoid any technical infirmity in
the proceedings and any consequent delay in the disposal       D
of the matter. [Paras 22, 23, 24] [550-A-F; 551-A-H; 552-A-
G]
     2.1. Uttar Pradesh Higher Education Services
Commission Act, 1980 was introduced to make the
selection of teachers in Degree and Post-graduate              E
Colleges fair, objective and transparent. The statement of
objects and reasons for the legislation has referred to
favoritism in the selection of candidates for such colleges
and elimination of such infirmities from the selection
process as one of the objectives underlying the                F
enactment. Section 12 of the Act stipulates the process for
appointment of teachers and inter alia provides that
appointment of a teacher of any college shall be made by
the Management only in accordance with the provisions
of the Act and that any appointment made in contravention      G
thereof shall be void. A careful reading of the provisions
of the Act, the Rules and the Regulations do not support
the theory that the same by a fiction of law create a cadre
of principals either for the purpose of applying reservation
or otherwise. The object underlying the legislation was        H
    532    SUPREME COURT REPORTS                [2011] 4 S.C.R.    •
A limited to ensuring a combined process of selection that
  would save time and expense involved in such selections
  if the same are made individually for each college. It is also
  intended tor remove the element of arbitrariness and other
  malpractices that were noticed in the making of such
B selections and appointments by the institutions if left to
  themselves. The setting up of the Statutory Commission,
  appointment of persons qualified for the same, stipulating
  the term!> and conditions of service of those appointed and
  the power to r<>move the members for misconduct and
c laying down the procedure for appointment of teachers are
  all meant to ensure that the process of selection is free
  from mal-practices that were generally associated with
  such process when handled by the institutions. There is
  nothing in th~ Act, the Rules and Regulations, to even
  remotely, suggest that the legislature intended to create a
0
  cadre of principals even where none existed earlier either
  for purposes of reservation or otherwise. The fact that the
  management was required to communicate the available
  vacancies to the Director of Higher Education or that an
  appointment order must be issued, once the selection
E process is completed and a candidate is recommended for
  appointment also does not have the effect of creating a
  cadre of principals. All that the provisions of the Act intend
  to achieve is to ensure that the vacancies are referred to
  the Statutory Commission to enable it to conduct the
F process of selection and once the process is completed
  and recommendations made, the management do not
  refuse appointment to the candidate considered best for
  the post. [Paras 25, 31, 32] [552-H; 553-A; 535-A-G]
G       2.2. The power vested in the Director to hold an
    enquiry and to issue directions for payment of salary, in
    case the management does not appoint, is also meant to
    be a step-in-aid of the process of selection and
    appointment giving primacy to the opinion of the
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                       ORS.
                                                      533


 Commission regarding the merit and suitability of the A
 candidate for such appointment and entitling the candidate
 to claim salary if the appointment is unjustifiably denied
 to him. The provisions of the Act and the Regulations do
 not have anything to do with creation of a cadre of
 Principals nor can the commonality of the selection B
 process be confused with the caderisation of the post of
 Principals. The fact that the State Government offers
 financial aid to the affiliated colleges in terms of payment
 of salary of those serving such institutions does not have
 any relevance to the question whether the posts of c
 Principals in different colleges under different
 managements constitute a cadre. Merely because the
 Government supports the institutions which are in all other
 respects autonomous in their functioning, and are
 managed by individual managements cannot by any 0
·stretch of reasoning be taken as a circumstance
 constituting the posts in such colleges into a single cadre.
 So also the fact that the terms and conditions of service
 of such teachers serving in different colleges including
 Principals are similar on account of such colleges being E
 affiliated to the same university and being governed by the
 same set of Statutes, Rules and Regulations also does not
 have anything to do with the creation or the existence of
 a single cadre comprising such posts. There is no
 gainsaying that such common features do not in any way F
 impinge upon the autonomous character of such
 institutions nor does payment of salaries and the similarity
 of conditions of service of the employees provide a test
 for holding that although serving in different institutions
 totally independent of each other the Principals appointed
 in such institution form a common cadre. [Paras 33, 34] G
 [556-C-H; 557-A-C]
     2.3. In terms of Section 14 of the Act, managements
are required to issue an appointment letter to the person
whose name has been intimated to it but any such
obligation flowing from Section 14 does not make the State   H
    534    SUPREME COURT REPORTS
                                                            ·-.
                                               [2011] 4 S.C.R.


A   Government the employer of the person appointed. It is
    evident from a plain reading of Section 14 that the
    appointment letter has to be issued only by the
    management. There is no provision empowering the
    Director to do so. This implies that the selected candidate
B   is taken into the employment of the institution only when
    the management of the institution issues in his favour a
    letter of appointment. It is manifest that the appointing
    authority even under the scheme of the Act remains the
    management of the institutions. The provisions of the Act
c   simply make sure that the management makes an
    appointment only of the persons selected for the post and
    no more. The authorities under the Act do not substitute
    themselves as the employer of the person appointed. [Para
    35) [557-E-H; 558-A]
D      2.4. The post of Principals in different aided/affiliated
  institutions is not transferable or interchangeable.
  Interchangeability of the post and transferability of
  incumbents to another post in the same cadre are essential
  attributes of a cadre, which is in the instant case absent.
E There is no power vested in the State Government or any
  other authority for that matter to transfer the Principal from
  one institution to another institution as it may do for
  instance in the case of Government run institutions where
  Principal from one government college may be transferred
F to another government college in the same cadre. Sub-rule
  (1) of Rule 4 does not talk about the power of transfer
  vested in any authority. It talks about entitlement of a
  permanent teacher to be transferred after 10 years of
  service only once in the whole service period. Sub-rule (2)
G provides that the transferred teacher shall become an
  employee of the college to which he has been transferred.
  More importantly sub-rule (4) makes the transferred
  teacher go to the bottom of the cadre to which he may be
  transferred. That provision may not make much sense
H when it comes to transfer of a Principal from one college
•     STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                         ORS.
                                                              535

     to another but it certainly shows that even when there are      A
     plurality of posts in the cadre lower than the principal the
     person transferred from another institution would figure
     at the bottom of the said cadre. This again is a
     circumstance which negates the theory of Principals
     being a part of the same cadre. The attribute of                B
     interchangeability and transferability is missing in the case
     of Principals - in much the same measure as in the case
     of teachers, in the lower cadre. Therefore, there is no cadre
     of Principals serving in different aided and affiliated
     institutions and that the Principal's post is a solitary post   c
     in an institution. Reservation of such a post is clearly
     impermissible not only because the Uttar Pradesh Public
     Services (Reservation for Scheduled Castes, Scheduled
     Tribes and other Backward Classes) Act, 1994 provides for
     reservation based on the 'cadre strength' in aided
                                                                     0
     institutions but also because such strength being limited
     to only one post in the cadre is legally not amenable to
     reservations. [Paras 36- 39) [558-C-D; 559-F-H; 560-A-G]
           2.5. It is true that Section 10 of the 1982 Act which
      stipulates the procedure for selection of candidates for E
      direct recruitment requires determination of the vacancies
      to be reserved for candidates belonging to SC, ST and
      Backward Classes and reference of such vacancies to be
      made to the Commission established under the said Act
      but excluding the post of Principal/Head of the institution F
      from the said determination but it is equally true that
      Section 12of1982 Act does not require any exercise to be
      undertaken by the Institutions for determining the number
      of vacancies to be reserved for candidates belonging to
      reserved categories. There is consequently no provision G
      by which the post of Principal/Head of the institution is
      excluded from any such process. The two provisions in
    . that sense are not comparable. In one case the number of
      vacancies to be reserved is required to be determined
                                                                     H
    536     SUPREME COURT REFORTS              [2011] 4 S.C.R.

A while in the other no such requirement has been
                                                                  •
  stipulated. Exclusion of the Principal's post from such
  determination under the 1982 Act cannot, therefore, be
  overemphasized in the absence of a provision requiring
  a determination of the reserved vacancies under Section
B 12 of the 1980 Act. If the posts of Principals in the
  secondary school which are much larger in number than
  the Degree and Post-Graduate colleges are not amenable
  to reservation and have been specifically excluded from
  that process, there is no earthly reason why posts of
C Principals in Degree and Post-Graduate colleges which arc
  relatively fewer in number available in colleges imparting
  higher education ought to be subjected to such
  reservation. What is true in the case of secondary schools
  would, therefore, be true in the case of Degree and Post-
o Graduate colleges also. Any interpretation that may render
  the legal position anomalous or absurd shall, therefore,
  have to be eschewed. [Paras 42, 43] [562-E-H; 563-A-E]

       Post Graduate Institute of Medical Education & Research,
    Chandigarh v. Faculty Association & Ors. (1998) 4 SCC 1 -
E Followed

       Balbir Kaur and Anr. v. Uttar Pradesh Secondary
    Education Services Selection Board, Allahabad and Ors.
    (2008) 12 sec 1 - relied on.
F      Onkar Dutt Sharma and Ors. v. State of UP. and Ors.
  (2001) 1 SAC505; Dr. Chakradhar Pa swan v. State of Bihar &
  Ors. (1988) 2 SCC214; Indra Sawhney and Ors. v. Union of
  India and Ors. 1992Supp.(3) SCC 217; Arati Ray Choudhury
  v. Union of India 1974(1) SCC 87; M.R. Balaji v. State of
G Mysore AIR 1963 SC 649; T. Devadasan v. Union of India
  AIR 1964 SC 179; Bhide Girls Education Society v. Education
  Officer, Zita Parishad Nagpur and Ors.1993 Supp (3) SCC
  527; Post-graduate Institute of Medical Education & Research,
  Chandigarh v. Faculty Association and Ors.(1998) 4 SCC 1;
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                       ORS.
Union of India and Anr. v. Madhav s/o GajananChaubal and
                                                          537

                                                                 A
Anr. (1997) 2 SCC 332; Union of India v. Brij Lal Thakur
(1997) 4 SCC 278; State of Bihar v. Bageshwari Prasad 1995
Supp (1) SCC 432 - referred to.

      2.6. In the result the following directions were passed:   8
      (1) The impugned orders passed by the High Court to
      the extent the same hold that the posts of Principals
      in affiliated/aided colleges are not amenable to
      reservation are affirmed.
                                                                 c
      (2) Order dated 12th June, 2007 issued by the
      Government appointing the Divisional Commissioner,
      Allahabad as an Enquiry Officer to hold an enquiry
      into the validity of selection process and the report
      submitted by the said Enquiry Officer shall stand          o
      quashed and the order passed by the High Court to
      that effect affirmed.

      (3) The question whether the Government was
      competent to direct an enquiry into the validity of the    E
      selection process under Section 6 of the Uttar
      Pradesh Higher Education Services Commission Act,
      1980 or under Article 154 of the Constitution is left
      open in view of the pendency of the writ petitions
      challenging the validity of the selection process
      before the High Court.                                     F

      (4) The High Court shall in the writ petitions pending
      before it be free to examine all issues regarding the
      selection process in question including the validity of
      the procedure followed in making the same. G
      Depending upon whether the High Court finds the
      selection process to be valid or otherwise the
      Government shall have the liberty to institute an
      enquiry against the members of the State Services
      Selection Commission if such enquiry is otherwise H
A
    538       SUPREME COURT REPORTS                (2011] 4 S.C.R.


          permitted under law. In case, however, the High Court
                                                                   •
          upholds the selection process and dismisses the writ
          petitions there shall be no room left for the State
          Government to embark upon any further enquiry into
          the matter on the administrative side. The aggrieved
B         party shall be free to challenge the view taken by the
          High Court in appropriate proceedings in accordance
          with law.

          (5) The selected candidates who have filed
          undertakings in this Court and have been appointed
c         to the posts of Principals pursuant to the orders of
          this Court shall stand impleaded as parties to each of
          the writ petitions pending in the High Court and
          challenging the selection process. The selected
          candidates shall based on this direction appear
D         before the High Court on 2.5.2011 without any further
          notice in each one of the petitions and file their
          counter-affidavits. Failure on the part of the
          candidates to do the needful shall be suitably dealt
          with by the High Court who shall be free to proceed
E         ex-parte, against those who fail to comply with this
          direction.

          (6) In order to expedite the hearing of the case the Chief
          Justice of the High Court of Allahabad is requested to
F         place the writ petitions before a Division Bench of the
          High Court for an early hearing and disposal as far as
          possible before the 1st December, 2011.

          (7) Pending disposal of the writ petitions by the High
          Court the selected candidates shall be entitled to
G         receive their pay and allowances including
          increments etc. otherwise admissible to the post of
          Principal as if the appointments were made on a valid
          and substantive basis. Such benefits flowing from the

H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                       ORS.
       same shall, however, be subject to the outcome of the
                                                            539


                                                                    A
       writ petitions before the High Court and the
       undertakings furnished by the appointed candidates
       to this Court which undertaking shall be deemed to
       have been continued till such time the writ petitions
       are finally disposed of. [Para 53) [567-F-H; 568-A-H;        B
       569-A-E]
                        Case Law Reference:
    (2008) 12 sec 1          relied on       Paras 18, 40, 41,
                                            44                      c
    ·(2001) 1 SAC 505        referred to     Para 14
    (1988) 2 sec 214         referred to     Paras 40, 46
    (1998) 4 sec 1         relied on         Para 40
             - -· -.- .. .                                          D
    1992 Supp,(3) SCC-217 referred to        Para 45 ·
    1974 (1) sec 87          referred to     Para 46
    AIR 1963 SC 649          referred to     Para 46
                                                                    E
    AIR 1964 SC 179          referred to · Para 46
    1993 Supp (3) sec 527 referred to        Para 46
    (1998) 4 sec 1           Followed        Para 47
    (1997) 2 sec 332         referred to     Para 47                F

    (1997) 4 sec 218         referred to     Para 47
    1995 Supp (1) sec 432 referred to        Para 47
     CIVILAPPELLATEJURISDICITION: Civil Appeal No. 2351             G
of 2011.

     From the Judgment & Order dated 7.8.2008 of the High
Court of Judicature at Allahabad in Civil Writ Petition No. 29524
of 2007.
                                                                    H
A
    540      SUPREME COURT REPORTS


                                 VlllTH
                                                   [2011) 4 S.C.R.
                                                                        •
    C.A. Nos. 2352, 2353-2355, 2356-2358, 2359-2360 & 2361 of
    2011, T.P. 3 of 2009, Contempt Petition No. 32 of 2009, T.P.
    (C) No. 1136 of 2009.
B      Ravindra Srivastava, Dinesh Dwivedi, P.S. Patwalia, Pallav
  Shishodia, V. Shekhar, P.S. Narasimhan, T.N. Singh, Rajeev
  Dubey, Kunal Verma, Kamlendra Mishra, Rana Mukherjee,
  Deependra Narain Singh, Kirti Yadav, Sunaina Kumar, Ankita
  Mishra (for Legal Options), Sanjay Visen, J.K. Mishra, G.P.
C Singh, Vidit Khanna, Anirudha P. Mayee, Amit Anand Tiwari,
  Rakesh Mishra, Rajeev Kumar Bansal, Amanpreet Singh Raji,
  Tushar Bakshi, Manoj K. Mishra, Raj Singh Rana, K.L. Janjani,
  Pankaj Singh, Avinash Jain, Pooja Dhar, Prashant Kumar (for
  AP & J Chambers), Niranjana Singh, Nalin Tripati, Deepak
D Agnihotri (for Rajeev Agnihotri), for Rameshwar Prasad Goyal,
  Ranbir Singh Yadav, Praneet Ranjan, Pranay Ranjan, Jeevan
  Prakash, Kamlendra Mishra, Praveen Jain, R.D. Upadhyay,
  Aftab Ali Khan, S.S. Nehra, H.K. Puri, Nikhil Nayyar, Abhishek
  Atrey, Shiam Narain Singh, Praveen Swarup, Rakesh K.
E Sharma, Sangita Chauhan, Aniruddha P. Mayee, Praneet
  Rajan, Sulalit K. Sisodia, Pranay Ranjan, V.J. Francis, Anupam
  Mishra, Nagendra Singh, Vishwa Pal Singh, Nalin Tripathi,
  Deepak Agnihotri, Anil Kumar Pathak for the appearing parties.

          The Judgment of the Court was delivered by
F
          T.S. THAKUR, J. 1. Leave granted.
       2. These appeals arise out of a judgment and order dated
  7th August 2008 passed by the High Court of Allahabad whereby
G the High Court has allowed the writ petitions filed by the selected
  candidates, quashed the orders under challenge in the same and
  by a mandamus directed the Director, Higher Education to give
  effect to the recommendatioQ.s~i111ade by the U.P. Higher
  Education Service Commission for SP.POintment to the post of
H Principals in aided/affiliated.. De~e and Post-Graduate
•STATE OF U.P. AND ORS. v. BHARAT SINGH AND 541
             ORS. [T.S. THAKUR, J.]
colleges. The High Court has further directed issue of placement   A
orders in favour of the selected candidates without any delay.
The facts giving rise to the filing of the petitions may be
summarized as under:

      3. The Government of U.P. has established what is known B
as 'Uttar Pradesh Higher Education Services Commission' in
terms of Section 3 of the U.P. Higher Education Services Act,
1980. The Commission is, among other functions assigned to it
unaer the Act, empowered to prepare guidelines touching the
method of recruitment of teachers in colleges and conduct
examinations, hold interviews and make selection of candidates C
for being appointed as teachers and make recommendations
to the managements concerned regarding the appointment of
selected candidates. The selection process undertaken by the
Commission is, however, confined only to colleges to which the
privileges of affiliation or recognition have been granted by the D
University including colleges that are maintained by local
authorities. Colleges that are maintained by the State
Government or colleges imparting medical education are
outside the purview of the Act aforementioned. We shall
presently refer to the provisions of the Act in greater detail but E
we may at this stage only say that in terms of Section 12 of the
Act, the Managements of the colleges are required to intimate
the existing vacancies and the vacancies likely to be caused
during the course of the ensuing academic year to the Director
of Education who is then required to notify to the Commission a F
subject wise consolidated list of vacancies intimated to him from
all colleges to enable the Commission to initiate and undertake
the selection process.
     4. Based on the information notified to the Commission in     G
terms of the above procedure, a consolidated advertisement
bearing multiple numbers (33 to 36) was issued by it on 29th May
2003 inviting applications for the vacancies mentioned in the
said advertisement. A large number of writ petitions challenging
the said advertisement came to be filed before the High Court      H
    542      SUPREME COURT REPORTS                   [2011} 4 S.C.R.      •
A of Allahabad primarily on the ground that the post of Principals
  notified by the Commission available as they were in different
  colleges affiliated to the University being single posts in the cadre
  were not amenable to reservation. These writ petitions were
  entertained by the High Court and by interim orders dated 1st
B September, 15th September and 22nd September 2003,
  directions issued to the Commission to the effect that the post
  of Principals shall be treated as non-reserved posts.

       5. In compliance with the above directions, the Commission
  issued a fresh advertisement dated 24th February 2005 being
C advertisement No.39 inviting applications for 140 posts of
  Principals, out of which 87 posts were available in Post-Graduate
  Colleges while 53 others were in Degree Colleges. The
  advertisement did not make any mention about any reservation
  implying thereby that the posts were offered in the general/open
D merit category. The entire selection process was to be subject
  to the ultimate outcome of the writ petitions pending before the
  Allahabad High Court. It is common ground that interim orders
  dated 1st September 2003, 15th September 2003 and 22nd
  September 2003 were challenged before this Court by way of
E SLPs, but the said petitions were dismissed on the ground of
  delay and !aches by this Court's order dated 3rd November,
  2008.

         6. The Commission took nearly two years to complete the
F selection process which culminated in the publication of a select
  list in terms of a notification dated 15th May 2007. With the
  publication of the select list, the batch of writ petitions pending
  before the High Court in which the interim orders mentioned
  above had been issued was dismissed as infructuous. The High
G Court while doing so noted the submission made on behalf of
  the Commission that there was no cadre of Principals in the Post-
  Grad uate colleges and the posts of Principals were not
  interchangeable or transferable.

       7. In the case of the appellant-State of Uttar Pradesh that
H before appointment orders could be issued to those included in
•STATE OF U.P. AND ORS. v. BHARAT SINGH AND
             ORS. [T.S. THAKUR, J.]
                                                                 543


the select list, a number of complaints were received by it against      A
the selection held by the Commission alleging large scale
irregularities and malpractices of serious nature in the selection
procedure and demanding an inquiry into the same. The State
Government accordingly directed the Divisional Commissioner,
Allahabad to hold an inquiry into the allegations and to submit a        B
report within 15 days. The Divisional Commissioner in turn asked
for certain information from the Service Commission in
connection with the inquiry with a copy to the Director, Higher
Education requesting him to show restraint in issuing the
placement orders in terms of the recommendations received                c
from the Service Commission.

      8. Aggrieved by the said communication, the selected
candidates filed several writ petitions before the High Court of
Allahabad challenging the notification issued by the Government
appointing the Divisional Commissioner as an inquiry officer and         D
the letter written by him to the Director of Education asking him
to withhold the issue of placement orders in favour of the selected
candidates. While the said writ petitions were still pending
disposal the Divisional Commissioner submitted a preliminary
inquiry report dated 6th July 2007 in which he recorded a prima          E
facie conclusion that a series of irregularities and malpractices
had been committed by the Service Commission in the process
of selection. The High Court in the meantime passed an interim
order dated 13th July 2007 staying the operation of the
notification appointing the Divisional Commissioner as an                F
inquiry officer with a direction to the respondent to issue
appointment letters to the selected candidates within three
weeks.

     9. Aggrieved by the interim order referred to above, the            G
State filed a special leave petition in this Court in which this Court
by an order dated 21st August 2007 stayed the interim direction
in so far as the same directed the Director, Higher Education to
issue appointment letters in favour of the selected candidates.
The special leave petition was finally disposed by this Court on
                                                                         H
    544     SUPREME COURT REPORTS                    [2011] 4 S.C.R.       •
A   12th February 2008 with a request to the High Court to dispose
    of the writ petitions within four months. The interim order issued
    by this Court on 21st August 2007 was continued in the
    meantime.

        10. Before the High Court, the Government filed a counter
8
  affidavit to the writ petition stating that there were serious
  infirmities in the process and an indepth inquiry into the matter
  was necessary. The High Court eventually allowed the writ petition
  quashing orders dated 12th June 2007 and 16th June 2007
  impugned therein and issued a mandamus to the Director,
C Higher Education Service Commission to make placements in
  favour of the selected candidates. The present appeals assail
  the correctness of the said orders.

          11. We may at this stage point out that by an interim order
D   dated 20th November, 2008 passed in these cases this Court
    directed the appellant-State to appoint the selected candidates-
    respondents in these appeals as Principals of various aided non-
    Government degree colleges and post-graduate colleges within
    a period of one month subject to the decision of these appeals,
E   provided the respondents filed undertakings in this Court to the
    effect that in case they lose the battle they will stand reverted to
    the posts of Readers and the difference of salary amount drawn
    by them as Principals recovered and paid back to the State. That
    direction was reiterated by this Court in terms of order dated
F   23rd April, 2009 whereby this Court directed that although 56
    candidates had already been appointed out of the select list in
    different Degree and Post-Graduate colleges, the direction
    issued by this Court should be complied with in toto within a
    period of one month from the date of the said order. Hearing of
G   the SLPs was also directed to be expedited. It is not in dispute
    that the State has pursuant to the above direction appointed the
    selected candidates upon their filing undertakings before this
    Court with the result that all the selected candidates are duly
    appointed subject to the outcome of the present appeals and
H   subject to the conditions stipulated in the interim orders
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                ORS. [T.S. THAKUR, J.]
                                                              545

mentioned above.                                                      A

      12. Appearing for the appellant-State Mr. Srivastava made
a two-fold submission in support of the appeals. Firstly, he
contended that the High Court had fallen in error in quashing order
dated 12th June, 2007 appointing the Divisional Commissioner, B
Allahabad for holding a preliminary enquiry into the allegations
of malpractices in the selection process based on the complaints
received by the Government. He urged that Section 6( 1) of the
Uttar Pradesh Higher Education Services Commission Act,
1980 empowered the State Government to remove from office
any member of the Service Commission, in situations where the C
State Government considers them unfit to continue in office by
reason of proved misconduct. The source of power so available
was according to the learned counsel sufficient for the
Government to hold an enquiry into the allegations regarding the
legality and procedural regularity of the selection process for it D
was only on the basis of any such enquiry that the Government
could determine whether any misconduct had been committed ·
by the members of the Commission. The Government could on
the basis of the outcome of the enquiry act against the member
responsible for such misconduct and irregularity and/or refuse E
to approve the end result of the selection process. The
preliminary enquiry, therefore, had the sanction of law, argued
the learned counsel and could not be cut short by the High Court
in the manner it has done.
                                                                      F
      13. Mr. Srivastava further contended that even if Section 6
is given a restricted interpretation its rigors are confined to the
removal of the members of the Commission from office and do
not extend to the holding of an enquiry into the validity of the
selection process, yet the general executive power vested in the      G
State Government under Article 154 of the Constitution of India
was wide enough to entitle the Government to institute such an
enquiry in cases where allegations of rampant corruption,
malpractice and the like vitiating the selection process are made.
Relying upon the pronouncements of this Court it was urged that       H
    546      SUPREME COURT REPORTS                  [2011] 4 S.C.R.      •
A no candidate had a righCto seek an appointment simply
  because he has been empanelled for such an appointment. In
  cases where the State has serious, reservations about the
  fairness of the selection process and where allegations casting
  a cloud on the legality and propriety of the procedure have been
B made, the State could not refuse an enquiry nor could any such
  enquiry be struck down and appointments ordered having
  regard to the compelling need for maintaining absolute purity in
  the selection process leading to such appointments.

          14. Secondly, it was argued that the High Court was wrong
C   in disposing of writ petition Nos. 39369/2003, 39370/2003,
    4862112003, 4119112003, 5241112003, 70062/2003, 42992/
    2003, 41345/2003 and 38714/2003 as infructuous. The High
    Court had ignored the fact that the issue of advertisement No .39
    pursuant to the interim direction of the High Court and the
D   selection process concluded on the basis thereof was subject
    to the outcome of the said writ petitions. Mere issue of a fresh
    notification in compliance with the order passed by the High
    Court or the completion of the selection process did not render
    the writ petitions infructuous, for the question whether the posts
E   of Principals were subject to reservation had to be answered by
    the High Court which it had omitted to do. It was further argued
    that the High Court had not only ignored the decision of a
    coordinate Bench in Onkar Dutt Sharma and Ors. v. State of
    UP. and Ors. (2001) 1 SAC 505, but failed to satisfactorily
F   address the question whether the post of Principals constituted
    a cadre and was, therefore, amenable to reservation in terms of
    The Uttar Pradesh Services (Reservation for Scheduled Castes
    and Scheduled Tribes and other Backward Classes) Act, 1994.
    It was contended that the provisions of the Uttar Pradesh Higher
G   Education Service Commission Act, 1980 had the effect of
    clubbing posts of Principals in different affiliated colleges and
    once such clubbing was statutorily prescribed for purposes of
    process of selection and recommendations for appointment, the
    said posts could be treated as a part of one single cadre to
H   which provisions of Reservation Act, 1994 would apply.
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                ORS. [T.S. THAKUR, J.]
                                                              547


      15. Mr. Dinesh Dwivedi learned, senior counsel appearing        A
for the management who are interveners in SLP No.27077/2008
contended that the expression "cadre" appearing in the
Reservation Act, 1994 had to be interpreted liberally. So
interpreted Uttar Pradesh Higher Services Commission Act had
the effect of bringing about a cadre of Principals in aided and       B
affiliated Degree and Post-Graduate institutions argued the
learned counsel. He further submitted that several features
supported the caderisation of the posts in such institutions. For
instance the salary of the incumbent Principals in such
institutions was paid by the State Government. Reference in this      c
regard was made by him to Sections 60-A, 60-8, 60-D and 60-
E of the Uttar Pradesh State Universities Act, 1973. It was argued
that the clubbing of posts for conduct of a common selection
process under 1980 Act (supra) and the fact that the power of
appointment against the said post was effectively with the            D
Director having regard to the provisions of Sections 12 and 13
of the Act was also a significant feature that indicated that the
posts comprised a single cadre of Principals. The posts of
teachers were also interchangeable subject to certain conditions
and restrictions. The fact that the terms and conditions of service
of the employees were the same under the relevant rules
                                                                      E
stipulated by the affiliating universities and the retirement and
termination was not in the hands of the managements also
suggested, according to the learned counsel, that the posts of
Principals constituted a single cadre. Mr. Dwivedi also drew
support from the fact that posts of Principals of secondary           F
schools were excluded from the rigors of reservations while the
Degree and Post-Graduate institutes did not enjoy any such
immunity. The difference between the two provisions was,
according to Mr. Dwivedi, significant and showed that wherever
reservation was not intended to apply to the post of Principals       G
as in the case of secondary schools, a specific provision to that
effect was made in the statute.

    16. On behalf of the respondents Mr. P.S. Patwalia, senior
counsel, argued that the enquiry instituted by the Government into    H
   548      SUPREME COURT REPORTS                 [2011] 4 S.C.R.


A the validity of the selection process was motivated by political
  considerations. He urged that selection process having been
  completed by the Commission during the previous regime the
  same was not found palatable by the successor Government in
  the State of Uttar Pradesh who contrived to subvert the entire
B exercise on one pretext or other.

       17. Mr. Patwalia further submitted that there was no real
  basis for the Government to institute an enquiry into the validity
  of the selection especially when the allegations were totally
C vague, unfounded and imaginary containing an appeal to the
  Government to intervene on caste and community considerations
  ratherthan any concrete evidence regarding the commission of
  any malpractices. He drew our attention to the order passed by
  the High Court to show that the State Government had failed to
  come out with a specific statement that it intended to conduct
D any further enquiry or proceedings in the matter. The High Court
  was, therefore, justified in quashing the preliminary report
  submitted by the Divisional Commissioner especially because
  the Government did not, according to the learned counsel, have
  the power under Section 6 of the Uttar Pradesh Higher Education
E Services Act to nullify a validly concluded selection process. He
  refuted the contention that the Government could exercise its
  general executive power under Article 154 of the Constitution
  and submitted that no such argument was ever urged before the
  High Court.
F
       18. Mr. Patwalia further contended that the provisions of the
  Uttar Pradesh Higher Education Services Commission Act did
  not have the effect of bringing about a cadre of Principals and
  termed the submissions made to that effect to be wholly
G fallacious. He submitted that the minimum requirement for
  holding that a cadre exists in any given service is that those who
  constitute a part of a given cadre must have a common employer.
  This requirement was not satisfied in the instant case as the
  employer of each one of the Principals was the management of
H the college concerned. The posts of the Principals were not
•    STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                 ORS. [T.S. THAKUR, J.]
                                                                  549

    interchangeable or transferrable under the Rules except with the     A
    mutual consent of the incumbents and the management under
    whom they were serving. The question whether a cadre existed
    in such circumstances was, according to Mr. Patwalia, concluded
    by the decision of this Court in Balbir Kaur and Anr. v. Uttar
    Pradesh Secondary Education Services Selection Board,                B
    Allahabad and Ors. (2008) 12 SCC 1.

          19. Mr. Pallav Shishodia and Mr. V. Shekhar, senior
    counsels who appeared for some of the respondents also
    adopted the arguments advanced by Mr. Patwalia thatthere was
    nothing in the provisions of the Uttar Pradesh Higher Education      C
    Services Commission Act or the Reservation Act of 1994 for that
    matter to suggest that the Legislature ever intended to create a
    cadre of Principals serving under different managements. The
    only purpose underlying the two legislations, according to the
    learned counsel, was to provide a unified mechanism for              D
    selection of suitable candidates for appointment as Principals
    to ensure that appointments are made on a fair and transparent
    basis. The State considered that to be necessary not only in the
    interests of getting the best candidates for the institutions that
    were affiliated to the universities and were serving a laudable      E
    public purpose but also because the salary payable to those
    appointed against such vacancies was reimbursed to the
    institutions by the State.

        20. Two questions fall for our determination, these are :        F
        (i) Whether the High Court was justified in quashing the
        appointment of the enquiry officer appointed to look into the
        allegations of malpractice allegedly committed in the course
        of selection process and
                                                                         G
         (ii) Whether the posts of Principals in different affiliated/
        aided Degree and Post-Graduate institutions constitute a
        cadre and are, therefore, subject to reservation as
        prescribed under the provisions of the Reservation Act of
        1994.                                                            H
A
    550      SUPREME COURT REPORTS                     (2011] 4 S.C.R.


          21. We propose to take up the questions ad seriatim.
                                                                             •
    Re: Question No.(i)

         22. Selection of Principals in affiliated/aided Degree and
    Post-graduate colleges is regulated by the Uttar Pradesh Higher
B   Education Services Commission Act, the Rules and Regulations
    framed thereunder. The selection process was initiated and
    concluded by the Commission treating the post to be open
    category post pursuant to the interim directions issued by the
    High Court. The select list was also duly notified. In the ordinary
C   course recommendations of a statutory Commission
    established for selecting suitable candidates as teachers
    including Principals for the colleges ought to get the respect it
    deserved. The State Government, however, appears to have
    received some complaints on the basis of which it initiated an
D   enquiry culminating in the submission of a preliminary report
    finding fault with the procedure adopted by the Commission in
    the conduct of the selection process. According to the appellant-
    State of U.P. the allegations made in the complaint were serious
    in nature and deserved to be looked into. It was urged that the
E   State had all the intentions of instituting a further enquiry into the
    matter on the basis of the preliminary report submitted to it. The
    High Court did not think so. From a reading of the order passed
    in W.P. No.29524 of 2007, it appears that the High Court had
    given an opportunity to the learned counsel for the State to take
F   instructions whether the Government intended to institute any
    further enquiry in the matter. Despite the opportunity learned
    counsel for the State had reported no instructions in the matter.
    This is evident from the following passage appearing in the order
     passed by the High Court:
G               "On all these dates, we requested the standing
          counsel to give the stand of the State Government. Learned
          standing counsel informs that he had sent the information
          to the State Government but no instructions have been
          received by him."
H
•     STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                  ORS. [T.S. THAKUR, J.]
          23. The High Court, therefore, proceeded on the basis that
                                                                     551


                                                                            A
    the Government did not intend to conduct any further enquiry into
    the matter and accordingly quashed the order appointing the
    enquiry officer as also the instructions issued by him against the
    making of the appointments. We consider it unnecessary to
    examine whether the complaints allegedly received by the State          B
    Government made out a prima facie case for an enquiry into the
    matter or whether the enquiry instituted by the Government was
    vitiated by any political or other considerations. We would also
    not like to go into the question whether or not the power vested
    in the State under Section 6 of the Uttar Pradesh Higher                c
    Education Services Commission Act (supra) which the State
    Government purportedly invoked could be invoked by it for
    purposes of undoing the selection process and if could not be,
    whether the general executive power vested in the State under
    Article 154 of the Constitution could be exercised by it to institute   D
    an enquiry in the facts and circumstances of the case. We say
    so not because the questions were not germane to the
    controversy before us but because any enquiry by the State
    Government whether in exercise of its power under Section 6 or
    in exercise of its executive power under Article 154 would only
    duplicate the exercise which is already pending before the High         E
    Court in the form of several writ petitions in which the aggrieved
    candidates have raised issues relating to the validity of the
    selection process on several grounds including those which the
    State Government purports to be looking into onlhe basis of the
    complaints received by it. We had in that view asked Mr.                F
    Srivastava whether there was any need for the State Government
    to undertake a parallel exercise especially when the examination
    by the High Court of all matters concerning the validity of
    selection would give an opportunity not only to the State
    Government but also to the aggrieved candidates who have                G
    been selected to present their respective version before it. If the
    High Court on the basis of whatever material is placed before it
    by the parties came to the conclusion that there was nothing
    wrong with the selection process,   any  enquiry made by the State
    would be wholly unnecessary. On the contrary, if the High Court         H
                                                                            .>
    552     SUPREME COURT REPORTS                    [2011] 4 S.C.R.

A came to the conclusion that the selection was vitiated by any
                                                                          •
  illegality or irregularity, the State Government could exercise its
  power and institute an enquiry for the removal of any member
  who may have committed any misconduct by being a party to
  any such illegality or irregularity. To the credit of Mr. Srivastava,
B we must record that he was agreeable to the course of action
  suggested by us with the only exception that the vigilance case
  that stood registered by the State Vigilance Department is
  allowed to go on to look into the criminal angle if any involved in
  the so-called illegal selection conducted by the Commission. In
C the circumstances, therefore, it is unnecessary for us to
  authoritatively determine the question whether the institution of
  enquiry by the State Government was justified and, if so, whether
  the source of power invoked by the Government was indeed
  available to it. We are of the view that in the writ petitions filed
  by the aggrieved candidates before the High Court all aspects
0
  of the matter shall be open to examination in which everyone
  connected with the selection process would have an opportunity
  to place his/her point of view.

        24. We are told that the selected candidates may not have
E been impleaded as parties to the pending writ petitions although
  they are necessary parties having regard to the fact that any order
  that the High Court may pass regarding the validity of the selection
  may affect them adversely. The selected candidates who have
  been appointed on the basis of the selection process and who
F have filed undertakings before this Court shall, therefore, be
  impleaded as parties to the pending writ petitions to avoid any
  technical infirmity in the proceedings and any consequent delay
  in the disposal of the matter. A specific direction to this effect is
  being issued by us in the operative part of this order. Question
G No.(i) is answered accordingly.
    Regarding Question No. (ii)

       25. Uttar Pradesh Higher Education Services Commission
  Act, 1980 was introduced to make the selection of teachers in
H Degree and Post-graduate Colleges fair, objective and
• STATE OF U.P. AND ORS. v. BHARAT SINGH AND
              ORS. [T.S. THAKUR, J.]
transparent. The statement of objects and reasons for the
                                                                553

                                                                        A
legislation has referred to favoritism in the selection of candidates
for such colleges and elimination of such infirmities from the
selection process as one of the objectives underlying the
enactment.'

       26. In terms of Section 4 of the Act, the Commission
                                                                        B .
 established .under Section 3 consists of a Chairman and not less
 than two and not more than four other members to be appointed
  by the State Government.satisfying the conditions of eligibility
 stipulated under sub-section (2) and (2-a) thereof. Section 11
 enumerates the functions of the Commission which includes the C
 preparation of guidelines on matters relating to the method of
 recruitment, conduct of examinations where considered
 necessary, holding of interviews for maJ<ing sel~ction of
 candidates to be appointed as teachers and selection of experts
 and appointment of examiners for such examination. Section 12 D
 of the Act stipulates the process.for appointment of teachers and
 inter alia provides that-appointment of a teacher of any college
 shall be made by the Management only in .accordance with the
 provisions of the Act and that any appointment made in
 contravention thereof shall be void. Sub-section (2) of Section E
 12 requires the management of the colleges to intimate the
 existing vacancies and the vacancies likely to be caused during
 the ensuing academic year to the Director of Education (Higher
 Education) in such manner as may be prescribed. Sub-section
 (3) requires the Director to notify to the Commission in the manner F
 prescribed a subject wise consolidated list of vacancies
.intimated to him from all colleges.
     27. The manner of selection of persons for appointment to
the post of teacher of a college has also to be determined by
regulations. It is further provided that candidate shall be required G
to indicate their order of preference for the various colleges,
vacancies wherein have been advertised. Section 13 of the Act
requires the Commission to hold interviews with or without written
examination and to send to the Director a list recommending such
                                                                        H
             SUPREME COURT REPORTS                    (2011] 4 S.C.R.
                                                                       e
    554

A number of names of candidates found most suitable in each
  subject as may be as far as practicable twenty five percent more
  than the number of vacancies in that subject duly arranged in the
  order of merit. Such a list would then be valid till the receipt of
  new list from the Commission. Sub-section (3) empowers the
B Director to intimate to the Management the name of a candidate
  from the list referred to in sub-section (1) for being appointed in
  the vacancies. Sub-section (6) requires a copy of such intimation
  to be sent to the candidate concerned.

       28. Section 14 of the Act enjoins upon the Management to
C issue an appointment letter to the person whose name has been
  intimated to it. It reads:
                                                            •
       "14. Duty of Management.-(1) The management shall within
       a period of one month from the date of receipt of intimation
D      under sub-section (3) or sub-section (4) or sub-section (5)
       of Section .13, issue appointment letter to the person whose
       name has been intimated.

          (2) Where the person referred to in sub-section(1) fails to
          join the post within the time allowed in the appointment letter
E         or within such extended time as the management may allow
          in this behalf, or where such person is otherwise not
           available for appointment, the Director, shall on the request
           of the management intimate fresh name from the list sent
           by the Commission under sub-section(1) of Section 13 in
F          the manner prescribed."

       29. Section 15 entitles the person recommended for
  appointment but not so appointed by the management to
  approach the Director for issue of an appropriate direction under
G sub-section (2). Director is under the said provision empowered
  to hold an inquiry and to pass an order requiring the management
  to appoint the applicant as a teacher and to pay to him the salary
  from the date specified in the order.

          30. The Government has in exercise of its power under
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND 555
                ORS. [T.S. THAKUR, J.]
Section 32 and Section 31 of the Uttar Pradesh Higher                     A
Education Services Commission Act, 19~0 framed what are
known "Uttar Pradesh Higher Education Services Commission
Rules, 1981" and "Uttar Pradesh Higher Education Services
Commission (Procedure for Selection of Teachers) Regulations,
1983". While the Rules aforementioned deal with the                       B
constitution of the Commission, disqualification of the members,
investigation into misconduct of members, staff etc. the
Regulations referred to above deal with matters like
qualifications and experience for appointment as teacher,
determination and intimation of vacancies, procedure for                  c
selection and the like.

      31. A careful reading of the provisions of the Act, the Rules
and the Regulations referred to above do not support the theory
propounded by Mr. Srivastava and Mr. Dwivedi that the same
by a fiction of law create a cadre of principals either for the           D
purpose of applying reservation or otherwise. As seen earlier
the object underlying the legislation was limited to ensuring a
combined process of selection that would save time and
expense involved in such selections if the same are .made
individually for each college. It is also intended to remove the          E
element of arbitrariness and other malpractices that were
noticed in the making of such selections and appointments by
the institutions if left to themselves. The setting up of the Statutory
Commission, appointment of persons qualified for the same,
stipulating the terms and conditions of service of those                  F
appointed and the power to remove the members for misconduct
and laying down the procedure for appointment of teachers are
all meant to ensure that the process of selection is free from mal-
practices that were generally associated with such process when
handled by the institutions. There is nothing in the Act, the Rules       G
and Regulations, to even remotely, suggest that the legislature
intended to create a cadre of principals even where none existed
earlier either for purposes of reservation or otherwise.

      32. The fact that the management was required to                    H
    556     SUPREME COURT REPORTS                   [2011) 4 S.C.R.


A communicate the available vacancies to the Director of Higher
                                                                         •
  Education or that an appointment order must be issued, once
  the selection process is completed and a candidate is
  recommended for appointment also does not in our opinion have
  the effect of creating a cadre of principals. All that the said
B provision is intend to achieve is to ensure that the vacancies are
  referred to the Statutory Commission to enable it to conduct the
  process of selection and once the process is completed and
  recommendations made, the management do not refuse
  appointment to the candidate considered best for the post.
c       33. The power vested in the Director to hold an enquiry and
  to issue directions for payment of salary, in case the
  management does not appoint, is also meant to be a step in aid
  of the process of selection and appointment giving primacy to
  the opinion of the Commission regarding the merit and suitability
D of the candidate for such appointment and entitling the candidate
  to claim salary if the appointment is unjustifiably denied to him.
  Suffice it to say that the provisions of the Act and the Regulations
  do not have anything to do with creation of a cadre of Principals
  nor can the commonality of the selection process be confused
E with the caderisation of the post of Principals.

         34. That brings us to the question whether similarity of the
  terms and conditions of the employees serving in the aided/
  affiliated colleges and the effect the payment of salary due to such
F teachers is reimbursed by the State Government would have the
  effect of creating a cadre of Principals. Our answer is in the
  negative. The fact that the State Government offers financial aid
  to the affiliated colleges in terms of payment of salary of those
  serving such institutions does not in our opinion have any
G relevance to the question whether the posts of Principals in
  different colleges under different managements constitute a
  cadre. Merely because the Government supports the institutions
  which are in all other respects autonomous in their functioning,
  and are managed by individual managements cannot by any
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                ORS. [T.S. THAKUR, J.]
                                                                557

stretch of reasoning be taken as a circumstance constituting the        A
posts in such colleges into a single cadre. So also the fact that
the terms and conditions of service of such teachers serving in
different colleges including Principals are similar on account of
such colleges being affiliated to the same university and being
governed by the same set of Statutes, Rules and Regulations             8
also does not have anything to do with the creation or the
existence of a single cadre comprising such posts. There is no
gainsaying that such common features do not in any way impinge
upon the autonomous character of such institutions nor does
payment of salaries and the similarity of conditions of service of      C
the employees provide a test for holding that although serving in
different institutions totally independent of each other the
Principals appointed in such institution form a common cadre.
      35. It was also contended on behalf of the respondents, that
the power of appointment effectively rests only with the Director       D
of Higher Education and that managements have no option but
to comply with the directions in that regard. This according to the
respondents suggests that the Director of Education is the real
employer and the management of the institutions in which such
appointments are made only carry out a ministerial duty that does       E
not clothe them with the character of being the true employers.
We see no merit even in that contention. It is true that in terms of
Section 14 of the Act, managements are required to issue an
appointment letter to the person whose name has been intimated
to it but any such obligation flowing from Section 14 does not          F
make the State Government the employer of the person
appointed. It is evident from a plain reading of Section 14 that
the appointment letter has to be issued only by the management.
There is no provision empowering the Director to do so. This
implies that the selected candidate is taken into the employment        G
of the institution only.when the management of the institution
issues in his favour a letter of appointment. It is manifest that the
appointing authority even under the scheme of the Act remains
the management of the institutions. The provisions of the Act
simply make sure that the management makes an appointment               H
       558       SUPREME COURT REPORTS                    [2011] 4 S.C.R.


   A only of the persons selected for the post and no more. The
     authorities under the Act do not substitute themselves as the
     employer of the person appointed.
          36. Last but not the least is the fact that the post of Principals
    in different aided/affiliated institutions is not transferable or
  B interchangeable. Interchangeability of the post and transferability
    of incumbents to another post in the same cadre are essential
    attributes of a cadre, which is in the instant case absent.
    Reference in this connection may be made to the Uttar Pradesh
    Higher Education Aided Colleges Transfer of Teachers Rules,
• C 2005 framed by the State Government in exercise of its powers
    under Section 32 of the U.P. Higher Education Services
    Commission Act, 1980. Rule 4 of the said Rules is in this regard
    relevant and may be extracted:
             "4(1) Teachers appointed on regular basis and holding lien
   D
             as permanent teachers shall be entitled to transfer after 10
             years of service only once in the whole service period.
             (2) The transferred teacher shall become the employee of
             the college to which he has been transferred as his service
   E         conditions shall be governed by the statutes of the University
             concerned.
             (3) The protection of salary of the teacher shall be admissible
             but the service rules of the new employers shall be
             applicable, to such teacher.
   F
             (4) The transferred teacher, shall be the junior most teacher
             of his cadre working on the date of his joining in the college
             concerned.
             (5) The teachers shall be transferred against such posts for
   G
             which salary is paid from the salary payment account. The
             management of the college before giving its consent to any
             teacher, shall ensure that no enquiry or any proceeding is
             pending against the teacher concerned and the post to
             which he has been considered to be appointed by transfer
   H
• STATE OF U.P. AND ORS. v. BHARAT SINGH AND 559
              ORS. [T.S. THAKUR, J.]
     shall not be advertised by the Uttar Pradesh Higher                A
     Education Services Commission.

     (6) The transfer application for single/mutual transfers from
     one college to other shall be submitted to the Director, High
     Education through the management legally construed and             8
     approved by the University along with the written consent
     of both the two management. The Director, High Education
     shall submit his recommendations to the Government within
     one month from the date of receipt of the application within
     one month from the date of receipt of the application. The         C
     Government shall take decision either on the basis of
     recommendation of the Director or on its own.

  • (7) No travel Allowance shall be admissible to the teachers
    against such transfers.
                                                                        D
     (8) The Manager of the former institution shall send its
     service book, Character Rolls, Leave Account, G.P.F.,
     Group Insurance account and last pay certificate counter
     signed by the District Inspector of Schools/Regional Higher
     Education Officer, as the case may be, t<;> the Regional           E
     Higher Education'Officer of the Region concerned an1 to
     the Director, Higher Education."·

      37. It is evident from tfie above that there is no power vested
in the State Government or any other authority for that matter to
transfer the Principal from one institution to another institution as   F
it may do for instance in the case of Government run institutions
where Principal from one government college may be transferred
to another government college in the same cadre. Sub-rule (1)
of Rule 4 (supra) does nottalk aboutthe power of transfer vested
in any authority. It talks about entitlement of a permanent teacher     G
to be transferred after 1Oyears of service only once in the whole
service period. Sub-rule (2) provides that the tr~nsferred teacher
shall become an .employee of the college to which he has been
transferred. More importantly sub-rule (4) makes the transferred
teacher go to the bottom of the cadre to which he may be                H
    560      SUPREME COURT REPORTS                    [2011] 4 S.C.R.

A transferred. That provision may not make much sense when it
  comes to transfer of a Principal from one college to another but
  it certainly shows that even when there are plurality of posts in
  the cadre lower than the principal the person transferred from
  another institution would figure at the bottom of the said cadre.
B This again is a circumstance which negates the theory of
  Principals being a part of the same cadre.

         38. Similarly in terms of sub-rule (5) the management of the
   college has to ensure that no enquiry or any proceeding is
C pending against the teacher concerned before giving its consent
   for the transfer of the teacher. This means that the institutions may
   refuse to relieve a· teacher even when he may like to be
   transferred, should an enquiry be pending against him. Sub-rule
   (6) envisages that the transfer can be made only by mutual
   consent.
D
         39. It is abundantly clear from the above that the attribute of
   interchangeability and transferability is missing in the case of
   Principals - in much the same measure as in the case of
   teachers, in the lower cadre: We have, therefore, no hesitation
 E in holding that there is no cadre of Principals serving in different
   aided and affiliated institutions and that the Principal's post is a
   solitary post in an institution. Reservation of such a post is clearly
   impermissible not only because the Uttar Pradesh Public
   Services (Reservation for Scheduled Castes, Scheduled Tribes
 F and other Backward Classes) Act, 1994 provides for reservation
   based on the 'cadre strength' in aided institutions but also
• because such strength being limited to only one post in tbe cadre
   is legally not amenable to reservations in the lighCof the
   pronouncementof this Court to which we shall presently refer.
G        40. We may before referring to the decisions of this Court
    on the question whether a single post can be reserved, notice
    the decision of this Court in Balbir Kaur's case (supra) relied upon
    by Mr. Patwalia. That was also a case from the State of U.P. It
    related to appointment of a Principal under the U.P. Secondary
H
•    STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                 ORS. [T.S. THAKUR, J.]
                                                                   561


    Education Services Commission and Selection Boards Act,                 A
    1982. One of the questions that fell for considerc;ition was whet.her
    the post of Principal in institutions offering secqndciry e9ucation
    was amenable to reservation having regard to the Reserv~ion:
    Act of 1994 referred above. This Court answered the question"
    in the negative and gave two reasons in support of that                 B
    conclusion. Firstly, the Court found that Section 10 of the U.P.
    Secondary Education Services Commission and Selection
    Boards Act, 1982 expressly excluded the post of Principal from
    the purview of the Reservation Act of the year 1994. Secondly
    and more importantly the post of Principal in an educational            c
    institution being a single post in the cadre such a post was held
    not amenable to reservation for any such reservation would
    amount to making a 100% reservation which was found
    impermissible under Articles 15 and 16 of the Constitution.
    Relying upon the decision of this Court in Dr. Chakradhar
                                                                            0
    Paswan v. State of Bihar & Ors. (1988) 2 SCC 214 and Post
    Graduate Institute of Medical Education & Research,
    Chandigarh v. Faculty Association & Ors. (1998) 4 SCC 1, this
    Court held that any reservation qua a single post cadre either
    directly or by the device of rotation of roster was not valid. The      E
    Court also held that since the Reservation Act, 1994 did not
    provide for clubbing of all the educational institutions in the State
    of U.P. for the purpose of reservation there is no question of
    clubbing the post of Principals in all the educational institutions
    for the purpose of applying the principles of reservation under
    the 1994 Act. The following passage is in this regard apposite:         F

         "it was held that there cannot be any reservation in a single
         post cadre and the decisions to the contrary, upholding
         reservation in single post cadre either directly or by device
         of rotation of roster were not approved. Besides, as noted         G
         above, neither the principal Act, nor the Rules made
         thereunder or the 1994 Act provide for clubbing of all
         educational institutions in the State of U .P. for the purpose
         of reservation and, therefore, there is no question of
         clubbing the post of Principals in all the educational             H
A
    562      SUPREME COURT REPORTS                 [2011] 4 S.C.R.


          institutions for the purpose of applying the principle of
                                                                        •
          reservation under the 1994 Act."

        41. It was argued on behalf of the respondents that while
  Section 10 of the U. P. Secondary Education Services
B Commission and Selection Boards Act, 1982 specifically
  excluded the post of Head of the institution from the process of
  determination of number of vacancies to be reserved for
  candidates belonging to Scheduled Caste, Scheduled Tribes
  and other Backward Classes, no such exclusion was made in
  the case of the 1980 Act that regulates selection for appointment
C to the Degree and Post-degree Colleges. This according to
  learned counsel for the appellant implied that wherever the
  legislature intended that the post of Principal should be excluded
  from reservation it specifically provided so and in case such
  exclusion was not intended no such provision was made. The
D decision in Balbir Kaur's case (supra) argued learned counsel
  for the appellants was on that basis distinguishable.

       42. We do not think so. It is true that Section 10 of the 1982
  Act which stipulates the procedure for selection of candidates
E for direct recruitment requires determination of the vacancies to
  be reserved for candidates belonging to SC, ST and Backward
  Classes and reference of such vacancies to be made to the
  Commission established under the said Act but excluding the
  post of Principal/Head of the institution from the said
F determination but it is equally true that Section 12 of 1982 Act
  with which we are concerned does not require any exercise to
  be undertaken by the Institutions for determining the number of
  vacancies to be reserved for candidates belonging to reserved
  categories. There is consequently no provision by which the post
G of Principal/Head of the institution is excluded from any such
  process. The two provisions in that sense are not comparable.
  In one case the number of vacancies to be reserved is requiretl
  to be determined while in the other no such requirement has been
  stipulated. Exclusion of the Principal's post from such
  determination under the 1982 Act cannot, therefore, be
H
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND 563
                ORS. [T.S. THAKUR, J.]
overemphasized in the absence of a provision requiring a               A
determination of the reserved vacancies under Section 12 of the
1980 Act.

      43. That apart we repeatedly asked learned counsel for the
appellant-State and Mr. Dwivedi, learned counsel appearing for         8
the managements whether there was any rationale for giving a
differential treatment to Principals in Degree & Post-Graduate
colleges in the matter of reservation, keeping in view the fact that
Principals in Secondary Educational Institutions were not subject
to any such reservation. We neither expected nor got any
explanation from the learned counsel. The reason was obvious.          C
If the posts of Principals in the secondary school which are much
larger in number than the Degree and Post-Graduate colleges
are not amenable to reservation and have been specifically
excluded from that process, there is no earthly reason why posts
of Principals in Degree and Post-Graduate colleges which are           D
relatively fewer in number available in colleges imparting higher
education ought to be subjected to such reservation. What is true
in the case of secondary schools would, therefore, be true in the
case of Degree and Post-Graduate colleges also. Any
interpretation that may render the legal position anomalous or         E
absurd shall, therefore, have to be eschewed.

     44. The other reason why we have no difficulty in rejecting
the contention urged by appellants is the fact that this Court has
in Balbir Kaur's case (supra) specifically examined the question       F
whether the post of Principals in secondary institutions can be
reserved independent of the provision by which such post are
excluded from reservation. This Court held that since the posts
of Principals are single post such reservation is not permissible
qua them. There is no way that view can be ignored or wished           G
away by the State or the managements. Whether or not a single
post can be reserved is even otherwise fairly well settled by the
decisions of this Court to which we need refer only briefly.

      45. The decision of this Court in Indra Sawhney and Ors
                                                                       H
    564      SUPREME COURT REPORTS                  [2011] 4 S.C.R.
                                                                          •
A v. Union of India and Ors., 1992 Supp.{3) SCC 217, continues
  to be the locus classicus on the subject of reservation. This Court
  m that case held that reservation under Articles 14, 15 and 16
  must be applied in a manner so as to strike a balance between
  opportunities for the reserved classes on the one hand and other
B members of the community on the other. Such reservation cannot
  exceed 50% in order to be constitutionally valid.

       46. In Chakradhan Paswan's case (supra) this Court relying
  upon the decision in Arati Ray Choudhury v. Union of India
C 1974 (1) SCC 87, M.R. Balaji v. State of Mysore AIR 1963 SC
  649 and T. Devadasan v. Union of India AIR 1964 SC 179 held
  that separate posts in different institutions cannot be clubbed
  together for the purpose of reservation and that reservations may
  be made only where there are more than one posts. Reservation
  of only a single post in the cadre would amount to 100%
D reservation and thereby violate Articles 14( 1) and 16(4) of the
  Constitution.

    In Bhide Girls Education Society v. Education Officer, Zita
    Parishad, Nagpur and Ors., 1993 Supp (3) SCC 527 this Court
E held that a single post of Headmistress of an institution could not
  be reserved as the same would amount to making a 100%
  reservation.

       47. The controversy was authoritatively set at rest by the
F Constitution Bench decision of this Court in Post-graduate
  Institute of Medical Education & Research, Chandigarh v.
  Faculty Association and Ors. (1998) 4 SCC 1 case (supra)
  where this Court overruled the decisions of this Court in Union
    of India and Anr. v. Madhav s/o Gajanan Chaubal and Anr.
  (1997) 2 SCC 332, Union of India v. Brij Lal Thakur (1997) 4
G SCC 278 and State of Bihar v. Bageshwari Prasad 1995 Supp
  (1) sec 432 and observed:

          "34. In a single post cadre, reservation at any point of time
          on account of rotation of roster is bound to bring about a
H         situation where such a single post in the cadre will be kept
•   STATE OF U.P. AND ORS. v. BHARAT SINGH AND
                ORS. [T.S. THAKUR, J.]
      reserved exclusively for the members of the backward
                                                               565


                                                                      A
      classes and in total exclusion of the general members of the
      public. Such total exclusion of general members of the
      public and cent per cent reservation for the backward
      classes is not permissible within the constitutional
      framework. The decisions of this Court to this effect over      8
      the decades have been consistent.

      35. Hence, until there is plurality of posts in a cadre, the
      question of reservation will not arise because any attempt
      of reservation by whatever means and even with the device
      of rotation of roster in a single post cadre is bound to create C
      100% reservation of such post whenever such reservation
      is to be implemented. The device of rotation of roster in
      respect of single post cadre will only mean that on some
      occasions there will be complete reservation and the
      appointment to such post is kept out of bounds to the D
      members of a large segment of the community who do not
      belong to any reserved class, but on some other occa.sions
      the post will be available for open competition when in fact
      on all such occasions, a single post cadre should have been
      filled only by open competition amongst all segments of the E
      society."

      48. In the light of the above decision, we have no hesitation
in holding that the post of principals in each one of the aided/
affiliated institution being a single post in the cadre is not        F
amenable to any reservation. Question No.(ii) is accordingly
answered in the affirmative.
       49. Mr. Patwalia, learned counsel for the selected
candidates then argued that if the High Court was correct in
holding that the provisions of 1994 Act regulating reservation of G
vacancy did not apply to the post of Principals in different
affiliated/aided Degree and Post-Graduate colleges, there was
no reason why the undertakings furnished by the selected
candidates to this Court as a step in aid of their appointments
should not be discharged and the selected candidates allowed H
        566     SUPREME COURT REPORTS                  [2011] 4 S.C.R.


    A to assume office on a substantive basis subject to any direction
      which the competent Court may issue as regards the validity of
      the selection process and the consequent appointments. He
      urged the State Government was not releasing in favour of the
      appointed candidates the full benefits of such appointments in
    B the form of increments and allowances etc. only because the
      appointments made were subject to the outcome of these
      proceedings and the undertaking furnished by the candidates.
      Alternatively, he urged that even if the appointments made by the
      State pursuant to the directions of this Court were to remain
    C incohate and subject to the outcome of the writ petitions before
      the High Court there was no reason why dues legitimately
      payable to the selected candidates should not be directed to be
       released on such conditions as the Court deem fit and proper.
           50. On behalf of the State and the management it was per
    D contra argued that the release of any further benefits to the
      selected candidates could await the disposal of the writ petitions
      pending before the High Court which disposal could be expedited
      in the interest of all concerned.
    E        51. The view taken by the High Court in so far as the
      applicability of reservation to single posts of Principal in the
      affiliated and aided institutions has been affirmed by us while
      answering question No.(ii) above. To that extent the controversy
      is being given a quietus. All the same the question whether there
    F were any malpractices and if so whether the selection process
      could be nullified by the State Government in exercise of its
      power under Section 6 of the 1980 Act or Article 154 of the
      Constitution has been left open by us in the light of the fact that
      the question regarding legality of the selection process is
      pending adjudication before the High Court where all parties
    G concerned would have an opportunity to present their respective
      cases. A parallel enquiry at the Government level into those
      questions has been held by us to be unnecessary. There is,
      therefore, no final adjudication of the dispute between the parties
'     in so far as the validity of the selection process is concerned.
    H
•    STATE OF U.P. AND ORS. v. BHARAT SINGH AND 567
                 ORS. [T.S. THAKUR, J.]
    Such being the case we do not consider it necessary to relieve          A
    the appointed candidates of the obligations flowing from the
    undertaking given by them subject to which only the
    appointments were allowed to be made. This may not, however,
    mean that the appointed candidates will not be entitled to claim
    full benefit of the post admissible to the incumbent to which they      B
    have been appointed during the period such appointments
    continue to remain in force. The directions under which the
    appointments were allowed to be niade also did not permit the
    State to withhold benefits legitimately flowing from such
    appointments. If any additional financial benefits by way of            c
    allowances become payable to the appointed candidates the
    same must be allowed to be drawn by them. Enjoyment of all such
    benefits would also remain subject to the undertakings which the
    appointed candidates have filed before this Court.

         52. An apprehension was expressed before us that the               D
    matter may continue languishing in the High Court for a long time
    especially because of the failure of the writ petitioners before the
    High Court in impleadirig the selected candidates as parties. It
    was submitted that orders for addition of the selected candidates
    could be passed by this Court to allay any such apprehensions.          E
    We see no impediment in passing appropriate orders in that
    regard, especially when, none of the parties before us were
    opposed to any such orders impleading the selected candidates
    as party respondents to the pending writ petitions before the High
    Court.                                                                  F

         53. In the result we dispose of these appeals with the
    following directions:
         (1) The impugned orders passed by the High Court to the
         extent the same hold that the posts of Principals in affiliated/   G
         aided colleges are not amenable to reservation are
         affirmed.
         (2) Order dated 12th June, 2007 issued by the Government
                                                                            H
    568       SUPREME COURT REPORTS                     [2011] 4 S.C.R.

A         appointing the Divisional Commissioner, Allahabad as an
          Enquiry Officer to hold an enquiry into the validity of selection
          process and the report submitted by the said Enquiry
          Officer shall stand quashed and the order passed by the
          High Court to that effect affirmed.
B
          (3) The question whether the Government was competent
          to direct an enquiry into the validity of the selection process
          under Section 6 of the Uttar Pradesh Higher Education
          Services Commission Act, 1980 or under Article 154 of the
          Constitution is left open in view of the pendency of the writ
c         petitions challenging the validity of the selection process
          before the High Court.
          (4) The High Court shall in the writ petitions pending before
          it be free to examine all issues regarding the selection
D         process in question including the validity of the procedure
          followed in making the same. Depending upon whether the
          High Court finds the selection process to be valid or
          otherwise the Government shall have the liberty to institute
          an enquiry against the members of the State Services
E         Selection Commission if such enquiry is otherwise
          permitted under law. In case, however, the High Court
          upholds the selection process and dismisses the writ
          petitions there shall be no room left for the State
          Government to embark upon any further enquiry into the
F         matter on the administrative side. The aggrieved party shall
          be free to challenge the view taken by the High Court in
          appropriate proceedings in accordance with law.
          (5) The selected candidates who have filed undertakings
          in this Court and have been appointed to the posts of
G         Principals pursuant to the orders of this Court shall stand
          impleaded as parties to each of the writ petitions pending
          in the High Court and challenging the selection process. The
          selected candidates shall based on this direction appear
          before the High Court on 2.5.2011 without any further notice
H
 STATE OF U.P. AND ORS. v. BHARAT SINGH AND                        569
             ORS. [T.S. THAKUR, J.]
       in each one of the petitions and file their counter-affidavits.    A
       Failure on the part of the candidates to do the needful shall
       be suitably dealt with by the High Court who shall be free to
       proceed ex-pa rte, against those who fail to comply with this
       direction.
       (6) In order to expedite the hearing of the case the Chief         B
       Justice of the High Court of Allahabad is requested to place
       the writ petitions before a Division Bench of the High Court
       for an early hearing and disposal as far as possible before
       the 1st December, 2011.
                                                                          c
       (7) Pending disposal of the writ petitions by the High Court
       the selected candidates shall be entitled to receive their pay
       and allowances including increments etc. otherwise admiss
       ible to the post of Principal as if the appointments were
       made on a valid and substantive basis. Such benefits               D
       flowing ·from the same shall, however, be subject to the
       outcome of the writ petitions before the High Court and the
       undertakings furnished by the appointed candidates to this
       Court which undertaking shall be deemed to have been
       continued till such time the writ petitions are finally disposed   E
       of.
       54. The parties shall bear their own costs.
D.G.                                         Appeals disposed of.


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