STATE OF GUJARAT & ORS.versusARVINDKUMAR T. TIWARI & ANR.
- Citation
- 2012 INSC 400
- Decided
- 14 September 2012
- Disposal
- Appeal(s) allowed
- Bench
- B S CHAUHAN
Holding
Compassionate appointments are not a matter of right and the statutory eligibility criteria for a post cannot be relaxed by the court; the applicant was ineligible and the appeal is allowed.
Summary
The appellant State of Gujarat challenged the High Court's order that directed a compassionate appointment of the respondent Arvindkumar Tiwari, who had applied for a Class IV peon post after his father's death. The respondent had only passed up to the 8th standard and the family income exceeded the limit set for compassionate appointments. The Supreme Court held that compassionate appointments are not a matter of right and must be governed by the applicable rules, which required a 10th standard pass for Class IV posts. The Court emphasized that eligibility criteria are set by the legislature/executive and cannot be relaxed by the judiciary unless the rule is arbitrary or unreasonable. Consequently, the respondent was found ineligible and the appeal was allowed, setting aside the impugned order.
Issues considered
- Whether a compassionate appointment can be claimed as a legal right.
- Whether the eligibility criteria (10th standard qualification) for a Class IV post can be relaxed on humanitarian grounds.
- Whether the High Court erred in applying post‑2005 rules retrospectively to a death that occurred in 1999.
- Whether courts have the power to direct relaxation of statutory eligibility requirements.
Subjects
Judgment
[2012] 7 S.C.R. 1072
A STATE OF GUJARAT & ORS.
v.
ARVINDKUMAR T. TIWARI & ANR.
(Civil Appeal No. 6468 of 2012)
SEPTEMBER 14, 2012
B
[DR. B.S. CHAUHAN AND FAKKIR MOHAMED
IBRAHIM KALIFULLA, JJ.]
SERVICE LAW:
c
Appointment on compassionate ground - Eligibility -
Relaxation - Held: Compassionate appointment cannot be
claimed as a matter of right - A claim to be appointed on such
a ground has to be considered in accordance with rules,
regulations or administrative instructions governing the
0
subject, taking into consideration the financial condition of
family of deceased - Eligibility criteria for a class IV post being
10th standard, and the applicant being 8th fail, was not eligible
to apply for the post - The income of the family was also
E above the financial limit - In view of the settled position, it is
neither desirable, nor permissible in law, for the Court to issue
direction to relax the eligibility criteria anrl appoint the
applicant merely on humanitarian grounds.
Service Law - 'Eligibility' - Connotation of - Explained -
F Held: Fixing the eligibility for a particular post falls within the
exclusive domain of the legislature/executive and cannot be
the subject matter of judicial review, unless found to be
arbitrary, unreasonable or has been fixed without keeping in
mind the nature of service - Courts and tribunal do not have
G the power to issue direction to make appointment by way of
granting relaxation of eligibility or in contravention thereof.
Respondent No. 1, applied for the post of Peon on
compassionate ground as his father, an ASI of Police,
H 1072
STATE OF GUJARAT & ORS. v. ARVINDKUMAR T. 1073
TIWARI &ANR.
died in harness on 9.4.1999. His application was first A
rejected on the ground that the family had an income
over and above the limit fixed for the purpose and,
subsequently, on the ground that he did not meet the
examinations minimum eligibility for the post as he had
not passed 10th standard examinations which was a B
necessary pre-requisite for a class IV post. On a Special
Civil Application, being filed by respondent no. 1, it was
held that since his father died in 1999, the subsequent
provision prescribing 10th pass for class IV post was not
applicable and his case was directed to be considered c
afresh accordingly. The Division Bench of the High Court
declined to interfere.
Allowing the appeal, filed by the department, the
Court
D
HELD: 1.1 It is a settled legal proposition that the
compassionate appointment cannot be claimed as a
matter of right. It is not simply another method of
recruitment. A claim to be appointed on such a ground
has to be considered in accordance with the rules, E
regulations or administrative instructions governing the
subject, taking into consideration the financial condition
of the family of the deceased. The objective of providing
of compassionate employment is to enable the family of
the deceased to overcome the sudden financial crisis it F
finds itself facing, and not to confer any status upon it.
[para 5] [1078-E-G]
Union of India & Ors. v. Shashank Goswami & Anr., AIR
2012 SC 2294 - relied on.
G
1.2 The eligibility for the post may at times is
misunderstood to mean qualification. In fact, eligibility
connotes the minimum criteria for selection, that may be
laid down by the executive authority/legislature by way
of any statute or rules, while the term qualification, may H
1074 SUPREME COURT REPORTS [2012] 7 S.C.R.
A connote any additional norms laid down by the
authorities. Before a candidate is considered for a post
or even for admission to the institution, he must fulfill the
eligibility criteria. Lacking eligibility for the post cannot be
cured at any stage and appointing such a person would
B amount to serious illegality and not mere irregularity.
[para 6 and 11] [1078-H; 1079-A-B; 1081-B]
Dr. Preeti Srivastava & Anr. v. State of M.P. & Ors., 1999
(1) Suppl. SCR 249 =AIR 1999 SC 2894; State of Haryana
v. Subhash Chandra Marwah & Ors., 1974 (1) SCR 165 =AIR
C 1973 SC 2216; J.C. Yadav v. State of Haryana, 1990 (2) SCR
470 = AIR 1990 SC 857; and Ashok Kumar Uppal & Ors. v.
State of J & K & Ors., 1998 (1) SCR 164 =AIR 1998 SC 2812
- referred to
D 2.1 Fixing the eligibility for a particular post falls
within the exclusive domain of the legislature/executive
and cannot be the subject matter of judicial review,
unless found to be arbitrary, unreasonable or has been
fixed without keeping in mind the nature of service, for
E which appointments are to be made, or has no rational
nexus with the object(s) sought to be achieved by the
statute. The courts and tribunal do not have the power
to issue direction to make appointment by way of granting
relaxation of eligibility or in contravention thereof. [para
F 8 and 9] [1079-G; 1080-C-D]
State of J & K v. Shiv Ram Sharma & Ors., AIR 1999
SC 2012; Praveen Singh v. State of Punjab & Ors., (2000) 8
SCC 436; State of Orissa & Anr. v. Mamta Mohanty, (2011)
3 SCC 436; State of Orissa & Anr. v. Mamta Mohanty, 2011
G (2 ) SCR 704 = (2011) 3 SCC 436, State of M. P. & Anr. v.
Oharam Bir, 1998 ( 3 ) SCR 511 = (1998) 6 SCC 165 • relied
on.
Prit Singh v. S. K. Mangat & Ors. 1992 (1) Suppl. SCR
H
STATE OF GUJARAT & ORS. v. ARVINDKUMAR T. 1075
TIWARI &ANR
337 = 1993(1) SCC (Supp.) 714; and Pramod Kumar v. UP. A
Secondary Education Services Commission & Ors .. 2008 (4)
SCR 559 =AIR 2008 SC 1817 ·referred to
2.2 This Court is, therefore, of the considered opinion
that since 1991, the eligibility criteria for a Class IV post
8
was set as the passing of the 10th standard
examinations, and as respondent no. 1 had been unable
to pass even the 8th standard examinations, he was not
eligible to apply for the said post. Even otherwise, if the
direction of the High Court is complied with and the case
is considered as per the un-amended provisions in C
existence prior to 2005, the financial limit fixed therein,
would automatically be applicable. It is neither desirable,
nor permissible in law, for this Court to issue direction
to relax the said eligibility criteria and appoint respondent
No.1 merely on humanitarian grounds. [Para 13, 14) D
[1082-A-D]
Case Law Reference:
AIR 2012 SC 2294 relied on para 5
E
1999 (1) Suppl. SCR 249 referred to para 6
1974 (1) SCR 165 referred to para 7
1990 (2) SCR 470 referred to para 7
1998 (1) SCR 164 relied on para 7 F
1998 (3) SCR 511 relied on para 8
AIR 1999 SC 2012 relied on para 9
c2000) a sec 436 relied on para 9 G
2011 (2) SCR 704 relied on para 10
1992 (1) Suppl. SCR 337 referred to para 11
2008 (4) SCR 559 referred to para 11
H
1076 SUPREME COURT REPORTS [2012] 7 S.C.R.
A CIVIL APPELLATE JURISDICTION : Civil Appeal No.
6468 of 2012.
From the Judgment and Order dated 04.02.2008 of the
High Court of Gujarat at Ahmedabad in Letters Patent Appeal
No. 49 of 2008.
B
Shomil Sanjanwala, Hemantika Wahi, Jesal for the
Appellants.
Laxmi Arvind, Poonam Prasad, Pradeep Kumar Mathur,
C Amardeep Sharma for the Resondents.
The Judgment of the Court was delivered by
DR. B.S. CHAUHAN, J. 1. This appeal has been
preferred against the impugned judgment and order dated
D 4.2.2008 passed in Letters Patent Appeal No.49/2008 by the
High Court of Gujarat at Ahmedabad.
2. Facts and circumstances giving rise to this appeal are
as under:-
E a) The father of respondent No.1 who was working in the
Police Department, State of Gujarat as the Assistant Sub-
Inspector of Police, died in harness on 9.4.1999. Immediately
thereafter, respondent No.1 filed an application for employment
on compassionate ground, for the post of Peon. As he had
F completed his education only upto the 8th standard, the said
application was rejected vide order dated 13.10.2000, on the
ground that the family of the deceased was not suffering from
any financial constraints and was getting an adequate amount
of pension, which was, in fact, over and above the income limit
G fixed by the Government for this purpose. The said application
was considered by the Additional Director General of Police
by way of passing order dated 23.6.2003, directing that the
application of respondent No.1 be reconsidered, ignoring the
abovementioned issue regarding financial condition. The said
H
STATE OF GUJARAT & ORS. v. ARVtNDKUMAR T. 1077
TIWARI & ANR. [DR. B.S. CHAUHAN, J.]
application was rejected vide order dated 3.7.2005, on the A
ground that the applicant did not meet the minimum eligibility
requirement for the said post, as he had not passed the 10th
standard, which was a necessary pre-requisite for the
consideration of the application of respondent No.1 for a Class
IV post on compassionate ground. B
b) Aggrieved, respondent No.1 preferred Special Civil
Application No.5630/2007, which was disposed of vide
judgment and order dated 2.3.2007, considering the fact that
there was a subsequent notification dated 16.3.2005, which C
provided for the minimum qualification requirement of 10th
standard pass, as the eligibility criteria for employment to a
Class IV post. However, it was held that, as the said employee
had died in the year 1999, the amended provision would not
apply to his case. Therefore, direction was issued to consider
his case without being influenced by the earlier order, in light D
of the new policy/circular/rules.
c) Aggrieved, the said order was challenged before the
Division Bench, by the appellant, which was rejected vide
impugned judgment and order dated 4.2.2008. Hence, this E
appeal.
3. Shri Shomil Sanjanwala, learned counsel appearing for
the State of Gujarat, has submitted that the High Court erred
in observing that the new policy/rules do not apply
retrospectively, and that the case of respondent No.1 should
F
be considered in light of the then existing rules, i.e., the rules
which were in force prior to 2005. Earlier, employment on
compassionate ground in the Department of Police was
governed by way of Circular dated 16.12.1991, which provided
that employment in Class Ill or Class IV posts, shall be accorded G
on compassionate ground to deserving candidates on the
basis of their educational qualification.
4. Mrs. Laxmi Arvind, learned Amicus Curiae, appearing
for respondent No.1 opposed the appeal, contending that the H
1078 SUPREME COURT REPORTS [2012] 7 S.C.R.
A matter has been considered by the court below in a correct
perspective and does not therefore, invite any interference. The
father of the respondent died on 9.4.1999, and a period of more
than 13 years has lapsed since then. The respondent has been
unsuccessful in getting such employment, and has now attained
B the age of 36 years simply waiting for the said job by
approaching one forum or the other, even though the purpose
for which compassionate employment was introduced, was to
redeem the bereaved family from financial constraints from
which it is likely to suffer, owing to the death of its sole bread
c earner, and thus, should be accorded immediately. The court
should, therefore, issue direction to offer employment to the
said post of peon, to respondent No.1 under all circumstances
on humanitarian grounds. The appeal lacks merit and is liable
to be dismissed.
D 5. We have considered the rival submissions made by
learned counsel for the parties and perused the record.
It is a settled legal proposition that compassionate
appointment cannot be claimed as a matter of right. It is not
E simply another method of recruitment. A claim to be appointed
on such a ground, has to be considered in accordance with the
rules, regulations or administrative instructions governing the
subject, taking into consideration the financial condition of the
family of the deceased. Such a category of employment itself,
F is an exception to the constitutional provisions contained in
Articles 14 and 16, which provide that there can be no
discrimination in public employment. The object of
compassionate employment is to enable the family of the
deceased to overcome the sudden financial crisis it finds itself
G facing, and not to confer any status upon it. (Vide: Union of
India & Ors. v. Shashank Goswami & Anr., AIR 2012 SC
2294).
6. The eligibility for the post may at times be
misunderstood to mean qualification. In fact, eligibility connotes
H the minimum criteria for selection, that may be laid down by the
STATE OF GUJARAT & ORS. v. ARVINDKUMAR T. 1079
TIWARI & ANR. [DR. B.S. CHAUHAN, J.]
executive authority/legislature by way of any statute or rules, A
while the term qualification, may connote any additional norms
laid down by the authorities. However, before a candidate is
considered for a post or even for admission to the institution,
he must fulfill the eligibility criteria. (Vide: Dr. Preeti Srivastava
& Anr. v. State of M.P. & Ors., AIR 1999 SC 2894). B
7. The appointing authority is competent to fix a higher
score for selection, than the one required to be attained for
mere eligibility, but by way of its natural corollary, it cannot be
taken to mean that eligibility/norms fixed by the statute or rules C
can be relaxed for this purpose to the extent that, the same may
be lower than the ones fixed by the statute. In a particular case,
where it is so required, relaxation of even educational
qualification(s) may be permissible, provided that the rules
empower the authority to relax such eligibility in general, or with
regard to an individual case or class of cases of undue D
hardship. However, the said power should be exercised for
justifiable reasons and it must not be exercised arbitrarily, only
to favour an individual. The power to relax the recruitment rules
or any other rule made by the State GovernmenUAuthority is
conferred upon the GovernmenUAuthority to meet any emergent E
situation where injustice might have been caused or, is likely
to be caused to any person or class of persons or, where the
working of the said rules might have become impossible. (Vide:
State of Haryana v. Subhash Chandra Marwah & Ors., AIR
1973 SC 2216; J.C. Yadav v. State of Haryana, AIR 1990 SC F
857; and Ashok Kumar Uppal & Ors. v. State of J & K & Ors.,
AIR 1998 SC 2812).
8. The courts and tribunal do not have the power to issue
direction to make appointment by way of granting relaxation of G
eligibility or in contravention thereof. In State of M.P. & Anr. v.
Dharam Bir, (1998) 6 SCC 165, this Court while dealing with
a similar issue rejected the plea of humanitarian grounds and
held as under:
''The courts as also the tribunal have no power to c;iverride H
1080 SUPREME COURT REPORTS [2012] 7 S.C.R.
A the mandatory provisions of the Rules on sympathetic
consideration that a person, though not possessing the
essential educational qualifications, should be allowed to
continue on the post merely on the basis of his experience.
Such an order would amount to altering or amending the
B statutory provisions made by the Government under Article
309 of the Constitution."
9. Fixing eligibility for a particular post or even for
admission to a course falls within the exclusive domain of the
legislature/executive and cannot be the subject matter of judicial
C review, unless found to be arbitrary, unreasonable or has been
fixed without keeping in mind the nature of service, for which
appointments are to be made, or has no rational nexus with the
object(s) sought to be achieved by the statute. Such eligibility
can be changed even for the purpose of promotion, unilaterally
D and the person seeking such promotion cannot raise the
grievance that he should be governed only by the rules existing,
when he joined service. In the matter of appointments, the
authority concerned has unfettered powers so far as the
procedural aspects are concerned, but it must meet the
E requirement of eligibility etc. The court should therefore, refrain
from interfering, unless the appointments so made, or the
rejection of a candidature is found to have been done at the
cost of 'fair play', 'good conscious' and 'equity'. (Vide: State of
J & K v. Shiv Ram Sharma & Ors., AIR 1999 SC 2012; and
F Praveen Singh v. State of Punjab & Ors., (2000) 8 SCC 436).
10. In State of Orissa & Anr. v. Mamta Mohanty, (2011)
3 SCC 436, this Court has held that any appointment made in
contravention of the statutory requirement i.e. eligibility, cannot
G be approved and once an appointment is bad at its inception,
the same cannot be preserved, or protected, merely because
a person has been employed for a long time.
11. A person who does not possess the requisite
qualification cannot even apply for recruitment for the reason
H
STATE OF GUJARAT & ORS. v. ARVINDKUMAR T. 1081
TIWARI & ANR. [DR. B.S. CHAUHAN, J.]
that his appointment would be contrary to the statutory rules is, A
and would therefore, be void in law.
Lacking eligibility for the post cannot be cured at any stage
and appointing such a person would amount to serious
illegibility and not mere irregularity. B
Such a person cannot approach the court for any relief for
the reason that he does not have a right which can be enforced
through court. (See: Prit Singh v. S.K. Mangal & Ors., 1993(1)
SCC (Supp.) 714; and Pramod Kumar v. UP. Secondary
Education Services Commission & Ors., AIR 2008 SC 1817). C
12. The claim of the respondent was earlier rejected on
the ground that, the family had adequate financial status and
the amount of pension being given was actually over and above
the limit fixed by the appellant issuing the guidelines. o
Subsequently, when the case was reconsidered upon the
direction of the court, it was found that the respondent did not
meet the requisite eligibility criteria i.e., 10th standard
certificate. Admittedly, the respondent is 8th standard fail, and
thus, he can be considered only as 7th standard pass and we E
must therefore consider, whether he could have been offered
appointment to a Class IV post.
13. Clause 9 thereof, provides that no relaxation in
educational qualification(s) for the purpose of giving
compassionate appointment to the dependant(s) of a deceased F
employee, would be permissible. However, such relaxation can
be granted if there exists some requirement of minimum
qualification(s) with respect to the said post.
Clause 11 thereof, provides that a dependant can, in fact, G
be given appointment on compassionate ground, on the basis
of the pass marks obtained by him in the new Secondary
School Certificate and in view thereof, as respondent No.1 is
admittedly only 8th standard (fail), he is therefore, ineligible for
the post.
H
1082 SUPREME COURT REPORTS [2012] 7 S.C.R.
A Even otherwise, if the direction of the High Court is
complied with and the case is considered as per the un-
amended provisions in existence prior to 2005, the financial
limits fixed therein, would automatically be applicable. His
application dated 11.5.1999 reveals that his date of birth is
B 1.3.1976, and further that he has studied only upto the 8th
standard (fail).
14. In view of the above, we are of the considered opinion
that since 1991, the eligibility criteria for a Class IV post was
set as, the passing of the 10th standard, and as the said
C respondent had been unable to pass even the 8th standard, he
was most certainly, not eligible to apply for the said post. In view
of the law referred to hereinabove, it is neither desirable, nor
permissible in law, for this court to issue direction to relax the
said eligibility criteria and appoint respondent No.1 merely on
D humanitarian grounds.
15. Thus, the question framed by this Court with respect
to whether the application for compassionate employment is
to be considered as per existing rules, or under the rules as
E existing on the date of death of the employee, is not required
to be considered.
16. In view of the above, the appeal succeeds and is
allowed. The judgment and order impugned herein is set aside.
No order as to costs.
F
R.P. Appeal allowed.
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