SIRAJ AHMAD SIDDIQUIversusSHRI PREM NATH KAPOOR
- Citation
- 1993 INSC 293
- Decided
- 13 September 1993
- Disposal
- Appeal(s) allowed
- Bench
- S VERMA
Holding
The expression "first hearing" under Section 20(4) means the date on which the court intends to consider the parties' contentions and frame issues, and the tenant's deposit before that date satisfied the statutory requirement.
Summary
The landlord filed a suit for ejectment and recovery of rent arrears against the tenant. The tenant applied for time to file a written statement and to deposit the entire arrears under Section 20(4) of the U.P. Urban Buildings (Regulation of Letting, Rent and Eviction) Act, 1972, claiming that the deposit was made before the "first hearing" of the suit. The trial court held that the deposit was not timely and decreed the suit; the appellate court dismissed the tenant's revision. On appeal, the Supreme Court examined whether the expression "first hearing" in the Act meant the date of service of summons or the date on which the court intends to consider the parties' contentions. It held that "first hearing" refers to the date when the court proposes to apply its mind to the dispute and frame issues, not the service date, and that the tenant had complied by depositing the arrears on 5 March 1984, before the court‑fixed hearing date of 12 April 1984. The Court also rejected the preliminary objection that the tenant had not approached the court with clean hands, noting that the handwritten additions were merely amplifications of the typed application. Consequently, the appeal was allowed, the lower‑court decree set aside and the suit dismissed.
Issues considered
- The proper construction of the term "first hearing" in the explanation to Section 20(4) of the U.P. Urban Buildings Act
- Whether the tenant complied with the requirement of depositing the entire arrears before the first hearing
- Whether the court can extend the time for deposit under Section 20(4)
- The relevance of the "clean hands" doctrine to the appellate discretion under Article 136
Legislation cited
- Code of Civil Procedure, 1908s. Order VIII, Rule I, s. Order V, Rule 1, s. Order V, Rule 5, s. Order XIV, Rule 3
- U.P. Urban Buildings (Regulation of Letting, Rent and Eviction) Act, 1972s. 20(4), s. 30(1), s. 38
Subjects
Judgment
A SIRAJ AHMAD SIDDIQUI
v.
SHRI PREM NATH KAPOOR
SEPTEMBER 13, 1993
B
[J.S. VERMA, M.M. PUNCHHI AND S.P. BHARUCHA, JJ.J
U.P. Urban Buildings (Regulation of Letting, Rent and Eviction) Act,
1972: Section 20 (4}-Explanation-Expression-'First hearing'-Scope of
C Code of Civil Procedure, 1908 : Order VIII, Rule I-Expression 'First
Hearing'-Scope of
The respondent-landlord filed a suit against the appellant-tenant for
ejectment and recovery of arrears of rent. On 20th January 1984 the Trial
D Court issued notice to the appellant directing him to file written statement
by 22nd February 1984 and also fixed 28th Ferbruary 1984 for framing the
issues. On 24th February 1984 the appellant made an application praying
for grant of time for filing the written statement and depositing the rent
stating that he had no knowledge of the suit before and had come to know
of it on that very day. He also sought a copy of the plaint stating that he
E had not been served with summons. The Trial Court cancelled the hearing
fixed for 28th February 1984 and deferred until 24th March, 1984 the date
for filing the written statement and until 12 April, 1984 the date for first
hearing. On 25th F(\bruary, 1984 the appellant deposited the rent in the
Court but on 2nd March, 1984 made another application stating that since
p he had not received a copy of the plaint and had inspected the record of
the case hurriedly, a mistake had occurred so that some part of the arrears
had not been deposited. Accordingly he prayed for further time to deposit
the same. The respondent opposed the application contending that under
Section 20(4) of the U.P. Urban Buildings (Regulation of Letting, Rent and
Eviction) Act, 1972, the entire amount of arrears had to be deposited on
G or before the first hearing and the court had no power to extend the time
but appellant's application was allowed without prejudice to the
respondent's objection. On 5th March, 1984 the appellant deposited the
balance amount of arrears. However, after hearing the argument, the Trial
Court held that he appellant was not entitled to the benefit of Section 20(4)
H and decreed the respondent's suit. The revision application filed by the
254
S.A. SIDDIQUI v. P.N. KAPOOR 255
appellant dismissed. A
In appeal to this court, a preliminary objection was raised on behalf
of the respondent-landlord that this Court should not exercise its discre-
tion under Article 136 in favour of the appellant-tenant because he had not
approached the Court with clean hands inasmuch as in his type-written
application dated 24th February he had not mentioned that he had not B
received a copy of the plaint but had subsequently made interpolations in
this regard by hand for securing the benefit of Section 20(4). On merits it
was contended that for the purpose of Section 20(4) the expression 'first
hearing' meant the first date for any step or proceedings mentioned in the
summons served on the defendant. c
On behalf of the appellant it was contended that by its order dated
24th February 1984 the Trial Court had not only cancelled the hearing
fixed for 28th February, 1984 but also had deferred until 24th March, 1984
the date for filing the written statement and until 12th April, 1984 the date
for the first hearing; and since he deposited the entire amount of the D
arrears on 5th March, 1984 he was entitled to the benefit of Section 20(4).
Allowing the appeal, this Court
HELD : 1. The appeal cannot be dismissed only upon the ground
E
that the appellant had not approached the court with clean hands for,
basically, two reason. In the type-written application it is mentioned that
the summons had not been served on the appellant and that he had not
refused to accept it. What was added by hand was that a copy of the plaint
relative to the summons had not been supplied. There was, therefore, only
an amplification in hand-writing of the averments already made in the F
type-written application. Secondly, each hand-written addition on the ap-
plication was flanked on either side by the initials of the advocate for the
appellant. [258-A-C]
2. The date of the first hearing cannot, plainly, be the date of service
of the summons. That is plain from the expression "first hearing" itself and G
from the meaning given to it in the Act. [260-F]
3. The "steps or proceedings mentioned in the summons" referred to
in the definition should be construed to be a step or proceeding to be taken
by the court for it is, after all, a "hearing" that is the subject matter of the H
256 SUPREME COURT REPORTS (1993) SUPP. 2 S.C.R.
A definition unless- there be something compelling in the said Act to indicate
otherwise; and in the Act there iS no such compelling provision. Further,
it is not possible to construe the expression 'first date for any step of
proceeding' to mean the step of filing the written statement, though the
date 'ror that purpOSC maY be mentioned in the summons, for the reason
that, it is permissible under the Code of Civil Procedure for the defendant
B to file a written statement even thereafter but prior to the first hearing
when the court takes up the case, since there is nothing in the said Act
which conflicts with the provisions of the Code in this behalf. Therefore,
the date of first bearing as defined in the Act is the date on which the court
proposes to apply its mind to determine the points in controversy between
C the parties to the suit and to frame issues, if necessary. [261·E·G]
4. In the circumstances, the date of first hearing in the instant case
is not therefore, 24 February, 1984 when the trial court passed orders on
the application of the appellant for time to file a written statement and
D . permission to deposit the full amount of the arrears. 24th February, 1984
was a date earlier than the date of hearing mentioned in the summons,
namely, 28th February 1984. The Trial Court gave to the appellant time
u&til 24th March, 1984 to file his written statement and deferred the date
of final bearing to 12th April, 1984, expressly cancelling the date 28th
February, 1984 given in the summons. Whether or not the provisions of
E section 20(4) of the said Act were complied with by the appellant must be
judged by the date of bearing so fixed. The full amount of the arrears were
deposited 'on 5th March, 1984; there was, therefore, compliance ·by the
appellant with the provisions'of Section 20(4) of the said Act prior to the
earliest date r.Xed by the court for the defendant to take the first step in
the suit: (263-B·D]
F
. -- Sri Nath Agarwal v. Sri Nath, (1983) 2 Allahabad Rent Cases 422;
referred to. ' ·
CIVIL APPELLATE JURISDICTION : Civil Appeal No. 4924 of
G 1993.
From the Judgment and Order dated 21.5.93 of the Allahabad High
Court in C.R. No. 366/90.
Arnn Jaitley, Abbay Singh, D.R.Roy and M.P. Shorawala for the
H Appellant. ,
__,
'
S.A. SIDDIQUI v. P.N. KAPOOR [BHARUCHA, J.] 257
S.N. Singh, RN. Sharma, T.N. Singh and H.L. Srivastava for the A
Respondent.
The Judgment of the Court was delivered by
BHARUCHA, J. Special leave to appeal granted.
B
This appeal impugns the judgment and order passed by a learned
Single Judge of the Allahabad High Court in its civil revisional jurisdiction.
Thereby the revision application filed by the appellant was dismissed but
it was ordered that, subject to compliance with certain conditions, the
appellant should not be evicted from the shop in suit for a period of four C
months.
Briefly stated, the facts are that the respondent, the landlord of the
shop in suit, filed against the appellant, its tenant a suit for ejectment and
for recovery of rent which was alleged to be in arrears since 1st November,
1980. The appellant contested the correctness of the averments in the D
plaint. He also claimed the benefit of Section 20(4) of the U.P. Ur~an
Buildings (Regulation of Letting, Rent & Eviction) Act, 1972 (hereinaHer
referred to as the said Act). The trial court, after evidence was recorded
and arguments heard, found that the appellant was not entitled to the
benefit of Section 20(4) of the said Act and decreed the suit. The revision E
application filed by the appellant was, as aforesaid, dismissed.
Learned counsel for the respondent raised a preliminary objection
before us. He submitted that the appellant had no approached the court
with clean hands and that, therefore, we should not exercise in his favour
the discretion under Article 136. The submission that the appellant had not F
approached the court with clean hands was based upon the findings of the
trial court, affirmed by the High Court, that when the defendant had
appeared before the trial court and made an application for time for filing
a written statement and permission to deposit the arrears of rent under
Section 20(4) for the said Act, it had not been stated that a copy of the
plaint had not been received by the defendant. Upon the type-written G
application interpolations in this behalf had been made by hand. To the
trial court the interpolations did not spite to be genuine additions made in
the course of preparation of the application or its presentation before the
court but were in the nature of interpolations made for securing the benefit
of Section 20(4) of the said Act "somehow or the other". H
258 SUPREME COURT REPORTS (1993) SUPP. 2 S.C.R.
A A_ photo copy of the application has been placed before us at out
instance. We are not inclined to dismiss the appeal only the ground that
the appellant had nat approached the court within clean hands for, basi-
cally, two reasons. In the type-written application it is mentioned that the
summons had not been served on the appellant and that he had not refused
to accept it. What was added by hand was that a copy of the plaint relative
B to the summons had not been supplied. It was averred in the application,
as typed, that the defendant had not cone to know of the suit filed against
him prior to 4th February, 1984, which was the date of the application, and
in hand-writing what was added was that the appellant had only just come
to know about the suit and was depositing the entire amount of arrears.
c There was, therefore only an amplification in hand-writing of the averments
already made in the type-written application Secondly, we find that each
hand-written addition on the application is flanked on either side by initials
and these initials are stated at the Bar to be of the advocate of the appellant
before the trial court.
D To turn now to the merits, we must notice, first the provisions of
Section 20(4) of the said Act. It reads, so far as it is relevant, thus:
"(4) In any suit for eviction on the ground mentioned in clause(a)
of sub-section (2), if at the first hearing of the suit the tenant
E unconditionally pays or tenders to the landlord or deposits in Court
the entire amount of rent and damages for use and occupation if
the building due from him (such damages for use and occupation
being calculated at the same rate as rent) together with interest
thereon at the rate of nine per cent annum and the londlord's costs
of the suit in respect thereof, after deducting therefrom any amount
F already deposited by the tenant under sub-section (1) of Section
30, the Court may, in lieu of passing a decree for eviction on that
ground, pass an order relieving the tenant against his liability for
eviction on that ground:
G Explanation - For the purposes of this sub-section -
(a) the expression 'first hearing' means the first date for any step
or proceedings mentioned in the summons served on the
defendant;"
H The trial court passed an order on 20th January, 1984, on receipt of
S.A. SIDDIQUI v. P.N. KAPOOR [BHARUCHA, J.] 259
the record of the suit from the court of the District Judge with orders to A
register the same, directing that notice be issued to the appellant requiring
him to file a written statement by 22nd February, 1984 and fixing 28th
february, 1984 for the framing of issues. On 22nd February, 1984 the trial
court noted than the acknowledgment of the summons sent by registered
post to the appellant had not been received and directed that the matter B
should stand over till the date fixed for the framing of issues. On 24th
February, 1984 the appellant made to the trial court the application herein-
before referred to. He averred that he had not been served with the
summons nor had he refused to receive the same. He had come to know
of the suit on that very day when the advocate for the respondent had asked
him for how long he was not going to attend the hearing. He than instructed C
his advocate to inspect the file and in this manner came to know of the
suit. He also came to know that the summons had been returned as having
been refused by him, which was false. Since the appellant had no
knowledge about the suit before that day it was submitted that he should·
be given a suitable date for filing his written statement and for the deposit D
of all the arrears claimed from him. The appellant also sought a copy of
the plaint. The application was supported by an affidavit. On the same date,
that is, 24th February, 1984. The trial court noted that the application
supported by an affidavit, had been filed the prayer for grant of time for
filing of the written statement and permission to deposit the full amount
of the debt. It ordered thus : E
"Heard. Let the amount be deposited without prejudice to the
rights of the party. For time to file W.S. the defdt. may file W.S.
within a month of payment of Rs.15 as costs. Fix 12.4.84 for F.H.
The date for 28.2.84 is cancelled. Inform."
F
The appellant made a deposit in the trial court of Rs. 11,000 on 25th
February, 1984. On 2nd March, 1984 the appellant made a further applica-
tion that, since he had not received the copy of the plaint and the record
of the case had been inspected very hurriedly, a mistake had occured so
that some part of the arrears had not been deposited. He prayed that he G
should be allowed to deposit the same. The application was opposed on
the ground that, under Section 20( 4) of the said Act, the entire amount of
the arrears had to be deposited on or before the first hearing and the court
had no power to extend the time or to grant the permission that was sought.
The application dated 2nd March, 1984 was allowed without prejudice to H
260 SUPREME COURT REPORTS [1993] SUPP. 2 S.C.R.
A the respondents objection. On 5th March, 1984 the appellant deposited the
sum of Rs. 1,205 which, admittedly, made the aggregate deposit of Rs.
12,205 more than the amount in arrears.
Mr. Arun Jaitley, learned counsel for the appellant, submitted that,
by virtue of the order dated 24th February, 1984, the trial .court had
B deferred until 24th March, 1984 the date for filing the written statement
and until 12th April, 1984 the date for the first hearing. The order expressly
cancelled the hearing fixed in the summons on 28th February, 1984. The
deposit of the entire amount of the arrears having been completed on 5th
March 1984, the appellant was entitled to the benefit of Section 20(4) of
C the said Act and, consequently, the order of eviction made against him was
erroneous. It was submitted that the judgment of the learned Single Judge
of the Allahabad High Court in the case of Sri Nath Agarwal v. Sri Nath,
1983(2) Allahabad Rent Cases 422, which was relied upon by the trial court
and the High Court, supported the case of the appellant.
D Learned counsel for the respondent drop attention to the provisions
of Section 20(4) of the said Act and laid emphasis upon the Explanation
thereto which said that for the purpose of this sub-section the expression
"first hearing" meant the first date for any step or proceedings mentioned
in the summons served on the defendant. In his submission, the date of
E first hearing was the date of the service of the summons on the appellant,
which, in the instant case, had to be presumed since the summons had been
returned by the postal authorities with the remark "Refused". We do not
question the latter part of the submission but, in our view, the date of the
first hearing cannot, plainly, be the date of service of the summons. That
is plain from the expression "first hearing" itself and from the meaning given
F to it in the said Act.
In the alternative, learned counsel for the respondent submitted that
the date of first hearing was 24th February, 1984 because that was the date
of the hearing at which the court had made the order quoted above.
G A few provisions of the said Act and of the Code of Civil Procedure,
1908, need to be examined. Section 38 of the said Act states that the
provisions thereof would have effect notwithstanding anything inconsistent
therewith contained in the Code. Order V, Rule 1 of the Code states that
when a suit has been duly instituted· summons may be issued to the
H defendant to appear and answer the claim on a day to be therein specified,
S.A. SIDDIQUI v. P.N. KAPOOR [BHARUCHA, J.] 261
provided that no summons need be issued when the defendant has ap- A
peared at the presentation of the plaint and admitted the plaintiff's Claim.
Where the summons is issued the court may direct the defendant to file a
written statement on the date of his appearance and cause an entry to that
effect to be made in the summon. Order V, rule 5 provides that in every
suit heard by a Court of Small Causes (which the trial court was) the B
summons shall be for the final disposal of the suit. Order VIII, Rule I of
the Code uses the expression first hearing and it says that the defendant
shall on or before the first hearing or within such time as the court may
permit present written statement of his defence. The court is called upon
to frame issues under rhe provisions of Order XIV, Rule 3 on the basis of
the pleadings and documents of either party to the suit. C
The date of first hearing of a suit under the Code is ordinarily
understood to be the date on which the court proposes to apply its mind
to the contentions in the pleadings of the parties to the suit and in the
documents filed by them for the purpose of framing the issues to be D
decided in the suit. Does the definition of the expression 'first hearing' for
the purposes of Section 20(4) mean something different? The "step or
proceedings mentioned in the summons" referred to in the c'<>finition
should we think, be construed to be a step or proceeding to be taken by
the court for it is, after all, a "hearing" that is the subject matter of the
definition, unless there be something compelling in the said Act to indicate E
otherwise; and we do not find in the said Act any such compelling
provision. Further, it is not possible to construe the expression "first date
for any step or proceeding" to mean the step of filing the written statement,
though the date for that purpose may be mentioned in the summons, for
the reason that, as set out earlier, it is permissible under the Code for the F
defendant to file a written statement even thereafter but prior to the first
hearing when the court takes up the case, since there is nothing in the said
Act which conflicts with the provisions of the Code in this behalf. We are
of the view, therefore, that the date of first hearing as defip.ed in the said
Act is the date on which the court proposes to apply its mind to determine
the points in controversy between the parties to the suit and to frame G
issues, if necessary.
We must now consider the judgment of the Allahabad High Court
in Sri Nath Aggarwal's case from which support has bt'en derived in the
judgment of the trial court and the High Court and which the appellant H
262 SUPREME COURT REPORTS (1993J SUPP. 2 S.C.R.
A claims is, in fact, in his favour. In the court below the case of the defendant
therein was that since he had deposited the entire amount before the first
date of hearing he was entitled to the protection of Section 20(4) of the
said Act, but this contention was rejected and the defendant filed a revision
application before the High Court. It was argued on his behalf that,
B admittedly, no summons had been issued and, therefore, he had not been
given the opportunity of taking the benefit of Section 20(4) of the said Act
by depositing the requisite monies on or before the first date of hearing.
The defendant had, admittedly, deposited the entire amount due from him
on 24th October, 1978, whir:h was the first date when the court applied its
mind and this should be treated as the date of the hearing of the suit. Prior
C to this date no other date had been fixed for the hearing of the suit. Notice
was taken of the provisions of Section 20(4) of the said Act and the
Explanation thereto defining the expression first hearing. The High Court
said that if the defendant appears before the court after the registration of
the suit and he is informed about the nature of the claim and the date,
D fixed for reply thereto, the defendant must be deemed to have waived the
right to the summons served on him. The same legal position would arise
when a defendant suo moto appreared before the court before the actual
service of the summons. In such a case,· if some date was fixed for filing
the written statement or for the hearing of the suit it would be too technical
to hold that service of the summons in the ordinary course was till required
E and that further proceedings in the suit would take place only thereafter.
The High Court concluded (in para 10) by holding that when the order
was passed on 11th September, 19--78 in the presence of counsel for the
defendant fixing the date for filing of the written statement and the date
for the final hearing, the summons was issued and served on the defendant
F within the me'!lling of the Explanation to Section 20(4) of the said Act on
that day. Since 11th September, 1978 was the date when the summons was
so served and one month's time was allowed for filing the written state-
ment, though it might be the date for the taking of a step by the defendant,
the defendant should have complied with the provisions of Section 20(4)
of the said Act by that date. This had not been done. The rent had been
G deposited only thereafter. In those circumstances, it was held that the
defendant could not avail of the advantage of Section 20(4) and was liable
to be ejected.
We are in agreement with the ratio of the judgment in so far as it
H says that when time is fixed by the court for the filing of the written
S.A. SIDDIQUI v. P.N. KAPOOR [BHARUCHA, J.] 263
statement and the hearing, these dates bind the defendant, regardless of A
the service of the summons, and compliance with the provisions of Section
20(4) of the said Act must be judged upon the basis of the dates so fixed.
The date of first hearing in the instant case is not, therefore, 24th
February, 1984 when the trial court passed orders on the application of the
appellant for time to file a written statement and permission to deposit the B
full amount of the arrears. The contention of learned counsel for the
respondents to this effect mU;st be rejected. Now, 24th February, 1984 was
a date earlier than the date of hearing mentioned in the summons, namely,
28th February, 1984. The trial court gave to the appellant time until 24th
March, 1984 to file his written statement and deferred the date of final C
hearing to 12th April, 1984, expressly cancelling the date 28th February,
1984 given in the summons. In our view, whether or not the provisions of
section 20(4) of the said Act were complied with by the appellant must be
judged by the date of hearing so fixed. Th~ full amount of the arrears were
deposited on 5th March, 1984; there was, therefore, compliance by the
appellant with the provisions of Section 20(4) of the said Act prior to the D
earliest date fixed by the court for the defendant to take the first step in
the suit.
In the result, the appeal is allowed. The judgment and order under
appeal and the judgment and decree of the 8th Additional District Judge, E
Varanasi, passed on 28th April, 1990 are set aside and the suit filed by the
respondent is dismissed. There shall be no order as to costs.
)
We have told the dimensions of the shop in suit and the present rent
thereof. We think that the amount of the rent should be increased. Mr.
Arnn Jaitley, learned counsel for the appellant, immediately agreed and F
left it to the court to fix the amount it thought reasonable. Learned counsel
for the respondent was unable to respond to this offer without taking
instructions. We think it appropriate that the appellant should pay to the
respondent a higher rent determined by agreement between them, failing
which as determined under the statute.
G
T.N.A. Appeal allowed.
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