RAJENDRA KUMAR AGRAWALversusSTATE OF U.P. & ORS.
- Citation
- 2014 INSC 671
- Decided
- 23 September 2014
- Disposal
- Disposed off
Holding
The power to relax the minimum service requirement under Regulation 20 of the U.P. Avas Evam Vikas Parishad Regulations was validly exercised and did not constitute a retrospective amendment, so the High Court’s order was set aside.
Summary
The case concerned the selection for the vacant post of Chief Engineer in the U.P. Avas Evam Vikas Parishad. After a prior Supreme Court judgment removed a status‑quo on promotion, the Parishad, following the State Government’s advice, relaxed the five‑year service requirement under Regulation 20 to include additional candidates, including the appellant Rajendra Kumar Agrawal. Two writ petitions challenged this relaxation, alleging retrospective amendment of eligibility rules and malafide intent to favour the appellant. The Supreme Court held that the power to relax eligibility criteria was expressly provided in Regulation 20, had always been available, and was exercised to broaden the pool of merit‑worthy candidates, not to benefit any individual. Consequently, the High Court’s finding of retrospective amendment and impropriety was set aside, and the Parishad was directed to complete the regular promotion process within eight weeks. The appeal by Rajendra Kumar Agrawal was allowed and the appeal by Narsingh Prasad dismissed.
Issues considered
- The validity of exercising the power to relax the minimum service requirement under Regulation 20 after the selection process had ostensibly begun
- Whether such relaxation amounts to a retrospective amendment of the eligibility rules
- Whether the relaxation was exercised with malafide intent to favour a particular candidate
Subjects
Judgment
[2014] 12 S.C.R. 87
RAJENDRA 'KUMAR AGRAWAL A
v.
STATE OF U.P. & ORS.
(Civil Appeal Nos. 9091-9092 of 2014)
SEPTEMBER 23, 2014 B
[FAKKIR MOHAMED IBRAHIM KALIFULLA AND
SHIVA KIRTI SINGH, JJ.]
SeNice Law:
c
U.P. Avas Evam Vikas Parishad (Appointment and
Conditions of SeNice of Chief Engineer) Regulations, 1990
- Selection - Vacant post of Chief Engineer - Selection
process for regular promotion from the post of Superintendent
Engineer - Power to relax the qualification as to minimum D
length of seNice under Reg. 20 - Permissibility of - Held:
On facts, the power of relaxation under the Regulations was
always available and has been exercised in a manner which
does not call for any interference - Order of High Court that
it amounts to retrospective amendment of rules of eligibility E
after the selection process has begun and that it was for
dubious reasons only to accommodate the appellant cannot
be accepted - Direction to the Parishad and the State
Government to expedite the process of selection - U.P.
Eligibility List Rules 1986 - r. 4. F.
Disposing of the appeals, the Court
HELD: 1.1. After the judgment of this Court dated
27.4.12 in the case of U.P. Power Corporation Ltd. v.
Rajesh Kumar & Ors. there was no impediment in the G ~
way of the Parishad in proceeding with regular selection
~
for filling up the vacant post of Chief Engineer in a regular
manner. This Court had directed for making officiating
arrangement by selecting a suitable Superintending
87 H
88 SUPREME COURT REPORTS (2014) 12 S.C.R.
A Engineer to hold additional charge of the post of Chief
Engineer only on account of order of status quo qua the
process of regular promotion in pending civil appeals.
The Parishad committed an act of impropriety in not
bringing the subsequent vacation of status quo order on
B account of disposal of pending civil appeals on 27.4.2012
and in not seeking formal permission of this Court to fill
up the post of Chief Engineer on regular basis. However,
now it would not be proper to direct the Parishad to fill
up the vacancy only on officiating basis. [Para 8) [96-D-
C H; 97-A]
1.2. Rule 4 of the U.P. Eligibility List Rules 1986
shows that the power of relaxation available to the
concerned authority under different service rules for
filling a post by promotion ha.s been sought to be
D regulated with a condition that prescribed minimum
length of service may be suitably relaxed up to the
prescribed extent if the required number of eligible
persons are not available in the field of eligibility. The
Parishad acted as per letter of the State Government and
E granted relaxation to the extent permissible although this
exercise could result in enlargi6g the zone of
consideration only to six candidates.[Para 19) [104-D-E;
105-8-C] •
F 1.3. The process for selection of suitable candidate
for regular promotion to the post of Chief Engineer could
not be initiated due to pendency of civil appeals in which
order of status quo was operating qua regular promotion.
For that very reason even by order dated 27.3.2012 this
G Court directed to undertake elaborate process of
selection but only for making officiating arrangement by
conferring additional charge for the post in question on
the selected candidate. It was only after said impediment
got removed on account of judgment in the pending civiL,
appeals on 27.4.2012 that the concerned authorities got
H liberty to initiate the selection process for regular
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 89
promotion. Thus, the High Court erred in holding that the A
selection process for regular promotion to the post of
Chief Engineer had already commenced. The
. Government was yet to constitute a proper Committee
and the list of eligible candidates was also not finalized
till the issue of relaxation was taken up as per directions B
of the State Government. The High Court mistook the
process for making officiating arrangement as the
process for selection for filling up the post on regular
basis. [Para 20] [105-F-H; 106-A, E-G]
1.4. The pleadings in the writ petition show that no
c
·factual malafide was alleged against any person in
authority nor such authority was impleaded by name. In
'>
absence of impleadment of any member of the parishiid
or any of the officers of the State Government by name
and merely on vague or bald assertions no case of D
malafide could be made out so as to invalidate the
decisions taken by the parishad for exercise of power of
relaxation. [Para 21] [107-A-C] ·
1.5. The exercise of power of relaxation appears to E
be in the interest of Parishad because the post of Chief
Engineer, is a single post of considerable importance.
The enlargement of zone of consideration with addition
of relatively senior persons would only benefit the public
cause by enabHng selection of most meritorious person F
from a larger group of eligible persons. Hence, the High
Court erred in inferring that the relaxation was for some
dubious reasons or to benefit the appellant. The judgment
and order of the High Court are set aside by holding that
the power of relaxation under the Regulations was always G
available and has been exercised in a manner which
does not call for any interference. The Parishad and the
State Government is directed to expedite the process of
selection of the most suitable candidate out of the eligible
H
90 SUPREME COURT REPORTS [2014] 12 S.C.R.
A candidates and fill up the vacant post of Chief Engineer
in the Parishad. [Para 23, 25] [108-C-E, G-H; 109-A]
M. Nagaraj v. Union of India 2006 (7) Suppl. SCR 336
: (2006) 8 SCC 212; J.C. Yadav & Ors. v. State of Haryana
B & Ors.1990 ( 2) SCR 470: (1990) 2 SCC 189; Sandeep
Kumar Sharma v. State of Punjab & Ors.1997 ( 2) SCR
=
405 (1997) 10 SCC 298; Ashok Kumar Uppal & Ors. v.
State of J&K & Ors. 1998 (1) SCR 164: (1998) 4 SCC 179;
State of Gujarat & Ors. v. Arvindkumar T. Tiwari & Anr. 2012
(7) SCR 1072: (2012) 9 SCC 545; Y. V. Rangaiah & Ors. etc.
C v. J. Sreenivasa Rao & Ors. etc. (1983) 3 SCC 284; B.L.
Gupta & Anr. v. M.C.D. (1998) 9 SCC 223; Mohd. Raisu/
Islam & Ors. v. Gokul Mohan Hazarika & Ors. 2010 (7)
SCR 732: (2010)-7 SCC 560; State of Orissa & Anr. v.
Mamata Mohanty 2011 (2) SCR 704 : (2011) 3 SCC 436;
D State of Bihar & Anr. v. P.P. Sharma, /AS & Anr.1991 (2)
SCR 1: 1992 Supp.(1) SCC 222; M. V. Thimmaiah & Ors.
v. U.P. Public Service Commission & Ors. 2007 (13)
SCR 624":(2008) 2 SCC 119; Jasbir Singh Chhabra & Ors.
v. State of Punjab & Ors. (2010) 4 SCC 192; R.S. Garg v.
E State of U.P. & Ors. 2006 (4) Suppl. SCR 120 : (2006) 6
sec 430 - referred to.
Case Law Reference:
2006 (7) Suppl. SCR 336 Referred to Para 5
F
1990 (2) SCR 470 Referred to Para 11
1997 (2) SCR 405 Referred to Para 11
1998 (1) SCR 164 Referred to Para 11
G 2012 (7) SCR 1072 Referred to Para 11
(1983) 3 sec 284 Referred to Para 14
(1998) 9 sec 223 Referred to Para 14
H 2010 (7) SCR 732 Referred to Para 14
'
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 91
2011 (2) SCR 704 Referred to Para 14 A
1991 (2) SCR 1 Referred to Para 21
2007 (13) SCR 624 Referred to Para 21
(201 o) 4 sec 192 Referred to Para 21
B
2006 (4) Suppl. SCR 120 Referred to Para 22
CIVIL APPELLATE JURISDICTION : Civil Appeal Nos.
9091-9092 of 2014.
From the Judgment & Order dated 08.10.2012 of the High C
Court of Judicature at Allahabad, Lucknow Bench in Writ
Petition No. 1183 (S/B) and 1264 (S/B) of 2012.
WITH
D
C.A. No. 9093 of 2014
S.B. Upadhyay, Kailash Vasdev, lrshad Ahmad, AAG,
Nikhil Majithia, Subhasish Bhowmick, Rameshwar Prasad
Goyal, Praveen Chauhan, Yash Prakash, Gaurav Agarwal,
Kaustav Pathak, Abhisth Kumar, Dinesh Kumar Garg, E
Dhananjay Garg, Vishwajit Singh, Abhindra Maheshwari,
Umrao Singh Rawat for the appearing parties.
The Judgment of the Court was delivered by
SHIVA KIRTI SINGH, J. 1. Leave granted. F
2. These appeals arise out of a common judgment of
Division Bench of High Court, Allahabad, Lucknow Bench
dated 08.10.2012, hence they have been heard together and
will be governed by this common judgment. G
3. The appellants as well as the private respondents are
Superintending Engineers in the service of U.P. Avas Evam
Vikas Parishad (for brevity, 'the Parishad'). The appellants are
arrayed amongst respondents in the appeal filed by the others H
92 SUPREME COURT REPORTS [2014] 12 S.C.R.
A whereas one Anil Kumar Jain, another Superintending
Engineer whose Writ Petition bearing No.1276(SB) of 2012
was also allowed by the common judgment under appeal has
also been arrayed as a respondent on account of his
application for impleadment being allowed by this Court.
B
4. The appellants as well as the private contesting
respondents are aspirants for the single post of Chief Engineer
in the Parishad which fell vacant in January 2011. Thereafter,
although Narsingh Prasad was junior to many others, he was
C handed over officiating charge of the post of Chief Engineer
on 30.9.2011. Anil Kumar Jain moved the High Court and a
,Division Bench quashed the order dated 30.9.2011 and
directed for regular promotion. Narsingh Prasad preferred Civil
Appeal No.3153 of 2012 which was allowed to a limited extent
on March 27, 2012. This Court in paragraph 8 of the order
D noticed that certain appeals were pending in which order of
status quo relating to promotional posts had been passed. On
that account, this Court found that no regular promotion could
take place and hence the order of the High Court was
untenable. This Court in such circumstances directed that the
E Selection Committee be constituted by the Board within four
weeks which shall consider the suitability of all the eligible
candidates for holding the additional charge of the post of the
Chief Engineer. The Parishad was allowed by this Court to
choose someone to hold the officiating charge qua the post of
F Chief Engineer but it was made clear that such decision in
favour of any candidate would not enure to his benefit at the
time of consideration for regular appointment.
5. For some reasons no selection could be made within
G the time granted by this Court for making the officiating
arrangement but in the meanwhile Civil Appeal bearing
No.2608 of 2011 (U.P. Power Corporation Ltd. v. Rajesh
Kumar & Ors.) with other connected appeals, came to be finally
decided by judgment dated April 27, 2012 reported in (2012)
7 SCC 1. By that judgment, this Court declared the relevant
H
RAJENDRA KUMAR AGRAWAL: v. STATE OF U.P. 93
[SHIVA KIRTI SINGH, J.]
provisions in the Act and the Rules providing for reservation in A
matters of promotion to be ultra vires being in teeth of the
dictum in the case of M. Nagaraj v. Union of India (2006) 8
SCC 212. In paragraph 87 of the judgment it was clarified that
promotions that had been already given without the aid or
assistance of the relevant provision in the U. P. Public Services B
(Reservation for Scheduled Castes, Scheduled Tribes and
Other Backward Classes) Act, 1994 and the U.P. Government
Servants Seniority Rules, 1991 which had been declared ultra
vires shall remain undisturbed. Thus, within one month of the
order of this Court dated March 27, 2012, the only impediment c
in filling up the post of Chief Engineer by regular promotion
became non-existent and, therefore, the Parishad on 14.6.2012
issued a letter to the State Government urging for suitable steps
for regular appointment to the vacant post of Chief Engineer.
Before receipt of reply from the State Government, the 0
Parishad's application for extension of four weeks' time fixed
by order dated 27.3.2012 came up for orders of this C9urt
which extended the time period on 20.7.2012 by one month.
The State Government vide letter dated 27.7.2012 noticed the
eligibility list of officers submitted by the Parishad and after E
noticing that only two officers of civil cadre and one officer of
electrical/mechanical cadre fulfilled the prescribed eligibility of
five years' experience on the post of Superintending Engineer,
accepted the advice by the Public Sector Department for grant
of relaxation in the qualifying experience of five years under the
provisions of Regulation 20 of the U.P. Avas Evam Vikas F
Parishad (Appointment and Conditions of Service of Chief
Engineer) Regulations, 1990 (for short, 'the Regulations'].
6. On 04.8.2012, the Parishad constituted a Selection
Committee for selecting the most eligible candidate to hold the G
additional charge of Chief Engineer. The Selection Committee
in its meeting held on 06.8.2012 came to the opinion that since
there was no longer any legal impediment in proceeding with
regular selection for regular promotion to the post of Chief
Engineer, the Parishad should take a decision in that reg<1;rd H
94 SUPREME COURT REPORTS [2014] ·12 S.C.R.
A and State Government be moved to constitute a Selection
Committee for that purpose which is required to be headed by
the Chief Secretary of the State. Appellant Rajendra Kumar
Agrawal approached the High Court by way of writ petition
bearing W.P.(S/B)No.1183/2012 claiming the officiating charge
B of Chief Engineer as the senior most eligible person and a
direction against continuation of Housing Commissioner on the
said post in officiating capacity. On 23.8.2012 the Parishad
considered the recommendations of the Selection Committee
and decided to relax the eligibility criteria of five years'
c experience to 3% years including the probation period of two
years in the light of U.P. Government Servants Relaxation in
Qualifying Service for Promotion Rules, 2006 (for brevity, 'Rules
of 2006'). The decision of the Board granting relaxation of 1%
years under the provisions of Rule 20 of the Regulations was
taken after considering details of nine Superintending
0
Engineers in which Anil Kumar Jain of Electrical/Mechanical
cadre occupied seniority position no.1 followed by Rajendra
Kumar Agrawal at serial no.14 with experience of 4 years 3
months; Mathura Prasad Vaish at no.15 with experience of 3
years 7 months; and Umesh Mittal at serial no.16 with
E experience of 3 years 7 months. Three other Superintending
Engineers Gyanendra Singh, Jai Kant and Santram at seniority
nos.21, 22 and 83 respectively had zero or very little length of
experience whereas Narsingh Prasad, seniority position no.84
and Pravender Kumar, seniority position no.88 had experience
F of 7 years or more. The experience of the concerned
Superintending Engineers was calculated as on 01.1.2012 in
the light of Regulation 5 which requires length of service to be
reckoned as on January 1st of the year in which the selection
is made. On account of relaxation in the requirecj experience
G of five years by 1% years, three senior Superintending
Engineers, Rajendra Kumar Agrawal, Mathura Prasad Vaish
and Umesh Mittal came in the eligibility zone which earlier
included only three others who were at seniority position no.1
belonging to Electrical/Mechanical cadre and seniority position
H nos.84 and 88 belonging to Civil cadre. The aforesaid decision
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 95
[SHIVA KIRTI SINGH, J.]
of relaxation was communicated to the State Government by A
letter dated 24.8.2012 for taking immediate action for selection
to the post of Chief Engineer in accordance with the rules.
7. The letter dated 24.8.2012 as well as decision of the
Parishad dated 23.8.2012 were challenged by Narsingh
8
Prasad through Writ Petition (S/B)No.1264 of 2012. He
contended that the decision to make regular promotion was in
violation of the orders of this Court particularly order dated
27.3.2012, it also amounted to retrospective amendment of
eligibility criteria when the selection process was already under C
way and that such decisions were only with a view to benefit
Rajendra Kumar Agrawal for political reasons. Another writ
petition filed by Anil Kumar Jain bearing W.P. No.1276 (S/B)
of 2012 was also directed against the same very decisions as
challenged by Narsingh Prasad. The 4th writ petition decided
by the common order was W.P.No.1207 (S/B) of2012 filed by D
one Gyanendra Singh who had not been promoted then as a
Superintending Engineer but wanted his experience as an
officiating Superintending Engineer to be counted for promotion.
That was negated by the High Court and he has not chosen to
appeal against rejection of his claim. By the common impugned E
order, the High Court dismissed the writ petition of Rajendra
Kumar Agrawal and allowed those filed by Narsingh Prasad
and Anil Kumar Jain. Since Anil Kumar Jain had not impleaded
Rajendra Kumar Agrawal in his writ petition, therefore, the latter
preferred only two Special Leave Petitions - one against F
dismissal of his writ petition and the other against relief granted
to Narsingh Prasad. However, subsequently Anil Kr. Jain has
been impleaded in these appeals on his own request and
hence the entire common judgment is under question in
presence of all the parties and this Court is now called upon to G
examine the following two main questions:
(1) Whether the Parishad should be allowed, as
pleaded by it, to proceed with making regular
promotion to the vacant post of Chief Engineer in
H
96 SUPREME COURT REPORTS [2014) 12 S.C.R.
A the light of subsequent judgment of this Court dated
27.4.2012 in the case of U.P. Power Corporation
v. Rajesh Kumar & Ors. (supra) or as held by the
High Court it be directed to fill up that vacancy only
on officiating basis in purported compliance of
B order of this Court dated March 27, 2012?
(2) Whether the decision of the Parishad in compliance
with request of the State Government, to relax the
minimum qualifying experience of five years in
exercise of power under Regulation 20 is bad in
c law for the reasons assigned by the High Court that
it amounts to retrospective amendment of rules of
eligibility after the selection process has begun and
that it is for dubious reasons only to accommodate
Rajendra Kumar Agrawal?
D
8. With regard to the first question, we have no hesitation
in holding that after the judgment of this Court dated April 27,
2012 in the case of U.P. Power Corporation Ltd. v. Rajesh
Kumar & Ors, (supra) there was no impediment in the way of
E the Parishad in proceeding with regular selection for filling up
the vacant post of Chief Engineer in a regular manner. This
Court had directed for making officiating arrangement by
selecting a suitable Superintending Engineer to hold additional
charge of the post of Chief Engineer only on account of order
F of status quo qua the process of regular promotion in pending
civil appeals that were finally disposed of on April 27, 2012.
Thereafter, the Parishad would have only wasted time and
resources in making officiating arrangement after going through
elaborate procedure of selection. There can be no doubt that
G the Parishad committed an act of impropriety in not bringing
the subsequent vacation of status quo order on account of
disposal of pending civil appeals on 27.4.2012 and in not
seeking formal permission of this Court to fill up the post of
Chief Engineer on regular basis. However, now when the full
facts are before this Court, it would not be proper to direct the
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 97
[SHIVA KIRTI SINGH, J.]
Parishad to fill up the vacancy only on officiating basis. Question A
no.1 is answered accordingly.
9. So far as Question no.2 is concerned, in the light of
answer to Question no.1, only two grounds which weighed with
the High Court require our attention. The High Court accepted 8
the contentions advanced on behalf of Narsingh Prasad that the·
impugned actions of the Parishad amounted to retrospective
amendment of eligibility criteria after the selection process had
commenced and that such decisions were taken only to benefit
Rajendra Kumar Agrawal for political or dubious reasons.
c
10. Before adverting to the rival submissions, it will be
useful to extract relevant Regulations 5 and 20 of the
Regulations which are as follows :
"5. Source of appointment - Appointment to the post of o
Chief Engineer and other equivalent posts as may be
specified in the cadre of the Service shall be made by
promotion in the manner laid down in these Regulations
from amongst the Superintending Engineers who have
completed not less than five years of service as E
Superintending Engineer as on January 1st of the year in
which the selection is made;
F
20. Relaxation - (1) If the Board is satisfied that the
operation of any regulation regarding the conditions of
service of persons appointed to the service causes undue
hardship in any particular case, they may, notwithstanding G
anything contained in the regulations, applicable to his
case, by order, dispense with ............................. or
relax the requirement of that regulation to such extent and
subject to such conditions as they may consider necessary
for dealing with the case in a just and equitable manner.
H
98 SUPREME COURT REPORTS [2014] 12 S.C.R.
A (2) When, in the opinion of the Board, or under the general
or specific orders of the State Government it appears
necessary to do so, the Board may make any appointment
or appointments to the service otherwise than in
accordance with these regulations, or in partial relaxation
B of any or some of the regulations and in case of any
appointment which is not in strict accord with these
regulations, the Board shall be deemed to have made the
appointment(s) in relaxation of these regulations."
11. Learned counsel for the appellant - Rajendra Kumar
C Agrawal - Mr. Nikhil Majithia has relied upon large number of
judgments of this Court in support of his contention that neither
of the grounds have any merit. According to him, the power to
relax the eligibility criteria .was already available under
Regulation 20 of the Regulations and, therefore, it was a
D mistake on the part of the High Court in relying upon various
judgments which lay down a principle that retrospective
amendment of the rules relating to selection is impermissible
once the selection process has been initiated. In other words,
the submission is that in the present case it is a misconception
E that there has been any amendment much less a retrospective
amendment of the policy decision or the rules governing the
selection process. According to him, the power of relaxation
as available in Regulation 20 is to be found in many other rules
governing different services. With a view to mitigate undue
F hardship or to meet a particular situation, it may be validly
exercised in a situation where requisite qualified persons may
not be available for selection and appointment. In such
situations, the Government, in exercise of its powers to relax
requirement of rules, may issue an order relaxing any particular
G rule or rules with a view to avail the services of requisite officers.
In support of these submissions reliance has been placed upon
judgments of this Court in the case of (1) J.C. Yadav & Ors.
v. State of Haryana & Ors. (1990) 2 SCC 189; (2) Sandeep
Kumar Sharma v. State of Punjab & Ors. (1997) 10 SCC
H 298;, (3) Ashok Kumar Uppal & Ors. v. State of J&K & Ors.
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 99
[SHIVA KIRTI SINGH, J.]
(1998) 4 SCC 179; and (4) State of Gujarat & Ors. v. A
Arvindkumar T. Tiwari & Anr. (2012) 9 SCC 545.
12. For the purpose at hand, it is useful to refer to
paragraph 6 of the judgment in the case of J.C. Yadav (supra).
It runs as follows : B
"6. The rule confers power on the government to dispense
with or to relax the requirement of any of the rules to the
extent and with such conditions as it may consider
necessary for dealing with the case in a just and equitable
manner. The object and purpose of conferring this power C
on the government is to mitigate undue hardship in any
particular case, and to deal with a case in a just and
equitable manner. If the rules cause undue hardship or
rules operate in an inequitable manner in that event the
State Government has power to dispense with or to relax D
the requirement of rules. The rule does not restrict the
exercise of power to individual cases. The government
may in certain circumstances relax the requirement of rules
to meet a particular situation. The expression 'in any
particular case' does not mean that the relaxation should E
be confined only to an individual case. One of the
meanings of the expression 'particular' means 'peculiar or
pertaining to a specified person - thing - time or place -
not common or general'. The meaning of the word
particular in relation to law means separate or special, F
limited or specific. The word 'case' in ordinary usage
means 'event', 'happening', 'situation', 'circumstances'.
The expression 'case' in legal sense means 'a case', 'suit'
or 'proceeding in court or Tribunal'. Having regard to these
meanings the expression 'in any particular case' would G
mean: in a particular or p~rtaining to an event. situation or
circumstances. Rule 22 postulates relaxation of rules to
meet a particular event or situation, if the operation of the
rules causes hardship. The relaxation of the rules may be
to the extent the State Government may consider
H
100 SUPREME COURT REPORTS [2014] 12 S.C.R.
A necessary for dealing with a particular situation in a just
and equitable manner. The scope of rule is wide enough
to confer power on the State Government to relax the
requirement of rules in respect of an individual or class of
individuals to the extent it may consider necessary for
B dealing with the case in a just and equitable manner. The
power of relaxation is generally contained in the Rules with
a view to mitigate undue hardship or to meet a particular
situation. Many a time strict application of service rules
create a situation where a particular individual or a set of
c individuals may suffer undue hardship and further there
may be a situation where requisite qualified persons may
not be available for appointment to the service. In such a
situation the government has power to relax requirement
of rules. The State Government may in exercise of its
powers issue a general order relaxing any particular rule
D
with a view to avail the services of requisite officers. The
relaxation even if granted in a general manner would
ensure to the benefit of individual officers."
13. In a more recent case of Arvindkumar T. Tiwari
E (supra) this Court considered several judgments on the issue
including that in the case of J.C. Yadav (supra) and Ashok
Kumar Up pal (supra) and in paragraph 10 of the judgment held
as follows :
F "10. Th& appointing authority is com pr. 1nt to fix a higher
score for selection, than the one required to be attained
for mere eligibility, _but by way of its natural corollary, it
cannot be taken to mean that eligibility/norms fixed by the
statute or rules can be relaxed for this purpose to the extent
that the same may be lower than the ones fixed by the
G statute. In a particular case, where it is so required,
relaxation of even educational qualification(s) may be
permissible, provided that the rules empower the authority
to relax such eligibility in general, or with regard to an
individual case or class of cases of undue hardship.
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 101
[SHIVA KIRTI SINGH, J.]
However, the said power should be exercised for justifiable A
reasons and it must not be exercised arbitrarily, only to
favour an individual. The power to relax the recruitment
rules or any other rule made by the State GovernmenV
authority is conferred upon the GovernmenVauthority to
meet any emergent situation where injustice might have B
been caused or, is likely to be caused to any person or
class of persons or, where the working of the said rules
might have become impossible. (Vide State of Haryana
v. Subash Chander Marwaha (1974) 3 SCC 220, J.C.
Yadav & Ors. v. State of Haryana & Ors. (1990) 2 SCC C
189 and Ashok Kumar Uppal & Ors. v. State of J&K &
ors. (1998) 4 sec 179."
14. In reply, learned senior advocate Mr. S.S. Upadhyay
appearing for Narsingh Prasad supported the view taken by
the High Court and submitted that the decision to relax the D
eligibility criteria under Regulation 20 has to be viewed as
changing the rules of selection after the process had started
and, therefore, it has rightly been disapproved by the High
Court. He placed reliance upon following judgments of this
Court: E
(1) Y.V. Rangaiah & Ors. etc. v. J. Sreenivasa Rao
& Ors. etc. (1983) 3 SCC 284;
(2) B.L. Gupta & Anr. v. M.C.D. (1998) 9 SCC 223;
F
(3) Mohd. Raisul Islam & Ors. v. Gokul Mohan
Hazarika & Ors. (2010) 7 SCC 560; and
(4) State of Orissa & Anr. v. Mamata Mohanty
(2011) 3 sec 436.
G
15. In the case ofY.V. Rangaiah (supra) as well as in the
case of 8.L. Gupta (supra), the question of granting relaxation
under the existing rules did not fall for consideration of this
Court. The only issue was whether the subsequent amendment
in the service rules which were held to be prospective could H
102 SUPREME COURT REPORTS (2014] 12 S.C.R.
A be applied to the selection process in respect of vacancies
which had arisen prior to amendment of the rules. In that
situation, following several earlier judgments, it was held that
the vacancies which had occurred prior to the amendment of
the rules would be governed by the old rules and not by the
B amended rules. After holding so in paragraph 9 in the case of
B.L. Gupta (supra), the Court explained the position further in
paragraph 10 in following terms :
"10 ........... If no statutory rules had existed, it may have
been possible, though we express no opinion on it, that
c the existing incumbents may have been regularised.
Where, however, statutory rules exist, the appointments
and promotions have to be made in accordance with the
statutory rules specially where it has not been shown to us
that the Rules gave the power to the appointing authority
D of relaxing the said Rules. In the absence of any such
power of relaxation, the appointment as Assistant
Accountant could only be made by requiring the
candidates to take the examination which was the method
which was prescribed by the 1978 Rules."
E
16. In paragraph 39 of the judgment in the case of Mohd.
Raisul Islam (supra) it was reiterated that "once a process of
selection is started on the basis of the existing Rules of
recruitment, the said Rules will continue to govern the selection
F process, notwithstanding any amendment which may have been
effected to the said Rules in the meantime." In the case of
Mamata Mohanty (supra) the facts were quite different.
Although learned senior counsel placed reliance upon only a
particular sub-para, i.e., sub-para no.(viii) of para 68, in support
G of contention that granting relaxation "at this stage" amounts to
change of criteria after issuance of advertisement, which is
impermissible in law, a reading of the entire paragraph 68 and
other paragraphs clearly shows that the fact situation in that
case was entirely different. Initially appointments had been
made under the 1974 Rules under which there was no power
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 103
[SHIVA KIRTI SINGH, J.]
to grant relaxation in eligibility in any authority, either the A
University or the State. Hence, it was held in sub-para (xi) of
para 68 that in absence of such power the same could not have
been exercised. The facts further show that contrary to the rules
and the advertisement persons having less than the prescribed
minimum marks had been appointed and such appointments B
had been approved after long time, in some cases, after 10 to
12 years. One university issued a routine order applicable to a
large number of colleges after a lapse of about a decade for
granting relaxation in the academic qualification. This Court
disapproved the so-called relaxation by the university in the c
facts and circumstances indicated above.
17. The judgments relied upon by Mr. Upadhyay, learned
senior advocate, in our considered view, are inapplicable to the
facts of the present case especially in view of the provisions in
Regulation 20 which has always existed in the Regulations. On D
the other hand, the submissions advanced by Mr. Majithia,
learned counsel for Rajendra Kumar Agrawal deserve to be
accepted particularly in view of the judgments relied upon by
him. The Parishad had the necessary power to relax the
eligibility criteria. In fact under Regulation 20(2) the power is E
available even with the State Government to issue general or
specific orders enabling the Board to make any appointment
or appointments to the service otherwise than in accordance
with the Regulations or in partial relaxation of any or some of
the regulations. This Regulation goes on to provide further that F
"in case of any appointment which is not in strict accord with
these Regulations, the Board shall be deemed to have made
the appointment(s) in relaxation of these Regulations."
18. In the appeal filed by Narsingh Prasad, a challenge has G
been made to the finding given by the High Court to the effect
that the authorities have power to relax the rules. Thereafter,
the High Court further held that such relaxation cannot be
retrospective. The former observation has been challenged by
Narsingh Prasad on the ground that power to relax the rules of H
104 SUPREME COURT REPORTS [2014] 12 S.C.R.
A eligibility can be exercised within the parameters of Rule 4 of
the 2006 Rules which provides as follows :
Rule 4. Relaxation in qualifying service - In case a
post is filled by promotion and for such promotion a certain
minimum length of service is prescribed on the lower post
B
or posts, as the case may be, and the required number of
eligible persons are not available in the field of eligibility,
such prescribed minimum length of service may be suitably
relaxed upto fifty percent by the Government in the
Administrative Department in consultation with the
c Personnel Department of the Government, excluding the
period of probation as laid down for the said lower post
or posts, as the case may be."
(emphasis supplied)
D
19. A perusal of Rule 4 shows that the power of relaxation
available to the concerned authority under different service·
rules for filling a post by promotion has been sought to be
regulated with a condition that prescribed minimum length of
E service may be suitably relaxed up to the prescribed extent if
the required number of eligible persons are not available in the
field of eligibility. The contention appears to be that although
the power to relax is available, the Parishad erred in exercising
such power because already there were three eligible persons
available in the field of eligibility. However, it has nowhere been
F pleaded nor it was argued as to what shall be the required
number of eligible persons for exercise of such power. In this
regard, the Regulations also do not throw any light. On this
aspect, a perusal of letter dated 23. 11.2010 sent by the
Parishad to the Principal Secretary, U.P. Administration,
G Housing & Planning Section-II, discloses that as per Rule 4 of
the U.P. Eligibility List Rules 1986 (Promotion on the post of
Outer Region of Public Service Commission) where sufficient
persons are eligible for promotion, one list of the senior most
candidates will be prepared by appointing authority, in which
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 105
[SHIVA KIRTI SINGH, J.]
names as possible thrice multiple of number of vacancies but A
at least eight will be kept. Thereafter, the letter refers to Rule 4
of the Rules of 2006 governing relaxation which limits the extent
to which relaxation can be granted. Seen in the background of
aforesaid facts, the contention advanced in the appeal of
Narsingh Prasad, as noted above, is found to be without any B
basis. The Parishad acted as per letter of the State
Government and granted relaxation to the extent permissible
although this exercise could also result in enlarging the zone
of consideration only to six candidates. In paragraph 10 of the
judgment in the case of Arvindkumar T. Tiwari (supra} c
extracted earlier, this Court has held that if the rules empower,
such relaxation is permissible but has cautioned that such power
should be exercised for justifiable reasons and it must not be
exercised arbitrarily, only to favour an individual.
20. Since the case at hand is not where the rules have been D
amended after the commencement of selection process but
only of exercise of power to relax the qualification as to
minimum length of service, it may not be necessary to go into
questions of fact as to when the selection process was initiated,
i.e., whether after or before the relaxation in qualification or E/
whether the selection process had at all commenced or not.
However, since the rival parties have addressed us on this
issue, it will be useful to notice that in this case, the process
for selection of suitable candidate for regular promotion to the
post of Chief Engineer could not be initiated due to pendency F
of some civil appeals in which order of status quo was
operating qua regular promotion in various services on account
of challenge to the provisions for reservation in the matter of
promotion. For that very reason even by order dated March 27,
2012 this Court directed to undertake elaborate process of G
selection but only for making officiating arrangement by
conferring additional charge for the post in question on the
selected candidate. It was only after aforenoted impediment got
removed on account of judgment in the pending civil appeals
H
106 SUPREME COURT REPORTS [2014] 12 S.C.R.
A on 27th April 2012 that the concerned authorities got liberty to
initiate the selection process for regular promotion. The
selection process initiated earlier, as noted was only for making
officiating arrangement. In the order dated March 27, 2012 this
Court had made it clear that selection for holding additional
B charge would not confer any benefit upon the selected
incumbent in the matter of regular promotion. Seen in the
background of such facts, we find merit in the submission
advanced on behalf of the Parishad that the selection process
could have commenced only after April 27, 2012. Mr. Kailash
c Vasdev, senior advocate appearing for the Parishad usefully
pointed out in this regard to the explanatory note for the Board
meeting for 23rd August 2012. In paragraph 5 of that note it is
mentioned that the matter of regular promotion to the post of
Chief Engineer is pending consideration before the
Government which had suggested for relaxing the eligibility
0
condition of five years and at the end of that paragraph it was .
suggested that after getting the proposal for relaxation passed
from the Board, approval of the Administration Department may
be obtained and then a proposal for making necessary
promotion may be put up. Anticipating acceptance of such
E proposal, the details of nir:ie Superintending Engineers with their
experience as on 1.1.2012 was also given in that explanatory
note. In such facts and circumstances it is apparent that the High
Court erred in holding that the selection process for regular
promotion to the post of Chief Engineer had already
F commenced. The Government was yet to constitute a proper
Committee for this purpose and the list of eligible candidates
had also not been finalized till the issue of relaxation was taken
up as per directions of the State Government. The High Court
mistook the process for making officiating arrangement as the
G process for selection for filling up the post on regular basis.
21. The only remaining ground which weighed with the
High Court relates to the issue of malafide or improper exercise
of power of relaxation allegedly only to benefit appellant -
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 107
[SHIVA KIRTI SINGH, J.]
Rajendra Kumar Agrawal. On this issue, Mr. Majithia has taken A
us through the pleadings in the writ petition to show that no
factual malafide was alleged against any person in authority nor
such authority was impleaded by name to answer even vague
suggestions of malafide. In fact by relying upon judgments in
the case of State of Bihar & Anr. v. P.P. Sharma, IAS & Anr. 8
1992 Supp.(1) SCC 222; M.V. Thimmaiah & Ors. v. U.P.
Public Service Commission & Ors. (2008) 2 SCC 119; and
Jasbir Singh Chhabra & Ors. v. State of Punjab & Ors.
(2010) 4 sec 192, it was rightly submitted that in absence of
impleadment of any member of the Parishad or any of the C
officers of the State Government by name and merely on vague
or bald assertions no case of malafide could be made out so
as to invalidate the decisions taken by the Parishad for
exercise of power of relaxation under Regulation 20.
22. In reply learned senior advocate Mr. Upadhyay D
submitted that before the High Court the contentions were only
to show malice in law by alleging and showing that power of
relaxation had been exercised to achieve an impermissible and
improper objective of conferring eligibility upon Rajendra Kumar
Agrawal on account of his influence. He placed reliance upon E
paragraphs 11 ·and 25 of judgment of this Court in the case of
R.S. Garg v. State of U.P. & Ors .. (2006) 6 SCC 430. In
paragraph 11 of that judgment, the Court noticed the relevant
rule for relaxation of other conditions of service. That rule
permitted relaxation of such conditions of service which caused F
undue hardship in any particular case, for dealing with the case
in a just and equitable manner. Thereafter the Court, on facts,
found that the eligibility criteria had been relaxed to
accommodate one person who was not facing any hardship
much less undue hardship. The Court found that in fact the G
relaxation would have caused undue hardship to the persons
senior to the beneficiary. In paragraph 25 the Court explained
the difference in the concept of 'malice in law' and 'malice in
fact'. It was reiterated that any action resorted to for an
unauthorized purpose would construe malice in law.
H
108 SUPREME COURT REPORTS (2014] 12 S.C.R.
A 23. So far as the present case is concerned we do not find
any material to show that ihe State Government or the Parishad
resorted to exercise of power under Regulation 20 for some
unauthorized or oblique purpose. The allegation that it was only
to benefit Rajendra Kumar Agrawal is ex facie incorrect
8 because relaxation was beneficial for three officers who all
were senior to Narsingh Prasad. There is no material to support
the allegation that Rajendra Kumar Agrawal was responsible
for the decision by the State Government or the Parishad on
account of any political or other influence over any person. To
C us, the exercise of power of relaxation appears to be in the
interest of Parishad because the post of Chief Engineer, as
held by this Court in earlier proceeding, is a single post of
considerable importance. The enlargement of zone of
consideration with addition of,relatively senior persons would
only benefit the public cause by enabling selection of. most
D meritorious person from a larger group of eligible persons.
Hence in the facts of the case, we are of the considered view
that the High Court erred in inferring that the relaxation was for
some dubious reasons or to benefit Rajendra Kumar Agrawal.
E 24. Mr. D.K. Garg, learned counsel for the impleaded
respondent - Anil Kumar Jain - advanced a submission that
there is no specific challenge to the impugned judgment
whereby writ petition of Anil Kumar Jain was also allowed. This
submission needs to be noticed only to be rejected. The entire
F common judgment is under challenge before us and since the
said applicant is already impleaded, there is no legal obstacle
in entertaining such a challenge.
25. In the light of our discussions and findings, we are left
with no option but to set aside the judgment and order of the
G High Court under appeal by holding that the power of relaxation
under the Regulations was always available and has been
exercised in a manner which does not call for any interference.
We direct the Parishad and the State Government to expedite
the process of selection of the most suitable candidate out of
H
RAJENDRA KUMAR AGRAWAL v. STATE OF U.P. 109
[SHIVA KIRTI SINGH, J.]
the eligible candidates and fill up the vacant post of Chief A
Engineer in the Parishad as per law without any delay within
eight weeks. The appeals preferred by Rajendra Kumar
Agrawal stand allowed and the appeal preferred by Narsingh
Prasad is dismissed. There shall be no order as to costs.
B
Nidhi Jain Appeals disposed of.
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