MATA PRASAD MATHUR (DEAD) BY LRS.versusJWALA PRASAD MATHUR & ORS.
- Citation
- 2013 INSC 113
- Decided
- 20 February 2013
- Disposal
- Dismissed
- Bench
- T S THAKUR
Holding
The suit does not abate; the court may exempt the plaintiff from substituting the legal representative of a deceased non‑contesting defendant under Order XXII Rule 4(4) of the CPC.
Summary
The plaintiffs filed a suit for declaration, partition and injunction against several defendants, one of whom, Virendra Kumar, died without contesting the suit. The trial court dismissed the suit as abated for failure to substitute the deceased's legal representatives. On appeal, the first appellate court and the High Court held that the suit should not abate because the defendant was proceeding ex parte and the court could dispense with substitution under Order XXII Rule 4(4) of the CPC. The Supreme Court affirmed this view, emphasizing the legislative intent to expedite cases by allowing exemption from substitution of non‑contesting deceased defendants. It noted that the legal representatives of the deceased had already been brought on record in place of another deceased relative, satisfying procedural requirements. Consequently, the appeal was dismissed and the trial court was directed to proceed to decide the suit on its merits.
Issues considered
- Does the death of a non‑contesting defendant and the plaintiff's failure to substitute the legal representative cause abatement of the suit?
- Can the court exercise the power of exemption under Order XXII Rule 4(4) of the CPC to dispense with substitution of the legal representative?
Legislation cited
- Code of Civil Procedure, 1908s. Order XXII Rule 4(4)
- Code of Civil Procedure (Amendment) Act, 1976s. s.73
Subjects
Judgment
[2013] 1 S.C.R. 1106
A MATA PRASAD MATHUR (DEAD) BY LRS.
v.
JWALA PRASAD MATHUR & ORS.
(Civil Appeal No. 1457 of 2013)
FEBRUARY 20, 2013
B
[T.S. THAKUR AND GYAN SUDHA MISRA, JJ.]
Code of Civil Procedure, 1908 - Or.22, r.4(4) - Suit for
declaration, partition and injunction - Death of a non-
e contesting defendant - Failure of the plaintiffs-respondents to
bring on record the LRs of such defendant - Held: Did not
result in abatement of the suit - Requirement of substitution
of the LRs of such non-contesting defendant could be
legitimately dispensed with by the Court by virtue of the power
D of exemption abundantly available to it under Or.22, r.4(4).
The question that arose for determination in the
present appeal was whether the suit filed by the plaintiffs-
respondents seeking a decree for declaration, partition
E and injunction against the appellants abated on the
failure of the plaintiffs to file an application for substitution
of the Legal Representatives of a deceased defendant 'V'.
The trial Court, when approached by the plaintiff for
deletion of the name of the deceased defendant 'V' and
setting aside of the abatement, held that the suit had
F abated in toto and accordingly dismissed the same. In an
appeal filed by the plaintiffs against that order, the First
Appellate Court held that the trial Court had not properly
considered the issue in the light of the nature of the
averments made in the plaint and the relief sought by the
G plaintiff. The Court accordingly set aside the judgment
and order passed by the trial Court with the observation
that the demise of 'V' and failure of the plaintiff to bring
his legal representatives on record did not affect the
H 1106
MATA PRASAD MATHUR (DEAD) BY LRS. v. JWALA 1107
PRASAD MATHUR & ORS.
maintainability of the suit. The High Court affirmed that A
order, and hence the instant appeal.
Dismissing the appeal, the Court
HELD: 1. This Court is inclined to agree with the
order of the First Appellate Court that the suit had not B
abated no matter for a reason different from the one that
prevailed with that Court. It is common ground that 'V'-
defendant was proceeded ex parte as he had not
appeared to contest the suit or file a written statement.
Substitution of the legal representatives of such a C
defendant could be legitimately dispensed with by the trial
Court in view of the provisions of Order XXll Rule 4 Sub-
Rule 4. The High Court rightly noticed this aspect in its
order albeit the manner in which the High Court dealt with
the same is not all that satisfactory. Be that as it may, so D
long as the power of exemption was available to the trial
Court, the same could and ought to have been exercised
by the First Appellate Court while hearing an appeal
assailing the dismissal of the suit as abated. [Paras 3, 4]
[1109-E-F; 1110-C-D] E
2. The history of the amendment of Order XXll, Rule
4 may be traced to highlight the purpose underlying the
same. The Legislature incorporated the provision of Order
XXll Rule 4(4) with a specific view to expedite the process
of substitution of the LRs of non-contesting defendants. F
In the absence of any compelling reason to the contrary,
the Courts below could and indeed ought to have
exercised the power vested in them to avoid abatement
of the suit by exempting the plaintiff from the necessity
of substituting the legal representative of the deceased G
defendant-'V'. The view taken by the First Appellate Court
and the High Court that, failure to bring the legal
representatives of deceased did not result in abatement
of the suit can be more appropriately sustained on the
strength of the power of exemption that was abundantly H
1108 SUPREME COURT REPORTS [2013] 1 S.C.R.
A available to the Courts below under Order XXll Rule 4 (4)
of the CPC. [Paras 5, 9) [1110-E; 1113-E-G]
3. In the case at hand, the legal representatives of the
deceased defendant 'V' have already been brought on
record in place of their uncle (V's brother) who died
8
issueless. They can, therefore, represent the estates left
behind by both the brothers. Grant of exemption in that
view is only a matter of maintaining procedural rectitude
more than any substantial adjudication of the matter in
controversy. This Court has at any rate adopted a liberal
C approach in setting aside abatement of suits. The trial
court shall now proceed to dispose of the suit on merits
expeditiously. [Para 10 & 11) [1113-H; 1114-A-C]
CIVIL APPELLATE JURISDICTION : Civil Appeal No.
D 1457 of 2013.
From the Judgment & Order dated 21.04.2006 of the High
Court of Madhya Praesh, Judicature Jabalpur, bench at Gwalior
in Second Appeal No. 1454 of 2005.
E WITH
Contempt Petition (C) No. 11 & 435 of 2011 in SLP (C) No.
21276 of 2006.
F Shiv Sagar Tiwari, Sangeeta Gaur, Mahabir Singh Magla,
Vikas Mehta for the Appellants.
lndu Malhotra, Vivek Jain, Chinmayee Chantra, Kush
Chaturvedi, Vikas Mehta, Puneet Jain, Christi Jain, Pratibha
Jain for the Respondents.
G
The Judgment of the Court was delivered by
T.S. THAKUR, J. 1. Leave granted.
2. The short question that arises for determination in this .
H
MATA PRASAD MATHUR (DEAD) BY LRS. v. JWALA 1109
PRASAD MATHUR & ORS. [T.S. THAKUR, J.]
appeal is whether the suit filed by the plaintiffs-respondents A
seeking a decree for declaration, partition and injunction
against the appellants abated on the failure of the plaintiffs to
file an application for substitution of the Legal Representatives
of Virendra Kumar one of the defendants. The trial Court, when
approached by the plaintiff for deletion of the name of the B
deceased and setting aside of the abatement, held that the suit
had abated in toto and accordingly dismissed the same. In an
appeal filed by the plaintiffs against that order, the First
Appellate Court held that the trial Court had not properly
·considered the issue in the light of the nature of the averments c
made in the plaint and the relief sought by the plaintiff. The Court
accordingly set aside the judgment and order passed by the
trial Court with the observation that the demise of Virendra
Kumar and failure of the plaintiff to bring his legal
representatives on record did not affect the maintainability of D ·
the suit. The High Court of Madhya Pradesh has affirmed that
order, hence the present appeal.
3. Having heard learned counsel for the parties, we are
inclined to agree with the order of the First Appellate Court that
the suit had not abated no matter for a reason different from E
the one that prevailed with that Court. It is common ground that
Virendra Kumar-defendant was proceeded ex parte as he had
not appeared to contest the suit or file a written statement.
Substitution of the legal representatives of such a defendant
could be legitimately dispensed with by the trial Court in view F
of the provisions of Order XXll Rule 4 Sub-Rule 4, which is as
under:
"4. Procedure in case of death of one of several
defendants or of sole defendant.- G
(1) xxxxx
(2) xxxxx
(3) xxxxx
H
1110 SUPREME COURT REPORTS (2013] 1 S.C.R.
A (4)The court whenever it thinks fit, may exempt the
plaintiff from the necessity of substituting the legal
representatives of any such defendant who has failed to
file a written statement or who, having filed it, has failed
to appear and contest the suit at the hearing; and
B judgment may, in such case, be pronounced against the
said defendant notwithstanding the death of such
defendant and shall have the same force and effect as if
it has been pronounced before death took place."
4. The High Court has, in our view, rig~tly noticed this
C aspect in its order albeit the manner in which the High Court
dealt with the same is not all tbat satisfactory. Be that as it may,
so long as the power of exemption was available to the trial
Court, the same could and ought to have been exercised by
the First Appellate Court while hearing an appeal assailing the
D dismissal of the suit as abated.
5. We may at this stage briefly trace the history of the
amendment of Order XXll, Rule 4 only to highlight the purpose
underlying the same. The Law Commission had, despite
E noticing that many of the High Courts had made local
amendments to incorporate Sub-Rule (4) to Rule 4 to Order
XXll, made its recommendations against a similar
incorporation. In the 27th Report of the Law Commission of
India, on the amendment to the Code of Civil Procedure, 1908,
F the Commission noted at p.210,
"Order XX/I, rule 4 - relaxation of
The question whether the court should have power to
grant exemption in respect of the requirement of
G substitution in a proper case has been considered. Local
amendments giving such power have been made by the
High Courts of Calcutta, Madras, Orissa, etc., in respect
of a defendant who has failed to appear and contest the
suit. It is, however, felt that such a change should not be
H made, as it would impinge upon the rule that litigation
MATA PRASAD MATHUR (DEAD) BY LRS. v. JWALA 1111
PRASAD MATHUR & ORS. [T.S. THAKUR, J.]
. should not proceed in the absence of the heirs of a A
person who is dead. These local Amendments have not,
therefore, been adopted".
6. In the 54th Report of the Law Commission, the matter
was once more taken up for consideration by t~e Commission.
B
The Report notes in Chapter 22 at p.193,
"Order 22, rule 4 - power to relax - whether should be
given
22. 2. The first point concerns Order 22, rule 4, under c
which non-substitution of a legal representative leads to
abatement of the suit. The question whether the Court
should, in a proper case, have power to grant exemption
in respect of the requirement of substitution of the legal
representative. was considered in the earlier Report. The D
Commission noted that local amendments giving such
power had been made by the High Courts of Calcutta,
. Madras, Orissa, etc., in respect of a defendant who has
failed to appear and contest the suit. It however, felt that
such a change shouJd not be made, as it would impinge E
upon the rule that litigation should not proceed in the
. absence of the heirs of a person who is dead. These local
Amendments were not therefore, adopted.
22. 3. We considered the matter further. At one stage we
-were inclined to add sub-rule (4) in Order 22, rule 4 as F
follows:-
"(4) The Court, whenever it seerris fit, may exempt the
plaintiff from the necessity to substitute the legal
representative of any defendant against whom the G
· case has been allowed to proceed ex parte or who
has failed to file his written statement or who,
having filed it, has failed to appear and contest at
the hearing, and the judgment in such a case may
be pronounced against such defendant H
1112 SUPREME COURT REPORTS [2013] 1 S.C.R.
A notwithstanding the death of such defendant, and
shall have the same force and effect as if it had
been pronounced before the death took place."
22.4. We have however, come to the conclusion
that any such amendment would amount to
B
passing a decree against a dead man and would
be wrong in principle. Hence no change is
recommended".
7. Interestingly, the Amendment that followed the 54th Law
C Commission Report of 1973, substantially introduced Order
XXll Rule 4(4) to the Code of Civil Procedure, vide s.73(i) of
Act 104 of 1976. It is noteworthy that in the original Bill, the
provision of Order XXll Rule 4(4) was not included. The Bill was
then referred to the Joint Committee and a recommendation
D made for the inclusion of a provision akin to Rule 4(4). The
Joint Committee noted:
"55. Clause 73 (Original clause 76) - (i) The Committee
were informed during the course of evidence by various
witnesses that delay in the substitution of the legal
E representatives of the deceased defendant was one of
the causes of delay in the disposal of suits. The
Committee were also informed that, as a remedial
measure, the Calcutta, Madras, Karnataka and Orissa
High Courts had inserted a new sub-rule in Rule 4 of
F Order XX/I to the effect that substitution of the legal
representatives of a non-contesting defendant would not
be necessary and the judgment delivered in the case
would be as effective as it would have been if it had been
passed when the defendant was alive.
G
The Committee are, therefore, of the view that in
order to avoid delay in the substitution of the legal
representatives of the deceased defendant and
consequent delay in the disposal of suits, similar
H provision may be made in the Code itself. New sub-rule
MATA PRASAD MATHUR (DEAD) BY LRS. v. JWALA 1113
PRASAD MATHUR & ORS. [T.S. THAKUR, J.]
3A in rule 4 al Order XX/I has been inserted accordingly''. A
8. The Joint Committee, accordingly, inserted the following
provision in the Amendment Bill, which was later incorporated
through the Amendment.
"73. In the First Schedule, in Order XX/I,- B
(i) in Rule 4, after sub-rule (3), the following sub-rules shall
be inserted, namely:-
"(4) The Court whenever it thinks fit, may exempt the C
·plaintiff from the necessity of substituting the legal
representatives of any such defendant who has
failed to file a written statement or who, having filed
it, has failed to appear and contest the suit at the
hearing; and judgment may, in such case, be
pronounced against the said defendant and shall D
have the same force and effect as if it has been
pronounced before death took place."
9. It would appear from the above that the Legislature ·
incorporated the provision of Order XXll Rule 4(4) with a E
specific view to expedite the process of substitution of the LRs
of non-contesting defendants. In the absence of any compelling
reason to the contrary the Courts below could and indeed ought
to have exercised the power vested in them to avoid
abatement of the suit by exempting the plaintiff from the F
necessity of substituting the legal representative of the
deceased defendant-Virendra Kumar. We have no manner of
doubt that the view taken by the First Appellate Court and the
High Court that, failure to bring the legal representatives of
deceased Virendra Kumar did not result in abatement of the G
suit can be more appropriately sustained on the strength of the
power of exemption that was abundantly available to the Courts
below under Order XXll Rule 4 (4) of the CPC.
10. It is important to note that the legal representatives of
H
1114 SUPREME COURT REPORTS [2013] 1 S.C.R.
A Virendra Kumar, deceased, have already been brought on
record in place of Devendra Kumar, their uncle (Virendra
Kumar's brother) who died issueless. They can, therefore,
represent the estates left behind by both Virendra Kumar and
Devendra Kumar. Grant of exemption in that view is only a
8 matter of maintaining procedural rectitude more than any
substantial adjudication of the matter in controversy. This Court
has at any rate adopted a liberal approach in setting aside
abatement of suits.
C 11. In the result this appeal fails and is, hereby, dismissed.
The trial Court shall ·now proceed to dispose of th"e suit on
merits as early as possible. No costs.
Contempt Petition (C) Nos.11 of 2011 and No.435 of 2011
0 12. We have heard learned counsel for the parties and
examined the averments made in the contempt petitions. We
do not consider it necessary to take any further action in these
petitions in which the parties appear to be accusing each other
of committing contempt of this Court. The contempt petitions
E are, therefore, dismissed.
8.8.8. Appeal & Contempt Petitions dismissed.
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