IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATEversus.
- Citation
- 2013 INSC 550
- Decided
- 22 August 2013
- Disposal
- Hearing Adjourned
- Bench
- B S CHAUHAN
Holding
Under Rule 8‑A of the Supreme Court Rules, 1966, the Supreme Court may suo motu initiate contempt proceedings and censure an Advocate‑on‑Record for misconduct such as lending signatures without appearing, and may remove or suspend his name from the register if the conduct persists.
Summary
The Supreme Court, hearing a suo motu contempt petition against Advocate-on-Record Rameshwar Prasad Goyal, examined his practice of filing appearances in hundreds of cases without ever appearing in court. The Court found that lending his signature for a fee, without taking responsibility for the case, amounted to misconduct and conduct unbecoming of an AOR. It held that Rule 8‑A of the Supreme Court Rules, 1966 empowers the Court to initiate contempt proceedings suo motu against an AOR for such conduct and to censure or remove him from the register. The term "otherwise" in the rule was interpreted ejusdem generis to mean a legal obligation enforceable by law. Goyal tendered an unconditional apology and undertook future compliance; the Court censured him, warned him to appear in all matters where he has entered appearance, and ordered a one‑year review of his conduct, leaving open the possibility of further action.
Issues considered
- The Supreme Court's jurisdiction to initiate suo motu contempt proceedings against an Advocate-on-Record under Rule 8‑A of the Supreme Court Rules, 1966.
- Whether lending an AOR's signature without appearing in court constitutes misconduct or conduct unbecoming of an AOR.
- The proper interpretation of the word "otherwise" in Rule 8‑A (ejusdem generis).
- The appropriate sanction, including possible removal from the register of AORs, for such misconduct.
Subjects
Judgment
[2013] 9 S.C.R. 212
A IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE
(SUO MOTU CONTEMPT PETITION NO. 312 of 2013)
AUGUST 22, 2013
[DR. B.S. CHAUHAN AND S.A. BOBDE, JJ.]
B
SUPREME COURT RULES, 1966:
0. 4, r. BA read with r. 6 - Advocate on Record -
Misconduct - AOR lending his signatures in large number of
C cases, but not appearing in Court, inspite of Court's directions
- Show cause notice issued - AOR tendered absolute and
unconditional apology and promised not to repeat such
misconduct - Held: Rule BA enables the Court to deal with a
situation where an AOR commits misconduct or he/she
D conducts himself/herself in a manner unbecoming of an AOR
-- The Court is competent to proceed against an AOR suo
motu, without any complaint from any person, if prima facie it
is of the opinion that the AOR is guilty of misconduct or of
conduct unbecoming of an AOR "- Though the conduct of the
noticee-AOR, has been reprehensible and not worth
E pardoning, considering the fact and circumstances, his
conduct is censured and he is warned not to behave in future
in such manner -- Court shall examine his conduct for one
year and, if no improvement is found, may initiate the
proceedings again.
F
0.4, "· 4 and 6 - Advocate-on-Record - Role and duty -
Misconduct - AsOR lending their signatures in large number
of cases and not appearing in Court - Held: The institution of
AsOR is "to facilitate the working of the Court, as contained in
G 0.4. r. 6. -- It entitles an AOR to act, plead, conduct and
prosecute before the Court in respect of all matters filed by
him -- To act means to file an appearance or any pleading
or any application in the Court and such a task has been
, entrusted solely upon an AOR and no other advocate can file
212
H
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 213
an appearance or act for the party without his authorization - A
- In case an AOR is only lending his signatures without taking
any responsibility for conducting the case, the very purpose
of having the institution of AsOR stands defeated -- In such a
fact-situation, lending of signatures for consideration would
amount to misconduct of his duty towards Court and such an B
attitude tantamounts to cruelty in the most crude form towards
the innocent litigant -- Conduct of such an AOR i~
unbecoming of an AOR - An AOR is the source of lawful
recognition through whom the litigant is represented - As per
the Rules, no unauthorised person can deal with the Registry c
and it must strictly adhere to the Rules.
INTERPRETATION OF STATUTES:
Ejusdem generis - Term, 'otherwise' occurring in r.BA of
Supreme Court Rules, 1966 - Held: Should be construed as D
ejesdum generis and must be interpreted to mean some kind
of legal obligation or some transaction enforceable in law.
During the course of hearing of application for
setting aside then order dismissing a civil appeal in E
default, the Court asked the counsel appearing for the
applicant to call for the Advocate-on-Record concerned,
but the latter was stated to have refused to come to the
Court. It was pointed out that the said AOR had filed an
extremely large number of cases in Supreme Court, but
F
he never appeared in those cases. The application was
ultimately dismissed. However, the Court issued a show
cause notice to the said AOR as to why his name should
not be removed from the register of AsOR, as his conduct
was 'unbecoming' of an AOR. The Court took note of the
practice that some AsOR were lending their signatures G
for consideration and taking no responsibility for the
matter and never appeared in Court. The Court requested
the Association of AsOR through its President and
Secretary to assist it in dealing with the situation.
H
214 SUPREME COURT REPORTS [2013] 9 S.C:R.
A Closing the matter for the time being, the Court
Held: 1.1 Rule SA of Order IV of the Supreme Court
Rules, 1966 enables this Court to deal with a situation
where an AOR commits misconduct or he/she conducts
himself/herself in a manner unbecoming of an AOR. This
8
Court is competent to proceed against an AOR suo motu,
if prima facie it is of the opinion that an AOR is guilty of
misconduct or of conduct unbecoming of an AOR. The
term "otherwise" contained in r.8-A should be construed
as ejesdum generis and must be interpreted to mean
C some kind of legal obligation or some transaction
enforceable in law. [para 5,7 and 8) [221-C-D; 222-B-D]
Vijay Dhanji Chaudhary v. Suhas Jayant Natawadkar
2009 (16) SCR 518 = (2010) 1 SCC 166; Kava/appara
D Kottarathif Kochuni @ Moopif Nayar & Ors. v. The State of
Madras and Kera/a & Ors., AIR 1960 SC 1080; George Da
Costa v. Controller of Estate Duty, Mysore, 1967 SCR 1004
=AIR 1967 SC 849; Krishan Gopal v. Shri Prakashchandra
& Ors. 1974 (2) SCR 206 = AIR 1974 SC 209; Municipal
E Corporation of Delhi v. Tek Chand Bhatia, 1980 (1) SCR 910
=AIR 1980 SC 360; S.R. Bommai v. Union of India & Ors.,
1994 (2) SCR 644 =AIR 1994 SC 1918; and International
Airport Authority of India & Ors. v. Grand Slam International
& Ors. 1995 (2) SCR 149 = (1995) 3 SCC 151; Supreme
F Court Bar Association v. U. 0.1. & Anr. 1998 (2) SCR 795 =
AIR 1998 SC 1895 - referred to.
1.2 This Court has conferred a privilege upon the
AsOR to carry out certain responsibilities and failure to
carry out the same would tantamount to unbecoming
G conduct of an AOR. The institution of AsOR is to facilitate
the working of the Court as contained in 0.4. r.6. It entitles
an AOR to act, plead, conduct and prosecute before this
Court in respect of all matters filed by him. To act means
to file an appearance or any pleading or any application
H
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 215
in the Court and such a task has been entrusted solely A ..
upon an AOR and no other advocate can file an
appearance or act for the party without his authorisation.
In case the AOR is only lending his signatures without
taking any responsibility for conducting of a case, the
very purpose of having the institution of AsOR stands B
defeated. If the AOR does not act in a responsible manner
and does not appear whenever the matter is listed or
does not take any interest in conducting the case, it
would amount to not playing any role whatsoever. In
such a fact-situation, lending signatures for c
consideration would amount to misconduct of his duty
towards court. [para 8, 11, 12 and 16] [222-D-E; 224-B-C;
225-D-E]
Ex Capt. Harish Uppal v. UOI & Anr., 2002 (5) Suppl.
SCR 186 =AIR 2003 SC 739; Lt. Col. S.J. Chaudhary v. State D
(Delhi Admn.) 1984 (2) SCR 438 =AIR 1984 SC 618- relied
on
Mr. 'P', an Advocate, 1964 SCR 697 =AIR 1963 SC
1313; T. C. Mathai & Anr. v. District & Sessions Judge, E
Thiruvananthapuram, 1999 (2) SCR 305 = AIR 1999 SC
1385; D.P. Chadha v. Triyugi Narain Mishra & Ors. 2000 (5
Suppl. SCR 345 =AIR 2001 SC 457; and Smt. Poonam v. Sumit
Tanwar, 2010 (3) SCR 557 = AIR 2010 SC 1384 - referred
~. F
1.3 Transparency in functioning of the court and
accountability with respect to the Bench and the Bar are
fundamentals in a democracy. A lawyer has to plead the
case of his client with full sincerity and responsibility.
Lawyers play an important part in the administration of G
justice. As an officer of the court, the overriding duty of
a lawyer is to the court, the standards of his profession
and to the public. Where the AOR merely lends his
signatures and does not know the client, has no
attachment to the case and no emotional sentiments H
216 SUPREME COURT REPORTS [2013] 9 S.C.R.
A towards the poor cheated clients, such an attitude
tantamounts to cruelty in the most crude form towards
the innocent litigant. Conduct of such AOR is certainly
unbecoming of an AOR. (para 9 and 19] (222-E-F; 226-G-
H; 227-A-D]
B
Tahil Ram lssardas Sadarangani & Ors. v. Ramchand
lssardas Sadarangani & Anr., AIR 1993 SC 1182 - relied on.
Manak Lal v. Dr. Prem Chand Singhvi & Ors., 1957 SCR
575 =AIR 1957 SC 425; Smt. Jamilabai Abdul Kadar v.
C Shankarlal Gulabchand & Ors., 1975 (Suppl.) SCR 336 =AIR
1975 SC 2202; The Bar Council of Maharashtra v. M. V.
Dabholkar, 1976 (2) SCR 48 =AIR 1976 SC 242; S.P. Gupta
& Ors. v. President of India & Ors., 1982 SCR 365 =AIR 1982
SC 149; and Sheela Barse v. State of Maharashtra, 1983 (2)
D SCR 337 =AIR 1983 SC 378; Sanjiv Datta, Dy. Secy.,
Ministry of Information & Broadcasting, 1995 (3) SCR 450 =
(1995) 3 sec 619- referred to.
1.4 An AOR is the source of lawful recognition
E through whom the litigant is represented and, therefore,
he cannot deviate from the norms prescribed under the
Rules, which have been framed to authorize a legally
trained person with prescribed qualification to appear,
plead and act on behalf of a litigant. Not only his physical
presence but effective. assistance in the Court is also
F required. He is accountable and responsible for whatever
is written and pleaded by putting his appearance to
maintain solemnity of records of the court. The defective
psychology of not appearing in the court is contrary to
the first principle of advocacy. It is clarified that as per the
G Rules, no unauthorised person can deal with the Registry
and it must strictly adhere to the Rules. [para 21-22) (227-
H; 228-A-B, D, G; 229-B]
1.5 In the instant case, the AOR, whom the litigant has
H never briefed or engaged, has lended his signature for a
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 217
petty amount with a clear understanding that he would A·
not take any responsibility for any act in any of the
proceedings in the Registry or the Court in the matter. At
the time of hearing, the notice-AOR, not only tendered
absolute and unconditional apology and promised not to
repeat such misconduct, but also assured the Court that B
he would remain present in the court in all the cases
where he had entered appearance for either of the
parties. Though the conduct of the noticee-AOR, has
been reprehensible and not worth pardoning but
considering the fact and circumstances, his conduct is c
censured and he is warned not to behave in future in
such manner. The Court shall examine his conduct for
one year from now and if no improvement is found, may
initiate the proceedings again. [para 20, 23 and 24] [227-
E-F; 229-B-C, D-E] D
Case Law Reference:
1980 (1) SCR 910 referred to para 5
1994 (2) SCR 644 referred to para 5
E
1995 (2) SCR 149 referred to para 5
1998 (2) SCR 795 referred to para 9
1957 SCR 575 referred to para 9
para 9 F
1975 (0) Suppl. SCR 336 referred to
1976 (2) SCR 48 referred to para 9
1982 SCR 365 referred to para 9
1983 (2) SCR 337 referred to para 9 G
1995 (3) SCR 450 referred to para 9
1964 SCR 697 referred to Para 11
1999 (2) SCR 305 referred to Para 11
H
218 SUPREME COURT REPORTS [2013] 9 S.C.R.
A 2000 (5) Suppl. SCR 345 referred to Para 11
2010 (3) SCR 557 referred to Para 11
2002 (5) Suppl. SCR 186 relied on para 13
1984 (2) SCR 438 relied on para 14
B
AIR 1993 SC 1182 relied on para 15
CIVJ.l ORIGINAL JURISDICTION : Suo Motu Contempt
Petition No. 312 of 2013.
c IN
Civil Appeal No. 1398 of 2005.
For Petitioner: By Court's Motion.
The Judgm~nt of the Court was delivered by
0
DR. B.S. CHAUHAN, J. 1. Civil Appeal No. 1398 of 2005,
Mohamed lsrafil v. Raufunessa Bibi (D) by L.Rs. & Ors., was
dismissed in default vide order dated 8.3.2013 as none
appeared to press the appeal. An application for restoration
E of the said appeal was filed by Shri Rameshwar Prasad Goyal,
Advocate-on-Record (hereinafter referred to as AOR). The said
application was listed in the Court on 8.7.2013. The Court was
of the view that the facts contained in the application were not
correct and the counsel appearing for the applicant was not
F able to clarify the same. The Court passed over the matter and
asked the counsel appearing therein to call the AOR who would
be able to explain the factual controversy. When the matter was
taken up in the second round, the Court was informed that Shri
Rameshwar Prasad Goyal, AOR refused to come to the Court.
G It has also been pointed out th.at the said AOR has filed
extremely large number of cases in this Court but never
.. appears in the Court. In view of the refusal of the AOR to come
to the Court, this Court had no other option but to dismiss the
application. However, the Court issued a show cause notice
H
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 219
[DR. B.S. CHAUHAN, J.]
to the said AOR as to why his name should not be removed A
from the register of AsOR, as his conduct was 'unbecoming'
of an AOR. Prima facie, his conduct would tantamount to
interfering with the administration of justice. Being an AOR, he
ought to have appreciated that the institution of AsOR has been
created under the Supreme Court Rules, 1966 (hereinafter B
referred to as the 'Rules') and no one can appear in this Court
except by the authority of an AOR; or unless instructed by an
AOR. Considering the gravity of the issue involved herein, this
Court also requested the Association of AsOR, through its
President and Secretary, to assist the Court in dealing with this c
situation as our experience has been that some AsOR, who
have filed a large number of cases have been lending their
signatures for consideration and take no responsibility for the
matter and never appear in the Court.
2. In response to the same, Shri Rameshwar Prasad D
Goyal, AOR has filed his reply tendering an absolute and
unconditional apology and has given an undertaking that he
would not repeat such a mistake again in future. He has also
given many reasons for not appearing in the Court but none of
them has impressed us and none of them is worth mentioning E
herein. It is not that he has entered appearance in very few
cases; the information received reveals that Mr. Rameshwar
Prasad Goyal has entered appearance in as many as 1678
cases in the year 2010, in 1423 cases in the year 2011, and
in 1489 cases in the year 2012. Upto 19. 7.2013, he has F
entered appearance in 922 cases. The number of cases filed
by him is too big.
3. In Vijay Dhanji Chaudhary v. Suhas Jayant
Natawadkar, (2010) 1 SCC 166, this Court made an attempt G
to deal with the menace of lending of signatures for a petty
amount by a few AsOR without any sense of responsibility and
rendering any assistance to the Court. The record reveals that
the matter stood subsequently dismissed on some other
grounds. However, the issue of conduct of an AOR, particularly H
220 SUPREME COURT REPORTS [2013] 9 S.C.R.
A in respect of name lending was referred to the Supreme Court
Rules Committee vide order dated 12.10.2011.
4. Relevant rules for the purpose of adjudicating upon the
issue involved herein are contained in Order IV of the Rules,
which read as under:
8
"4. Any advocate not being a senior advocate may, on his
fulfilling the conditions laid down in rule 5, be registered
in the Court as an advocate on record:
c xxx xxx xxx xxx xxx
6. (a) An advocate on record shall, on his filing a
memorandum of appearance on behalf of a party
accompanied by a vakalatnama duly executed by the party,
be entitled-
D
(i) to act as well as to plead for the party in the
matter arid to conduct and prosecute before the
Court all proceedings that may be taken in respect
of the said matter or any application connected with
E the same or ...
xxx xxx xxx xxx xxx
(b) No advocate other than an advocate on record
shall be entitled to file an appearance or act for a
F party in the Court.
xxx xxx xxx xxx xxx
SA. When, on the complaint of any person or otherwise,
the Court is of the opinion that an advocate on record has
G
been guilty of misconduct or of conduct unbecoming of
an advocate on record, the Court may make an order
removing his name from the register of advocates on
record either permanently or for such period as the Court
may th_ink fit and the Registrar shall thereupon report the
H
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 221
[DR. B.S. CHAUHAN, J.]
said fact to the Bar Council of India and to State Bar A
Council concerned:
)()()( )()()( )()()( xxx xxx
10. No advocate other than an advocate on record
shall appear and plead in any matter unless he is B
instructed by an advocate on record."
(Emphasis added)
5. The term "Otherwise" contained in Rule 8-A has been C
defined in dictionary to mean contrarily, different from that to
which it relates; in a different manner; in another way; in any
other way; in some other like capacity; in other circumstances;
in other respects; and relating to a distinct and separate class
altogether. The word 'otherwise' should be construed as
0
ejesdum generis and must be interpreted to mean some kind
of legal obligation or some transaction enforceable in law.
(See: Kavalappara Kottarathi/ Kochuni @ Moopil Nayar
& Ors. v. The State of Madras and Kera/a & Ors., AIR 1960
SC 1080; George Da Costa v. Controller of Estate Duty, E
Mysore, Al R 1967 SC 849; Krishan Gopal v. Shri
Prakashchandra & Ors., AIR 1974 SC 209; Municipal
Corporation of Delhi v. Tek Chand Bhatia, AIR 1980 SC 360;
S.R. B.ommai v. Union of India & Ors., AIR 1994 SC 1918;
and International Airport Authority of India & Ors. v. Grand F
Slam International & Ors., (1995) 3 SCC 151).
6. This Court in Supreme Court Bar Association v. U. 0.1.
& Anr., AIR 1998 SC 1895 observed :
" ...... 1na case of contemptuous, contumacious, G
unbecoming or blameworthy conduct of an Advocate-on-
Record, this Court possesses jurisdiction, under the
Supreme Court Rules itself, to withdraw his privilege to
·practice as an Advocate-on-Record because that privilege
. is conferred by this Court and the power to grant the H
222 SUPREME COURT REPORTS [2013] 9 S.C.R.
A privilege includes the power to revoke or suspend
it.. .... "
(Emphasis added)
7. Thus, it is evident that this Court
B is competent to proceed against an AOR suo motu, without any
complaint from any person, if prima facie it is of the opinion
that an AOR is guilty of misconduct or of conduct unbecoming
of an AOR.
c 8. The Rules make the position clear that in order to carry
out its work smoothly, this Court has framed the rules under
which the institution of AsOR is created. Rule 8A, Order IV
enables the Court to deal with a situation where an AOR
commits misconduct or he conducts himself/herself in a manner
D unbecoming of an AOR.
In fact, this Court has conferred a privilege upon the AsOR.
To carry out certain responsibilities and failure to carry out the
same would definitely tantamount to unbecoming conduct of an
AOR, if not misconduct.
E
9. Lawyers play an important part in the administration of
justice. The profession itself requires the safeguarding of high
moral standards. As an officer of the court the overriding duty
of a lawyer is to the court, the standards of his profession and
F to the public. Since the main job of a lawyer is to assist the court
in dispensing justice, the members of the Bar cannot behave
with doubtful scruples or strive to thrive on litigation. Lawyers
must remember that they are equal partners with judges in the
administration of justice. If lawyers do not perform their function
G properly, it would be destructive of democracy and the rule of
law. (Vide: Manak Lal v. Dr. Prem Chand Singhvi & Ors., AIR
1957 SC 425; Smt. Jamilabai Abdul Kadar v. Shankarlal
Gulabchand & Ors., AIR 1975 SC 2202; The Bar Council of
Maharashtra v. M. V. Dabholkar, AIR 1976 SC 242; S.P. Gupta
H & Ors. v. President of India & Ors., AIR 1982 SC 149; and
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 223
[DR. B.S. CHAUHAN, J.]
Sheela Barse v. State of Maharashtra, AIR 1983 SC 378). A
10. In Re: Sanjiv Datta, Dy. Secy., Ministry of Information
& Broadcasting, (1995) 3 SCC 619, this Court while dealing
with the issue held :
" ...... Some members of the profession have been B
adopting perceptibly casual approach to the practice of the
profession as is evident from their absence when the
matters are called out, the filing of incomplete and
inaccurate pleadings - many times even illegible and
without personal check and verification, the non-payment C
of court fees and .process fees, the failure to remove office
·objections, the failure to take steps to serve the parties,
et al. They do not realise the seriousness of these acts and
omissions. They not only amount to the contempt of the
court but do positive disservice to the litigants and create D
embarrassing situation in the court leading to avoidable
unpleasantness and delay in the disposal of matters. This
augurs ill for the health of our judicial system ..... The legal
profession is different from other professions in that what
the lawyers do, affects not only an individual but the E
administration of justice which is the foundation of the
civilised society ...... The casualness and indifference with
which some members practice the profession are certainly
not calculated to achieve that purpose or to enhance the
prestige either of the profession or of the institution they F
are serving .. " (Emphasis added)
11. "Law is no trade, briefs no merchandise". An advocate
being an officer of the court has a duty to ensure smooth
functioning of the Court. He has to revive the person in distress
and cannot exploit the helplessness of innocent litigants. A wilful G
and callous disregard for the interests to the client may in a
proper case be characterised as conduct unbefitting an
advocate. (See : In the matter of Mr. ·p~ an Advocate, AIR 1963
SC 1313; T.C. Mathai & Anr. v. District & Sessions Judge,
Thiruvananthapuram, AIR 1999 SC 1385'. D.P. Chadha v. H
224 SUPREME COURT REPORTS [2013] 9 S.C.R.
A Triyugi Narain Mishra & Ors., AIR 2001 SC 457; and Smt.
Poonam v. Sumit Tanwar, AIR 2010 SC 1384)
12. If the AOR does not discharge his responsibility in a
responsible manner because he does not appear whenever the
B matter is listed or does not take any interest in conducting the
case, it would amount to not playing any role whatsoever. In such
a fact-situation, lending signatures for consideration would
amount to misconduct of his duty towards court. In case the
AOR is only lending his signatures without taking any
responsibility for conduct of a case, the very purpose of having
C the institution of AsOR stands defeated.
13. In Ex Capt. Harish Uppal v. UOI & Anr., AIR 2003 SC
739, this court has categorically held that if a lawyer refuses to
attend the court, it is not only unprofessional but also
D unbecoming of a lawyer disentitling him to continue to appear
in Court.
" ....... The very sight of an advocate, who is guilty of
contempt of court or of unbecoming or unprofessional
conduct, standing in the court would erode the dignity of
E
the court and even corrode its majesty besides impairing
the confidence of the public in the efficacy of the institution
of the courts."
14. In Lt. Col. S.J. Chaudhary v. State (Delhi Admn.), AIR
F 1984 SC 618, this Court held that it is the duty of every advocate
who accepts a brief to attend the trial and this duty cannot be
overstressed. It was further reminded by this Court that "having
accepted the brief, he will be committing a breach of his
professional duty, if he so fails to attend." The court further relied
G on Warvelle's Legal Ethics, at p. 182 which is as under:
"A lawyer is under obligation to do nothing that shall detract
from the dignity of the court, of which he is himself a sworn
officer and assistant. He should at all times pay deferential
respect to the Judge, and scrupulously observe the
H decorum of the courtroom."
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 225
[DR. B.S. CHAUHAN, J.]
15. This Court has depreciated the practice of name A
lending in Tahil Ram lssardas Sadarangani & Ors. v.
Ramchand lssardas Sadarangani & Anr., AIR 1993 SC 1182,
wherein the High Court had dealt with a case of a firm of
advocates merely lending its name and did not take further
responsibility to plead or act. The High Court found such an B
arrangement most unfortunate and contrary to the duty and
obligation ·of a counsel towards the clients as well as to the
court. Approving the said view, this Court held as und0!:
"Legal profession must give an introspection to itself. The C
general impression which the profession gives today is that
the element of service is disappearing and the profession
is being commercialised. It is for the members of the Bar
to act and take positive steps to remove this impression
before it is too late."
D
16. The institution of AsOR is to facilitate the working of
the Court as contained in Order IV Rule 6. It entitles an AOR to
act, plead, conduct and prosecute before this Court in respect
of all matters filed by him. To act means to file an appearance
or any pleading or any application in the Court and such a task E
has been entrusted solely upon an AOR and no other advocate
can file an appearance or act for the party without his
authorisation. The Court conducts an examination before
enrolling a person as an AOR and the basic purpose to have
such an examination is to verify whether the person is well F
versed with the rules, practice and procedure of the Court and
to test his legal acumen and ethics. He must be fully acquainted
with the drafting of proceedings as well as its manner of filing
in the Registry. An AOR is not beneficial only to the Court but
also assists in the working of the Registry. In such a fact- G
situation, an AOR cannot lend his signatures just to camouflage
the requirement of rules. He, in addition to doing the work of
drafting, filing appearance and assisting the Court, must
maintain professional ethics and proper standards so that the
Court may rely upon him without any reservation.
H
226 SUPREME COURT REPORTS [2013] 9 S.C.R.
A 17. Availability of justice to all which is a social goal, must
be made a reality. However, it cannot be done unless there is
an easy access to the Bench and the Bar both. If the Court is
not working properly or if the Bar is not rendering proper
assistance, it would lead to a travesty of justice and destroy the
B basic democracy, which would tantamount to failure of
administration of justice. The people and particularly, the
common man would cease to be beneficiaries of democracy.
Justice is based on law and law in modern democracy is too
complicated, therefore, it is not possible for an ordinary litigant
c to raise his voice without engaging a lawyer. In case the lawyer
is negligent or not willing to assist the court, or fails to perform
his duty towards the court, loss to the poor litigant is beyond
imagination.
18. In the present era, the legal profession, once known
D as a noble profession, has been converted into a commercial
. undertaking. Litigation has become so expensive that it has
gone beyond the reach and means of a poor man. For a
longtime, the people of the nation have been convinced that a
case would not culminate during the life time of the litigant and
E is beyond the ability of astrologer to anticipate his fate. It is in
this context that a suggestion has been made to amend the
statutory provision in respect of substitution of the legal
representative(s) of a party, to the effect that both the plaintiff
and defendant must make a statement in the plaint/written
F statement respectively as who would be his legal
representative(s) as they cannot expect that matter could be
decided in their life time. Any order passed by the Trial Court
on the application of substitution of legal representative(s) is
generally challenged time and again right up to this Court with
G the proceedings in the Courts below remaining stayed.
19. Transparency in functioning of the court and
eccountability with respect to the Bench and the Bar are
fundamentals in a democracy. Therefore, the Bench as well as
the Bar have to carry out their duties with full sense of
H responsibility.
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 227
[DR. B.S. CHAUHAN, J.]
The Courts exist for the litigants, where a lawyer has to A
plead the case of his client with full sincerity and responsibility.
In a system, as revealed in the instant case, a half baked lawyer
accepts the brief from a client coming from a far distance,
prepares the petition and asks an AOR, having no liability
towards the case, to lend his signatures for a petty· amount. The B
AOR happily accepts this unholy advance and obliges the
lawyer who has approached him without any further
responsibility. The AOR does not know the client, has no
attachment to the case and no emotional sentiments towards
the poor cheated clients. Such an attitude tantamounts to cruelty c
in the most crude form towards the innocent litigant. In our
humble opinion, conduct of such AOR is certainly unbecoming
of an AOR. Though the observations by this Court in Tahil Ram
/ssardas Sadarangani (supra) were made two decades ago,
the same are apposite even today. The Bar failed to have an D
introspection and improve the situation.
20. The facts of this case present a very sorry state of
affair. A no.ble profession has been allowed to be converted
by this AOR into a profession of cheating. An AOR, whom the
litigant has never briefed or engaged, has lent his signature for E
a petty amount with a clear understanding that he would not
take any responsibility for any act in any of the proceedings in
the Registry or the Court in the matter. The Advocate who has
been obliged by such an AOR must be going inside the
Registry in an unauthorised manner and must be appearing in F
the Court directly or engaging a senior advocate without any
knowledge/authorisation of the AOR. It is beyond our
imagination what could be more devastating and degrading for
the institution of AsOR. Even a few of them indulging in such
an obnoxious practice spoils the working of this court, without G
realising that Bench and Bar, both have to give strict adherence
to moral code.
21. An AOR is the source of lawful recognition through
whom the litigant is represented and therefore, he cannot
H
228 SUPREME COURT REPORTS [2013] 9 S.C.R.
A deviate from the norms prescribed under the Rules. The Rules
have been framed to authorise a legally trained person with
prescribed qualification to appear, plead and act on behalf of
a litigant. Thus, not only is his physical presence but effective
assistance in the court is .also required. He is not a guest artist
B nor is his job of a service provider nor is he in a professional
business nor can he claim to be a law tourist agent for taking
litigants for a tour of the court premises. An AOR is a seeker
of justice for the citizens of the country. Therefore, he cannot
avoid court or be casual in operating and his presence in the
c court is necessary. There are times when pleadings and
records have to be explained and thus, he has to do a far mer~
serious job and cannot claim that his role is merely a formal
one or his responsibilities simply optional. An AOR is
accountable and responsible for whatever is written and
pleaded by putting his appearance to maintain solemnity of
0
records of the court.
The multi-tier operation of one lawyer hauling a client and
then acting as a facilitator for some other lawyer to draw
proceedings or engage another lawyer for arguing a case is
E definitely an unchartered and unofficial system which cannot be
accepted as in essence, it tantamounts to a trap for litigants
which is neither ethically nor professionally a sound practice.
Such conduct is ridiculously low from what is expected of a
lawyer. This kind of conduct directly affects the functioning of
F the court and causes severe damage that at times becomes irrepar
ble and uncompensatory. It is ironic that an AOR who has
cleared an examination to get himself authorised lawfully for
assisting the court becomes conspicuous by his absence
though his presence is maintained on record. The defective
G psychology of not appearing in the court is contrary to the first
principle of advocacy.
22. Shri Sushil Jain, the learned President of the
Advocates-on-Record Association, has given certain
H suggestions to check activities of such unscrupulous AsOR in
IN RE: RAMESHWAR PRASAD GOYAL, ADVOCATE 229
[DR. B.S. CHAUHAN, J.]
the Court and Registry but as those suggestions had earlier A
been forwarded to the Supreme Court Rules Committee, it is
not desirable for us to issue any direction in this regard.
However, it is clarified that as per the Rules, no unauthorised
person can deal with the Registry and Registry must strictly
adhere to the Rules. B
23. At the time of hearing, Shri Rameshwar Prasad Goyal,
AOR, not only tendered absolute and unconditional apology and
promised not to repeat the misconduct in future but also
assured the court that he would remain present in the court in C
all the cases where he had entered appearance for either of
the parties. Some senior advocates and a large number of
members of the Bar have also asked the Court to pardon hini
as he would abide by the undertaking given by him.
24. In view of above, though the conduct of Shri Goyal, D
AOR, has been reprehensible and not worth pardoning but
considering the fact and circumstances involved herein, his
conduct is censured and we warn him not to behave in future
in such manner and to appear iri court in all the cases wherever
he has entered appearance. The court shall examine his E
conduct for one year from now and if no improvement is found,
may initiate the proceedings again. With these observations,
the matter stands closed for the time being.
R.P. Matter closed for the time being
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