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Supreme Court of India

HARI OM @ HEROversusSTATE OF U.P.

Citation
2021 INSC 1
Decided
5 January 2021
Disposal
Appeal(s) allowed

Holding

The child witness testimony was not reliable and fingerprint evidence alone was insufficient, leading to the acquittal of the appellants.

Summary

Six persons, including Hari Om, Sanjay and Saurabh, were tried for murder (IPC s.396), dacoity (IPC s.412), offences under the SC/ST (Prevention of Atrocities) Act and the Arms Act. The trial court convicted all of them for murder, sentencing Hari Om to death and the others to life imprisonment; the High Court affirmed Hari Om's death sentence and life sentences for Sanjay and Saurabh while acquitting three co‑accused. On appeal, the Supreme Court examined whether the testimony of a five‑year‑old child witness (PW5) could be relied upon and whether fingerprint evidence alone could sustain convictions. The Court found glaring inconsistencies in the child’s statements, insufficient corroboration, and procedural lapses in the collection and handling of fingerprint evidence, rendering both the child’s testimony and the fingerprint matches unreliable. Consequently, the Court held that the prosecution had not proved the guilt of Hari Om, Sanjay or Saurabh beyond reasonable doubt. All three appellants were acquitted of every charge and the convictions and sentences were set aside.

Issues considered

  • The reliability and admissibility of the child witness (PW5) testimony in a murder case.
  • Whether the inconsistencies and lack of corroboration in the child’s statements preclude conviction.
  • The sufficiency of fingerprint evidence alone to establish the guilt of Sanjay and Saurabh.
  • The impact of procedural irregularities in fingerprint collection on its evidentiary value.
  • Whether the prosecution proved the elements of offence under IPC s.396 against the appellants.

Legislation cited

Subjects

child witnesscorroborationfingerprint evidencemurder convictionacquittalSC/ST Actprocedural lapseevidentiary standards

Judgment

                         [2021] 13 S.C.R.49                              49


                        HARI OM @ HERO                                   A
                                  v.
                          STATE OF U.P.
                 (Criminal Appeal No. 1256 of 2017)
                        JANUARY 05, 2021                                 B
      [UDAY UMESH LALIT, INDU MALHOTRA AND
              KRISHNA MURARI, JJ.]
      Penal Code, 1860: ss.396, 412 – Six accused persons tried
for committing offences u/ss.396 and 412 IPC, s.3(2)(v) of the
                                                                         C
Scheduled Castes and the Scheduled Tribes (Prevention of Atrocities)
Act, 1989 and s.25 of Arms Act – Trial court convicted all the accused
persons for offence u/s 396 IPC and awarded life imprisonment to
five accused persons while awarding death sentence to Appellant-
Hari Om – High Court affirmed death sentence of appellant-Hari
Om, life imprisonment of Appellant-Sanjay and Saurabh and                D
acquitted other three accused persons – On appeal, held:
Corroboration of the testimony of a child witness is not a rule but a
measure of caution and prudence – Testimony of child witness cannot
be accepted wherein there are glaring inconsistencies on record
which cannot be discarded, hence Appellant-Hari Om cannot be
                                                                         E
convicted on such testimony – Apart from the material that sample
fingerprints matched with those lifted from the house of the deceased,
nothing was brought on record to suggest involvement of appellant-
Sanjay and Saurabh – Order of conviction and sentence set aside.
      Allowing the appeals, the Court
                                                                         F
      HELD: 1. The caution expressed by this Court in
Suryanarayana vs. State of Karnataka that “corroboration of the
testimony of a child witness is not a rule but a measure of caution
and prudence” is a well-accepted principle. [Para 22][75-B]
       2. The points on which the testimony of PW5 (a child              G
witness) gets corroborated by other pieces of material or evidence
on record are - (i)according to him, a call was received on mobile
of his mother, whereafter she opened the door and let the accused
in. The mobile of his mother bearing number 9411926017

                                                                         H
                                 49
50           SUPREME COURT REPORTS                     [2021] 13 S.C.R.


A    definitely received a call at about 9.27 p.m. from a mobile bearing
     number 9758835941. The call lasted for 20 seconds. However,
     there is nothing on record that the concerned mobile was that of
     accused Hari Om, or any of the accused. The record does not
     throw any light, nor any efforts were made by the investigating
     machinery to trace the name of the person holding this mobile
B
     phone number. However, there is some corroboration available
     from the testimony of PW2 that on 28.10.2008 he had found Hari
     Om standing near a vehicle in the vicinity of the house of the
     deceased; and upon being asked, accused Hari Om had replied
     that he was calling the deceased-victim. However, according to
C    PW2, that was at about 11.00 p.m. and not at or about 9.27 p.m.
     (ii) After being admitted into the house, tea and water was offered
     to accused Hari Om and his associates. There were glasses which
     were found in the kitchen which fact certainly corroborates the
     version given by PW5. (iii) It was stated that his mother was
     overpowered by two of the accomplices and her throat was slit by
D
     accused Hari Om. Thereafter, his three siblings were throttled
     to death, and an attempt was also made to throttle PW5. The
     manner in which his mother and siblings were done to death is
     corroborated by the medical evidence on record. However, if the
     mother was being overpowered, there were no signs of struggle
E    and none of her bangles was broken. Further, if her throat was
     slit and her left side blood vessels of the neck and trachea were
     cut, the blood would have instantaneously gushed out. But, there
     were no blood spots anywhere else except below the cot where
     the body of deceased-victim was found lying in supine condition.
     One more striking feature of the matter is that there was no
F
     medical evidence either in the form of any documents, pictures
     or even a statement of any medical professional that PW5 was
     given medical attention as a result of attempts of throttling. (iv)
     The location of dead bodies, as mentioned by him, is undoubtedly
     corroborated by the site map, inquest panchanama and other
G    material. [Para 23][78-D-H; 79-A-E]
           3. There are certain inconsistencies or infirmities which
     are evident from the record - (i) According to PW5, in the morning
     of 29.10.2008, the first person to see him was PW4, who took
     him to the house of his doctor uncle. However, according to his
H    statement recorded during investigation, he was taken to the
              HARI OM @ HERO v. STATE OF U.P.                          51


house of his uncle by the neighbours. (ii) according to his court      A
statement, after reaching the house of said uncle, he had narrated
the entire incident to his other uncle PW1 and said uncle and
told them that Hari Om and his associates had committed the
murders and also told them that he had witnessed the incident.
However, the FIR lodged by PW1 spoke otherwise. According
                                                                       B
to the reporting, the accused were unknown persons. The
reporting also did not disclose that PW5 had survived, despite
being attempted to be murdered, and that he had witnessed the
incident. As a matter of fact the FIR did not make any reference
to PW5. (iii) according to PW5, he had narrated the entire incident
to PW4 and darogaji. On this score also, the record spoke              C
otherwise, according to which, till 29.10.2008 the names of Hari
Om and his associates had not surfaced as suspects at all. The
initial registration of crime was against unknown persons.
(iv)There are other inconsistencies and omissions with regard
to the manner in which his siblings were done to death. [Para
                                                                       D
23][79-F-H; 80-A-C]
      4. As against statement of PW5 recorded during
investigation, certain other features are available from the record
which must be noted-(i) if PW5 was attempted to be murdered
and as disclosed by PW4 he had seen a ligature mark on the
neck of PW5 , there was nothing on record supporting this fact.        E
(ii) Parcha No.2 which was part of papers pertaining to
investigation, did make a reference to the statement of PW5
recorded during investigation. However, as stated by PW10, the
said Parcha was not in his handwriting, though, he was incharge
of investigation. He could not give any answer as to who had           F
written that Parcha. (iii) if according to the Prosecution, PW4
was the first person to reach the place of occurrence, his statement
was recorded 26 days after the incident. The response given by
the concerned Investigating Officer shows that no attempts were
made to trace said PW4. (iv) The versions given by PW1 and
PW4 in court did not, in any way, suggest that the names of            G
suspects were narrated to them by PW5, or that he had told them
about the entire incident. As a matter of fact, PW1 went to the
extent of asserting that it was through his (PW5) said uncle that
he came to know about the incident. (v) Thus, the version given
by PW5 that he had narrated the entire incident to PW1, PW4            H
52           SUPREME COURT REPORTS                     [2021] 13 S.C.R.


A    and darogaji was not supported by any of them. Moreover, the
     other person (PW5’s said uncle) to whom similar narration was
     given by PW5, was not even examined by the prosecution. (vi)
     The charge-sheet did indicate PW5’s said uncle to be one of the
     relevant witnesses, and yet he was not examined. On the other
     hand, the charge-sheet did not even speak of PW5 to be a relevant
B
     and material witness. Having culled out the essential features
     emerging from the record, it is difficult to place reliance upon
     the testimony of PW5 and the said version cannot be made the
     basis of conviction of Hari Om. Hence it is not safe to rely on the
     version given by the child witness in the instant case, who was
C    about five years of age when the incident had occurred. [Paras
     23, 24, 26][80-D-H; 81-A-D; 82-D]
           Digamber Vaishnav and Another v. State of Chhattisgarh
           (2019) 4 SCC 522 : [2019] 2 SCR 844; Radhey Shyam
           v. State of Rajasthan (2014) 5 SCC 389 : [2014] 5
D          SCR 242 – relied on
            5. Insofar as accused Sanjay and Saurabh are concerned,
     apart from the material that their sample fingerprints matched
     with those lifted from the house of the deceased, nothing was
     brought on record to suggest or suspect the involvement of said
E    two accused. They were acquitted of the charges under Section
     412 of IPC and under the Arms Act. Whether their liability in the
     instant case can be fastened with the help of the fingerprint
     expert’s report is the question. According to the record, Exhibit
     Ka 7 was the Panchnama testifying the lifting of the fingerprints
     from the house of the deceased by Constable. If the fingerprints
F    were picked from the glasses there is nothing to indicate what
     method was applied to lift the fingerprints from the glasses
     allegedly used by the accused when they were offered water. What
     the record indicates is that some photographs were sent to the
     office of the Director, Fingerprint Bureau, Lucknow and nothing
G    more. It does not show the procedure adopted for taking such
     photographs, and whether such method is a trusted and tested
     one. The concerned person was not examined, who could have
     thrown light on these issues. The record also does not show
     whether those glasses by themselves were made available for
     appropriate analysis. There is, thus, no clarity in the process
H
              HARI OM @ HERO v. STATE OF U.P.                          53


adopted by the investigating machinery. In the premises, the           A
appeals preferred by accused Hari Om, Sanjay and Saurabh is
accepted. While setting aside the orders of conviction and
sentence recorded against them, they are acquitted of all the
charges levelled against them. [Paras 29, 30, 37][83-G-H; 84-A-
C; 88-C]
                                                                       B
      Musheer Khan alias Badshah Khan and another v. State
      of Madhya Pradesh (2010) 2 SCC 748 : [2010] 2
      SCR 119; Ram Shankar Singh and Others v. State of
      Uttar Pradesh AIR (1956) SC 441; Saktu and Another
      v. State of Uttar Pradesh (1973) 1 SCC 202 : [1973] 1
       SCC 202; Suryanarayana v. State of Karnataka (2001)             C
      9 SCC 129 : [2001] 1 SCR 1; State of Uttar Pradesh v.
      Krishna Master and Others (2010) 12 SCC 324 : [2010]
      9 SCR 563; Manmeet Singh alias Goldie v. State of
      Punjab (2015) 7 SCC 167; Prakash v. State of
      Karnataka (2014) 12 SCC 133 : [2014] 5 SCR 242;                  D
      Hukam Singh v. State of Rajasthan (1977) 2 SCC 99 –
      referred to.
                      Case Law Reference
[2010] 2 SCR 119                referred to     Para 20 (c)
                                                                       E
(1956) SC 441                   referred to     Para 20(d)
[1973] 1 SCC 202                referred to     Para 20(d)
[2001] 1 SCR 1                  referred to     Para 20 (d)
[2010] 9 SCR 563                referred to     Para 21
                                                                       F
(2015) 7 SCC 167                referred to     Para 21
[2019] 2 SCR 844                relied on       Para 25
[2014] 5 SCR 242                relied on       Para 25
(1977) 2 SCC 99                 referred to     Para 34                G
      CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No.
1256 of 2017.
      From the Judgment and Order dated 03.03.2017 of the High Court
of Judicature at Allahabad in Capital Appeal No. 3086 of 2015 with
Reference No. 8 of 2015.                                               H
54              SUPREME COURT REPORTS                              [2021] 13 S.C.R.


A           With
            Criminal Appeal Nos. 3, 4 of 2021
            Ms. Aishwarya Bhati, Sr. Adv. (AAG), B.H. Marlapalle, Sr. Adv.,
     Tara Chauhan, Krishan Kumar, Shankar Divate, Ajit Wagh, Ms. Prabhleen
     Kaur, Vishnu Shankar Jain, Ms. Dorjasvi Goswami, A.P. Mayee,
B    A. Rajarajan, P.I. Jose, Harikumar V., Ravi Sagar, Jayant K. Mehta,
     Sajal Jain, Sibo Sankar Mishra, Sahil Tagotra, Advs. for the appearing
     parties.
            The Judgment of the Court was delivered by

C           UDAY UMESH LALIT, J.
            1. In Sessions Trial No.234 of 2008, six accused persons, namely,
     Sanjay @ Sonu, Rijwan, Haseen Khan, Hari Om @ Hero, Saurabh @
     Sanju, Rafique @ Bhaiye @ Fareed were tried for having committed
     offences punishable under Sections 396, 412 of IPC1 and under Section
D    3(2)(v) of the SC/ST 2 Act. These six accused were also tried by the
     Trial Court3 for offences under Section 25 of the Arms Act, 1959 in
     Sessions Trial Nos.235 of 2008, 239 of 2008, 237 of 2008, 238 of 2008,
     236 of 2008 and 504 of 2011 respectively. By its common judgment in
     said seven trials, the Trial Court recorded as under: -
            “Convict Hariom @ Hero is awarded death sentence for the
E
            offence u/S 396 IPC. He shall be hanged till death. This order
            related to death sentence shall be in accordance with the
            confirmation of the Hon’ble High Court u/S 366 Cr.P.C.
            Accused Hariom @ Hero is acquitted from Section 412 IPC and
            Section 3(2) 5 of Scheduled Castes and Scheduled Tribes
F
            (Prevention of Atrocities) Act and from Section 25 Arms act in
            Crime No.371/2008.
            Convicting accused persons Rijwan, Haseen, Bhaiye @ Fareed
            @ Rafique, Sanjay @ Sonu, Saurab @ Sanju u/S 396 IPC, they
            are awarded life imprisonment and Rs.25,000/- fine to each of
G           the accused.


     1
       Indian Penal Code
     2
       The Scheduled Castes and Scheduled Tribes (Prevention of Atrocities) Act, 1989
     3
H      Additional Sessions Judge-2, Firozabad
                    HARI OM @ HERO v. STATE OF U.P.                             55
                        [UDAY UMESH LALIT, J.]

          Accused persons Rijwan, Haseen, Bhaiye @ Fareed @ Rafique,            A
          Sanjay @ Sonu, Saurabh @ Sanju are discharged u/S 412 IPC
          and Section 3(2) 5 of Scheduled Castes and Scheduled Tribes
          (Prevention of Atrocities) Act and accused Rijwan is acquitted
          from the offence u/S 25 Arms Act in Crime No.369/08, accused
          Haseen is acquitted from the offence under Section 25 Arms Act
                                                                                B
          in Crime No.370/08, accused Bhaiye @ Fareed is acquitted from
          the offence under Section 25 Arms Act in Crime No.381/08,
          accused Sanjay @ Sonu is acquitted from the offence under
          Section 25 Arms Act in Crime No. 368/08 and accused Saurabh
          @ Sanju is acquitted from the offence under Section 25 Arms
          Act in Crime No.372/08.                                               C
          75% of the amount of fine shall be given to the sole surviving
          member of the victim family i.e. Ujjawal. In case of default of
          payment of fine, accused persons shall serve 6 months of additional
          imprisonment.”
      2. Death sentence having been awarded to accused Hari Om, the             D
matter stood referred to the High Court4 by way Reference No.8 of
2015. All the aforementioned six accused also filed Criminal Appeal
Nos.3316 of 2015, 3265 of 2015, 3317 of 2015, 3836 of 2015, Capital
Appeal No.3086 of 2015 and Criminal Appeal No.3512 of 2015
respectively challenging their convictions and sentences.                       E
      3. The High Court by its common judgment and order dated
03.03.2017 passed in the aforestated Reference and Appeals: -
          (a) affirmed the conviction and sentence of death imposed upon
              accused Hari Om and dismissed his Appeal.
                                                                                F
          (b) affirmed the conviction and sentence awarded to accused
              Sanjay @ Sonu and Saurabh @ Sanju and dismissed their
              Appeals.
          (c) accepted the Appeals of accused Haseen Khan, Rafique @
              Bhaiye and Rijwan and acquitted them of the charges leveled
                                                                                G
              against them.
      4. Criminal Appeal No.1256 of 2017 is preferred by Hari Om
while Special Leave Petition (Criminal) Nos.9087 and 9088 of 2017 are

4
    The High Court of Judicature at Allahabad                                   H
56            SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A    preferred by Sanjay @ Sonu and Saurabh @ Sanju respectively
     challenging the judgment and order dated 03.03.2017 passed by the High
     Court. No appeal has been preferred by the State challenging acquittal
     of Rijwan, Haseen Khan, Rafique @ Bhaiye.
           5. Leave granted in aforesaid Special Leave Petitions.
B
           6. The initial reporting in the instant matter was made by Kotwal
     Singh (later examined as PW1) at about 7.40 am on 28.10.2008 as under:-
           “It is submitted that family of my elder brother Shaheed late Sh.
           Rajpal Singh had constructed a house in Nagla Mirja Bada and
           were living there. Today, in the night of 27 & 28/10 some unknown
C
           persons have committed murder of my sister-in-law Smt. Nirdosh
           Devi age 40 years, niece Ku. Poonam age 18 years, nephew Ashish
           age 12 years and nephew Anshul age 10 years in which neck of
           my sister-in-law is cut and murder of all the three has been
           committed by pressing neck/throttling. The incident has come to
D          knowledge in the morning today when milkman came. All the
           four dead-bodies are lying separately in both two rooms and after
           breaking box, almirah, suitcase etc. they have taken away all the
           house-hold articles, jewellery and cash. List of articles looted will
           be submitted subsequently. Report be registered and necessary
           action be taken.”
E
            Crime No.367 of 2008 under Section 394, 302 IPC was, therefore,
     registered with P.S. Ramgarh, Firozabad against unknown persons.
           7. Thereafter, following steps were taken on 28.10.2008:-
           A. The investigation into the crime was taken up by PW10 S.O.
F
           Gautam, who prepared Site Map (Ext.Ka-20). On the same day
           PW9 Sub-Inspector Ram Prasad conducted inquest on the dead
           bodies of Smt. Nirdosh Devi, Kumari Poonam, Masters Ashish
           and Anshul and sent them for autopsy. He had found these four
           dead bodies lying in supine condition.
G
           B. In the presence of two witnesses, namely, PW3 Harpal Singh
           and one Mukesh Kumar:-
                    (i) Blood-stained earth from the floor below the cot where
              the body of Smt. Nirdosh Devi was lying and the portion of
              blood stained “baan” (rope) of the cot were taken (vide Ext.
H
              Ka-6).
        HARI OM @ HERO v. STATE OF U.P.                                    57
            [UDAY UMESH LALIT, J.]

         (ii) Finger prints from certain articles like utensils, glasses   A
   from the house of the deceased were taken by Constable
   Dharmender Singh, DCRB (vide Ext. Ka-7).
C. Statements of Ompal Singh (later examined as PW2), Ram
Prakash, Raju (owner of the house where accused Hari Om used
to live) and Manoj Kumari (wife of Hari Om) were also recorded,            B
which disclosed possible involvement of Hari Om and his
associates.
D. The Post-Mortem on the dead bodies of Smt. Nirdosh Devi
and Kumari Poonam was jointly conducted by PW7 Dr. R.A.
Sharma and Dr. Ajay Agarwal, while the Post Mortem on the                  C
dead bodies of Masters Anshul and Ashish was conducted by
PW7 Dr. R. A. Sharma. The injuries on the dead bodies were
described by the High Court as under:-
“a. Smt. Nirdosh Devi: aged 40 years
“i. Incised wound 11 cm x 4 cm on lower part front of neck, more           D
on left side, left side blood vessels cut trachea cut, right and left
side muscle cut. Wound horizontal, marquis clean cut.
ii. Abraded contusion over right side of nose 1 cm x 0.1 cm.
      On internal examination, trachea was found cut. Semi
                                                                           E
digested food was found in stomach. Brain was noted pale. Cause
of death was due to shock and hemorrhage as a result of ante
mortem injuries. Vaginal smear made. Slide prepared and sent to
Pathologist SNMH Firozabad through S.O., P.S. Ramgarh.”
b. Kumari Poonam: aged 18 years
                                                                           F
“i. Ligature mark 13 cm x 1.5 cm oblique, lower part of neck in
middle part and extending upto right side upper part of neck. On
dissection underlying muscles contused.
       On internal examination membranes and brain were found
congested, pleaura, Jarynx, trachea were found congested. Hyoid            G
bone was found fractured. Both lungs congested. Semi digested
food was found in stomach. Cause of death was due to Asphyxia
as a result of strangulation. Vaginal smear made. Slide prepared
and sent to Pathologist SNMH Firozabad through S.O., P.S.
Ramgarh.”
                                                                           H
58      SUPREME COURT REPORTS                         [2021] 13 S.C.R.


A    c. Master Ashish: aged 12 years
     “i. Multiple contusion on right side, front of neck in an area 6 cm
     x 3 cm, Average size 1.5 cm x 03. Cm
     ii. Contusion 3 cm x 1.5 cm on left side front of neck, middle part.
B    iii. Multiple contusion left side of face 6 cm x 3 cm, average size
     1 cm x 0.3 cm.
           Cricoid cartilage and Thyroid cartilage found fractured.
     Death was due to Asphyxia as a result of throttling.”
     d. Master Anshul: aged 10 years
C
     i. Contusion brown dry over front of neck 12 cm x 5 cm over left
     side of neck, 2 cm over right side of neck.
     ii. Contusion 1 cm x 2 cm below jaw left side.
     iii. Contusion 1.5 cm x 2 cm lower part of neck left side.
D          On internal examination, cricoid cartilage, thyroid cartilage,
     Hyoid bone were found fractured. Pleura, trachea were found
     congested. Membranes, brain congested. Semi digested food
     present in stomach. Spleen and kidneys were noted congested.
     Cause of death was due to Asphyxia as a result of throttling.”
E    8. Steps taken on the next day i.e. 29.10.2008, were:-
        A) Pursuant to information received from the complainant,
        PW10 S.O. G.P. Gautam along with police party and the
        complainant went to “Sailai Choraha” and at about 11 a.m.
        apprehended five out of aforesaid six persons while one of
F       them, namely, Rafiq @ Bhaiye ran away. These persons were
        found to be travelling in a Red Tavera vehicle bearing
        No.UP83J/7948. From the personal search of these five persons
        following articles were recovered:-
           (a) from Sanjay @ Sonu : country made pistol and two live
G              cartridges
           (b) from Rijwan : one country made pistol of 12 Bore and
               4 live country made cartridges
           (c) from Haseen Khan: one country made pistol of 3.15
               Bore with 3 live cartridges
H
                   HARI OM @ HERO v. STATE OF U.P.                              59
                       [UDAY UMESH LALIT, J.]

                 (d) from Hari Om @ Hero: Double Barrel Pauna rifle and         A
                     one live cartridge, one Nokia Mobile set of black colour
                     (which was stated to be belonging to the deceased Smt.
                     Nirdosh Devi)
                 (e) from Saurabh @ Sanju: a chhuri (knife).
                                                                                B
                From the collective possession of these five persons,
          following articles5 were also recovered:
                 “one polythene bag containing one identity card of Rajpal
                 and Pass-Book of Nirdosh Devi & one Pass-Book of joint
                 account of Manju Devi & Sanjay, one Pass Book of joint         C
                 account of Nirdosh Devi and Rajpal of Indian State Bank;
                 two bangles of yellow metal (gold) from red colored Shaneel
                 purse; a ring of yellow metal (gold) were recovered with
                 cash of Rs.5,000/-; 02 ladies wrist watches from yellow
                 colored Shaneel purse, one silver Kardhani (of 5 Lar) of
                 white metal weighing about 250 gms from red Shaneel            D
                 purse, one ½ silver Kardhani from Badami coloured
                 Shaneel purse and one yellow metal of golden colour were
                 recovered from red coloured Shaneel purse.”
          B. Crime Nos.368 to 372 of 2008 for the offences punishable
          under Section 25 of the Arms Act, 1959 were thereafter registered     E
          against Sanjay @ Sonu, Rijwan, Hari Om @ Hero, Haseen Khan
          and Saurabh @ Sanju respectively.
          C. Apart from the arrest of the aforesaid five persons, the
          statement of Ujjwal, five years old son of Smt. Nirdosh Devi (the
          lone survivor) was recorded. According to the record, his statement   F
          could not be recorded on the previous day as Ujjwal was under
          shock and unable to make any statement.
          D. A chhuri/knife was recovered at the pointing of accused Hari
          Om in the presence of Panchas.
                                                                                G
          E. The registration of Crime No.367 of 2008 was altered to that
          under Sections 396 and 412 IPC and in respect of offences
          punishable under the SC/ST Act.

5
    As stated by PW10 S.O. Gautam in his deposition                             H
60            SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A           9. On 30.10.2008 the investigation was taken over by PW11
     Dr. B.K. Singh, Circle Officer, Firozabad during the course of which, he
     recorded statements of various persons. On 24.11.2008, he recorded
     the statements of PW1 Kotwal Singh, PW4 Shankar Lal (milkman),
     Dr. Satya Pal (elder brother of PW1 Kotwal Singh) and constables
     Dharmendra, Ramesh Chandra, Malkhan and Mawadh Singh.
B
           10. The sixth person Rafique @ Bhaiye was apprehended on
     05.11.2008.
           11. On 03.12.2008, charge-sheet dated 24.11.2008 was filed by
     PW11 Dr. B. K. Singh. The basic information about the crime was stated
C    as under:-
           “Statement of Complainant of case, confirmed seizure-memo,
           statement of Shankar Lal, milkman, confirmed place of incident,
           statement of family doctor of deceased, Dr. Satyapal, confirmed
           statement of constable Shankar, statement of Constable
D          Dharmendra Singh, confirmed finger-prints report, statement of
           the Constable who got conducted PM, confirmed PM, investigation
           against accused persons viz. Sanjay @ Sonu Sharma, Rizwan,
           Hassen Khan, Hariom @ Hero, Saurav @ Sanju, Bhaiye @
           Fareed Khan.

E                                                                          Sd/-
                                                                    24/11/2008
           Charge-sheet u/S 396, 412 IPC & 3(2) 5 SC/ST Act
           No.261
F          -----------
           24/11/08
           Sent/proceeding of fingerprints match is remaining to be done for
           examination of case property.”

G           It is relevant to note that in the charge-sheet there was no
     reference to the statement dated 29.10.2008 of Ujjwal, the youngest
     child of Smt. Nirdosh Devi nor did it say or suggest that he was a relevant
     witness.
            12. On 04.12.2008 PW11 Dr. B. K. Singh sent the finger prints
     lifted from various articles, from inside the house of the deceased as
H
               HARI OM @ HERO v. STATE OF U.P.                                61
                   [UDAY UMESH LALIT, J.]

well as sample finger prints of Sanjay @ Sonu, Rijwan, Haseen Khan,           A
Hari Om @ Hero and Saurabh @ Sanju for analysis.
       13. By its report dated 18.05.2009 the Office of the Director,
Finger Print Bureau, Lucknow intimated to the Trial Court, the result of
finger prints examination. The relevant portion of the report was as under:
      “DISPUTED FINGER PRINTS: finger prints lifted through lifting           B
      tape were affixed on four papers. Finger prints have been marked
      as No.8898 to 8922.
      Sample of Finger prints: Sample finger prints of Sh. Sanju @
      Saurabh, Bhaiye @ Farid, Rijwan, Hariom @ Hero, Sanju @ Sonu
      Sharma and Haseen Khan taken on slips/parchi dated 4.12.08.             C
      All the right & left 10 fingers print have been marked as No.8923
      to 8982 respectively.
      Sd/- (Illegible)
                                  Sd/- (Illegible)
                                                                              D
                                                           Sd/- (Illegible)
      2. Examination of all the records was conducted in this office,
      result with reasons are as under :-
      D.F.I./P. No.8909 is similar/identical to sample F.I. No.8923. Its
      formation and line pattern are same. In enlarged pictures, identical    E
      lining pattern have been shown in red lines. Details of which are
      mentioned in Matching list.
      Para 2: D.F.P. impression No.8914 is similar/identical to Sample
      F.P. No.8963. Its formation and lining are same. In the enlarged
      picture, similar/identical lining pattern have been shown in red
                                                                              F
      lines. Details of which are mentioned in Matching list.
      Para 3 : D.F.P. impression No.8917 is similar/identical to Sample
      F.P. No.8964. its formation and lining pattern are same. Identical
      lining pattern have been shown in red lines (illegible) in enlarged
      pictures. Details of which are mentioned in Matching list.
                                                                              G
      Para 4 : Lining characteristic are not sufficient in disputed finger
      prints No.8904, 8905, 8906, 8907, 8908, 8916, 8919, & 8920 for
      giving definite opinion.
      Para 5: Disputed Finger Prints No.8898 to 8903, 8910 to 8913,
      8915, 8918, 8921, 8922 are not clear for matching.”
                                                                              H
62            SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A           It must be stated here that the disputed finger print No.8909 lifted
     from a glass in the kitchen of the house matched with the thumb
     impression of right hand, being sample No.8923, of Sanju @ Saurabh
     while the disputed finger print impressions 8914 and 8917 from another
     glass matched with the sample impressions of the thumb and index finger
     of right hand being sample Nos.8963 and 8964 of Sanjay @ Sonu.
B
            14. Appropriate charges were framed on 23.11.2009 against all
     six accused. The charges framed in Sessions Trial No.234 of 2008 were
     as under:-
           “I, Lukmanul Haque, Special Sessions Judge, Court no.4, Firozabad
C          charge you accused persons namely Sanjay alias Sonu, Rijwan,
           Haseen Khan, Hari Om alias Hero, Saurabh alias Sanju, Fareed
           alias Rafique with following charges.”
                  First:- This that on 28.10.2008 at the night, time unknown,
           place Nagla Mirza Bada at the house of deceased under Ramgarh
D          police station area, District Firozabad, you murdered the
           complainant’s sister-in-law, nephews, niece and decamped with
           the jewelry, cash etc which were kept at the house. This way you
           have committed an offence which is punishable u/s 396 of the
           IPC and is in cognizance of this Court.

E                Second:- This that the articles which were lotted on the
           above date, time and place. Cash jewelry, watch etc were
           recovered from the possession of you people near the Sailai culvert
           at 11:00 on 29-10-08 under Ramgarh Police Station, District
           Firozabad, even after knowing that these items were looted you
           had kept these with you. This way, you committed an offence
F          which is a punishable offence u/s 412 of the IPC and is in
           cognizance of this Court.
                 Third:- This that on the above date, time and place of
           occurrence, you committed heinous crimes like loot and murder
           on people of Scheduled Caste. This way, you committed such an
G          offence which is punishable u/s 3(2)5 of the S.C.S.T. Act and is
           in cognizance of this Court.
                 I, hereby direct you be tried by this Court under the above
           charges.”
           They were tried by the Trial Court in Sessions Trial No.234 of
H    2008 and Nos.235-239 of 2008 and No.504 of 2011.
              HARI OM @ HERO v. STATE OF U.P.                                63
                  [UDAY UMESH LALIT, J.]

       15. The Prosecution examined fifteen witnesses and produced           A
the relevant material in support of its case, while two witnesses were
examined on behalf of the Defence.
      16. The relevant portions from the testimony of some of the
Prosecution witnesses were as under:-
        A. PW1 Kotwal Singh, brother in law of Smt. Nirdosh Devi, stated     B
in his examination in chief:-
         “My brother had become martyr in year 2005. His family
         consisted of wife Smt. Nirdosh Devi, daughter Ku. Poonam
         and sons viz. Ashish, Anshul and Ujjawal.
                                                                             C
               In the night of 27/28.10.2008, murder of my sister-in-
         law Nirdosh Devi, niece Poonam and nephews Ashish and
         Anshul was committed by miscreants in their house only. Sister-
         in-law was murdered by slitting throat, while others were
         murdered by throttling (strangulating), younger nephew Ujjwal
         was throttled to death but survived.                                D
                This incident came into knowledge when milkman arrived.
         I had also gone to the site of incident to see where all four
         dead-bodies were lying separately in different rooms. House-
         hold articles, box, Almirah and suitcase etc. were lying broken
         and its articles were scattered. Miscreants had looted cash         E
         and jewellery. The articles looted were in my knowledge and
         I had seen. I had submitted a written report of this incident to
         Police Station.”
      In his cross examination, the witness stated:-
                                                                             F
         “I came to know about the incident through my elder brother.
         My elder brother did not come to inform about the incident.
         Someone from the colony had given information. The said
         person had come to me in the morning at 6.45 am. This person
         had come to the house of my brother on foot; I do not know
         name of the person whom my brother Satyapal had sent to             G
         pass information. There were 4-6 more persons with the said
         person whose names I do no know. I reached the site of incident
         by running with these persons only, all reached by running. We
         had reached the site of incident within 5-7 minute. When I
         reached the site of incident, at that time main door of the house
                                                                             H
64            SUPREME COURT REPORTS                        [2021] 13 S.C.R.


A             was open. Only my elder brother Satyapal was there inside
              the house, none else from the family. Family members from
              Nagau reached within an hour, they had been informed by elder
              brother through phone.”
                                …      …      …
B             “I had gone to police station to give information on the day of
              incident and thereafter, I did not go again to police station. I
              wrote Exhibit Ka-1 by sitting on Kharanja outside the incident.
              I, after writing Exhibit 3, submitted in the evening at about 7
              O’clock. I had taken advice of elder brother Dr. Satyapal in
C             writing it”
                                …      …      …
              “Till today I do not know name and residence of the milkman
              through whom I received information. The fact of receiving
              information from my brother Dr. Satyapal, is not written in
D             Exhibit Ka-1. Milkman had informed my brother. My brother
              Satyapal informed me.”
           B. PW2 Ompal Singh who lived in the same neighbourhood stated
     in examination in chief:-
              “…In the night of 27/28.10.2008 at about 11 P.M. and
E
              Ramprakash were returning back from home from work.
              House of Mulayam Singh is near house of Nirdosh Devi. Near
              to it, red colour four wheeler vehicle was parked. 4-5 people
              were sitting inside it. Hari Om @ Hero, one of them, was
              standing near the vehicle and he was talking on phone. I asked
F             Hari Om, ‘brother why are you standing at this time’ whereupon
              Hari Om replied that I am talking to Faujin Nirdosh Devi. Then
              we left for our home. I knew Hari Om @ Hero because he
              had been tenant at the place of Nirdosh Devi. In the same
              night, the incident had taken place. I had received information
              in the morning. I became sure that Hari Om @ Hero and his
G
              accomplices committed murder of Nirdosh Kumari and her
              three children and the miscreants committed loot.”
            This witness also proved recovery memo Ext.Ka-5 and deposed
     that on 29.10.2008 at about 05.00 p.m., accused Hari Om had taken out
     a chhuri/knife from the bricks lying near the southern wall of the house
H    of one Sikia.
              HARI OM @ HERO v. STATE OF U.P.                                 65
                  [UDAY UMESH LALIT, J.]

      Nothing was suggested to the witness in his cross examination           A
that Hari Om had not been the tenant of Smt. Nirdosh Devi. In his cross
examination conducted on 01.03.2011, the witness stated:-
      “On 28.10.08, when police came on the spot then I was on the
      spot. Then, neither I had any conversation with police nor made
      any attempt to talk to the police. I did not tell to the police about   B
      the Tavera vehicle being parked on 28.10.08.”
      But in his cross examination dated 10.03.2011, the witness stated:-
      “On 1.3.11 I had given the statement that I did not have any
      conversation with police and I did not make any attempt to talk to
      the police. I had conversation with the police at police station and    C
      it did not take place on the spot.
            I had been in police station from 28.10.08 to 29.10.08. I
      had seen all the accused persons in police station. I cannot say
      the name of any other persons except Hari Om. Neither I had
      seen any person talking on mobile near the vehicle at the spot on       D
      28.10.08 nor did I have any conversation with the person talking
      on mobile.”
      C. PW3 Harpal Singh, witness in respect of Exhibits Ka-6 and
Ka-7, proved those documents and stated:-
                                                                              E
      “Darogaji had collected the fingerprint on shelf, box, attachee,
      utensils and glasses of the kitchen form the spot in my presence
      as specimen. On it, my signature and the signature of Mukesh
      Kumar were taken. One Diwanji was also present with Darogaji.
      Memo was prepared on the spot. This witness has recognised
      signature on Memo (Paper No.5A/2). On this, Exhibit Ka 7 was            F
      marked.”
      D. PW4 Shankarlal, milkman stated in his examination in chief:-
      “Family of late Fauzi Rajpal comprised of his wife, a daughter
      and three sons. I knew everyone. The date was 28th in the year
      08. It was Deepawali festival. I had gone to the house of Fauzi         G
      Rajpal Singh to deliver the milk at about 6:45 AM.
      I made a call at the entrance of their house. No one responded. I
      knocked the door even then no one responded. I pushed door
      whereupon door opened. Then, (Ujjwal) small child of late Rajpal
                                                                              H
66            SUPREME COURT REPORTS                           [2021] 13 S.C.R.


A          came to me weeping from inside. Then I peeped inside the room
           of the house and found wife and elder son of Fauzi Rajpal lying
           dead on the cot. Blood was lying there. A girl and a boy were
           lying dead in the other room. On seeing them, I got perturbed. I
           took Ujjwal in my arms and informed Dr. Satyapal who is brother
           of Fauzi. Then I returned to the place of incident with him. By
B
           then, crowd had gathered. Thereafter, I had gone to deliver the
           milk to some other place from my bicycle.”
           The witness, in his cross examination, stated: -
              “I did not have the meeting with Kotwal Singh on that day. I
C             did not have meeting, therefore, I did not give any information
              to Kotwal Singh.
                                      …      …      …
                     I took Ujjawal on my lap and went to Satya Pal. He had
              a ligature mark of marpeet on his neck. Neither I told this fact
D             to CO nor he asked me. I’m telling this fact for the first time in
              the court.
                                      …      …      …
                    Satya Pal did not go to PS to give information in my
              presence. I had given information about the incident to Satya
E
              Pal. Satya Pal had returned to the spot with me. Even them, I
              did not have any meeting with Kotwal Singh.
                                      …      …      …
              …I could not see the cloth of Faujin because she was inside
F             the quilt (lihaaf). Ashish had worn chaukhane shirt and nicker.
              Ashish was lying dead on the cot. I did not see by touching.
              Blood was oozing out. Poonam was also inside the quilt. Her
              face was also visible. She was lying on the ground. Blood was
              oozing out. Blood had not dried up. I had seen the body of
              fauzin and her daughter. The blood was oozing out from their
G             bodies. They had not dried.”
            E. PW5 Ujjwal, the youngest child of Smt. Nirdosh Devi, was of
     five years of age when the incident had occurred and about eight years
     of age when he was examined in Court. In his examination-in-chief, the
     witness stated:-
H
        HARI OM @ HERO v. STATE OF U.P.                              67
            [UDAY UMESH LALIT, J.]

   “It was Deepawali at the time of incident. The incident took      A
   place in the night. I was sleeping at my house. The phone of
   my mother rang on which my mother went to open the door.
   Thereafter, on opening the gate, Hari Om uncle and 5 other
   persons came inside the house. 5 uncle (persons) sat on the
   takht and Hari Om uncle sat on the cot. At that time, I was
                                                                     B
   awake. Mother asked them for tea and water but these persons
   did not take tea. My sister Poonam came with 6 glasses of
   water and offered them water. Hari Om uncle demanded the
   key of almirah from my mother. I already knew Hari Om
   because he had been tenant at my house in the past.
          My mother did not give the key when it was demanded        C
   by Hari Om. Then, Hari Om caught hold of the neck of my
   mother. 2 persons among the persons accompanying Hari Om
   held the hands and legs of my mother and Hari Om uncle cut
   the neck of my mother with iron knife.
          One of the persons accompanying Hari Om caught the         D
   neck of my sister and killed my sister Poonam. One uncle
   pressed the neck of my brother Ashish. Thereafter, one uncle
   pressed the neck of my other brother Anshul. Then, Hari Om
   uncle and other 5 persons accompanying him i.e. total 6 persons
   looted the articles of my house and went. Hari Om uncle also      E
   pressed my neck and threw but I remained lying silently. On
   identifying Hari Om present in the court, stated that accused
   Hari Om is present in the court today.
          On looking at accused persons present in the court, said
   that 5 other persons apart from Hari Om were involved in the      F
   incident. Today, they are present in the court.”
                          …      …      …
         “On next day of incident, in the morning, milkman came
   and milkman uncle pushed the door and gate opened. On the
   opening of gate, I narrated the entire facts to the milkman       G
   uncle.”
In his cross examination, the witness stated:-
   “…Witness was read over the statement u/s 161 CrPC with
   the help of ADGC and Shri Maheshwari, Counsel for the
                                                                     H
68   SUPREME COURT REPORTS                           [2021] 13 S.C.R.


A    complainant. Then, the witness stated that in the morning,
     milkman uncle came. He pushed the door and opened the door.
     I had got this fact recorded to the police in my statement that
     I went to him and narrated entire facts. I cannot state the
     reason as to why it was not recorded.”
B                       …       …      …
     “Darogaji has recorded this fact incorrect in my statement that
     in the morning, after rising of the Sun, my neighbours took me
     out from the house. Then I saw that my uncle Doctor Saab
     and many persons with him had come to the house. I cannot
C    say as to how this fact got recorded.”
                              …      …       …
     “When I reached the house of my Tau then my uncle Kotwal
     also reached there and I narrated the entire incident of the
     night to Tau and Uncle and also told that Hari Om uncle and 5
D    other have committed the incident and also told that I witnessed
     the incident. After narrating entire facts to Tau and uncle, I
     went to my house with Milkman uncle and Tau and when police
     came after 5 minutes, in the morning, police came. Then, they
     were told that Hari Om and 5 uncles came in the night. They
E    committed the incident. I have witnessed the incident. Told the
     incident to milkman uncle in the morning.”
                              …      …       …
     “After meeting milkman, met Tauji (elder brother of father).
     When I returned then police had come. Police stayed till evening
F    and police had asked in my presence as to where mother was
     lying? Where was brother lying, where was sister lying and
     after throttling, where were (they) thrown. Police did not ask
     the milkman, my uncle Kotwal and elder uncle Satyapal. I had
     told all these facts to the police.”
G                             …      …       …
     “I was sleeping on the takht. I had told this fact to the police. If
     Darogaji did not record this fact in my statement then I could
     not state the reason. I had told this fact to Darogaji cutting the
     neck with iron knife. If the fact of iron knife is not recorded in
H    my statement then I cannot state the reason.
     HARI OM @ HERO v. STATE OF U.P.                                 69
         [UDAY UMESH LALIT, J.]

      I had told police that two uncles (persons) were holding       A
the hand and legs of my mother. I cannot state the reasons as
to why this fact is not recorded in my statement.
      I had told Darogaji in my statement as such that one
uncle was pressing the neck of my sister. One uncle pressed
the neck of Ashish. This fact is also not recorded separately in     B
my statement then I cannot state the reason. I had also told
Darogaji that Hari Om had pressed my neck and threw in the
other room. If this fact that Hari Om pressed my neck and
threw in other room is not recorded, then I cannot state its
reason. Hari Om demanded key from my mother. If it is not
recorded then I cannot state the reason.                             C

       When the neck of my mother was cut, mother had been
overpowered by them. Then, we brothers and sisters screamed
loudly. The house of Hori Lal Darogaji does not exist opposite
to my house. Even there is no house of Ram Prakash. No one
came on our hue and cry. Hari Om tuned the TV in full volume.        D
I had told this fact about the screaming of us (siblings) loudly
and Hari Om opening TV and tuning with full volume to my
uncle Kotwal Singh and my elder uncle Satyapal as well as to
the police. These facts were also told to milkman. If this fact
is not recorded then I cannot state the reason.                      E
       All the six glasses in which my sister carried the water,
were kept in kitchen. The time when the neck of my sister
Poonam was throttled then at that time she was lying in her
room. When the neck of my sister was pressed then I was in
my mother’s room. The neck of Anshul was pressed and the             F
neck of Poonam was pressed. After pressing the neck
(illegible), I was thrown on the takht in my mother’s room and
I was sleeping on the takht itself.
      When the accused persons went then I had gone to see
my sister and brother. I had told this fact to Darogaji that after   G
the departure of accused persons, I had gone to see my brother
and sister. If this fact is not recorded in my statement then I
cannot state the reason.
     I had voluntarily gone to see my brother and sister. I
was not sent by anyone. I was not thrown in the room of my
                                                                     H
70            SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A             brother and sister. I was thrown on the takht itself. This was
              the same room where I was sleeping. It was not other room.
              After seeing brother and sister, I again sat on the takht and
              began weeping. Thereafter, I slept. When the milkman pushed
              the door then I got up.”
B           F. PW7 Dr. R.A. Sharma, who had conduced Post Mortem as
     stated hereinabove, proved the concerned Reports.
           In his cross examination in relation to questions about the injury
     on the body of Smt. Nirdosh Devi, the witness stated:-
              “This fact is correct that injury of neck was clean cut and in a
C             single cut and it was more on left side and less on right side. It
              is possible that the time when the injury was caused, at that
              time, if the person had been lying. Left portion of the neck
              would be above and right part would be under where it was
              cut. On that side, it is possible to cause injury from heavy sharp-
D             edged weapon. Such type of injury is possible if inflicted on
              the person who is sleeping or unconscious.”
           G. PW9 SI Ram Prasad who conducted inquest on the dead body
     of Smt. Nirdosh Devi, stated in his cross examination: -
              “It is correct that at the time of Panchnama, four bangles in
E             each hand of deceased were unbroken. It is correct that no
              broken bangle was found near deceased.”
            H. PW10 SO Gautam, who had conducted the investigation at
     the initial state, stated in his examination-in-chief:-
              “On 29.10.08. Parcha No.2 was prepared in which arrest of 5
F
              accused persons namely Sanjay @ Sonu, Rizwan, Hasin Khan,
              Hari Om @ Hero and Saurabh @ Sanju and the statement of
              eye-witness Ujjwal and copy of memo of Arrest of accused
              persons, recovery of illegal weapons and cartridges and the
              case properties of Crime No.367/08 were mentioned and Tavera
G             vehicle bearing No.U.P 83J/7948 used in murder was seized.”
           In his cross examination, the witness stated:-
              “It is correct that on 28.10.08, in Parcha No.IA, I recorded the
              statement of Ompal Singh s/o Hukum Singh, Om Prakash s/o
              Leeladhar and the name of Hari Om @ Hero is mentioned in
H
               HARI OM @ HERO v. STATE OF U.P.                                  71
                   [UDAY UMESH LALIT, J.]

         those statements. Besides this, in the statement of Raju s/o           A
         Ram Kishan also, name of Hari Om @ Hero is mentioned and
         the fact that 4-5 boys were sitting in Tavera vehicle is mentioned
         in these three statements.”
                            …       …      …
         “First Parcha is in my hand-writing and second is in the hand-         B
         writing of Sub-Inspector whose name I do not recollect. This
         Parcha was written after the alleged recovery. It is incorrect
         to say that some foul play has been done.”
                                  …      …       …
                                                                                C
         “It is also correct to say that on 28.10.08, neither any search
         for milkman was made nor his name and address came into
         the light till the accused persons were arrested. Whereas apart
         from milkman, there was no other witness to give information
         to the complainant of the case.”
                                                                                D
                                  …      …       …
         “It is correct that it is not mentioned in FIR that child Ujjwal
         was left alive and he was the eye-witnesses. In site-map (Exhibit
         Ka-20), presence of child Ujjwal at the time of incident is not
         mentioned. In the statement u/s 161 Cr.P.C. of child Ujjwal, I
                                                                                E
         had recorded that accused persons pressed the neck of Ujjwal
         but no medical examination of child Ujjwal has been got
         conducted in this regard as to whether there is any pressing
         mark on the neck or not.”
                            …       …      …
                                                                                F
         “In my investigation, I did not find any quilt lying at the place of
         incident on the dead-bodies of Smt. Nirdosh and Kumari
         Poonam.”
       I. PW11 Dr. B. K. Singh, Circle Officer stated in his examination-
in-chief:-                                                                      G
         “On 24.11.08, I recorded the statement of complainant Kotwal
         Singh, witness Shankar Lal, Dr. Satya Pal, C/Dharmendra,
         C/Ramesh Chandra, C/Malkhan, C/Mawadh Singh….
                            …       …      …
                                                                                H
72            SUPREME COURT REPORTS                         [2021] 13 S.C.R.


A             “In the instant case, the gold and silver ornaments concerned
              with the alleged loot were stated to have been recovered,
              whether said ornament were of gold and silver, no such
              examination was got conducted from the Forensic Science
              Laboratory in this regard. Recovered alleged looted article
              had not been got identified by Ujjwal (age 7 years).”
B
                                      …      …      …
              “I had perused record and statements written by previous
              Investigating Officer. I did not enquire Ujjwal, neither statement
              of Ujjwal was verified by previous Investigating Officer after
C             reading over, nor I met with Ujjwal during investigation. I had
              read statement of Ujjwal written by G. P. Gautam (previous
              I.O.).”
                                      …      …      …
              “Owner of Tavera vehicle has not been identified in the
D             investigation. I cannot say as to whether accused in Tavera
              vehicle were its owner or not.”
                                      …      …      …
              “Witness Satyapal had also given statement that after receiving
              information, he at first reached the place of incident along with
E
              Kotwal Singh.
                     Statement of witness Shankar Lal was recorded 26 days
              after the incident. He was the same Shankar Lal who had
              informed the Complainant. After informing, he stated to have
              gone again on the spot along with Kotwal and Satyapal.”
F
            17. Smt. Manoj Kumari, wife of Hari Om was examined as DW1,
     who stated that she and her husband were not tenants of Smt. Nirdosh
     Devi at any time. Ms. Pratibha, Junior clerk working in Road Transport
     Office of District Firozabad was examined as DW2 who stated that as
     per official record, the owner of Tavera vehicle bearing No.UP83J7948,
G    at the time the incident had occurred, was one Sunil Kumar s/o Om
     Prakash Aggarwal.
           18. The Trial Court by its judgment dated 06.07.2015 accepted
     the case of prosecution against all six accused in so far as the offence
     punishable under Section 396 of the IPC was concerned. It, however,
H
               HARI OM @ HERO v. STATE OF U.P.                                73
                   [UDAY UMESH LALIT, J.]

acquitted all the accused of the other offences with which they were          A
charged. It was observed that no disclosure statement of the accused
Hari Om in relation to recovery of knife was recorded, and as such the
requirement of Section 27 of the Indian Evidence Act (“the Act”, for
short) were not satisfied, however, the recovery could still be admissible
under Section 8 of the Act. It was also observed that there were certain
                                                                              B
omissions in the statement of Ujjawal recorded during investigation which
were brought out in his cross examination, but those omissions were not
enough to reject his evidence. By its order dated 13.07.015, sentences
as quoted in paragraph 1 hereinabove were imposed by the Trial Court.
       19. All six convicted accused preferred criminal appeals as stated
earlier challenging their convictions and sentences and so also Reference     C
No.8 of 2015 was made to the High Court for confirmation of the death
sentence awarded to the accused Hari Om.
      The High Court by its judgment and order presently under appeal
affirmed the conviction and sentence of the accused Hari Om, Sanjay
@ Sonu, Saurabh @ Sanju and acquitted the other three accused named           D
Haseen Khan, Rijwan and Rafique @ Bhaiye of the charges levelled
against them. The reason for their acquittal was:-
             “As far as the accused-appellants Haseen Khan, Rijwan
      and Bhaiye are concerned, they were neither named nor the
      recovery from them, was proved beyond reasonable doubt, hence,          E
      the same was disbelieved and they were acquitted under Section
      412 IPC and their fingerprints were also, did not tally with the
      disputed fingerprints collected from the spot. They were also not
      named by witness Ujjwal or any other witnesses. According to
      evidence against them, during investigation there was recovery          F
      and first time they were identified before the court by the witness
      Ujjwal along with other accused. It is also clear from the record
      that the accused-appellants appeared before the trial court on
      previous dates and on subsequent date, witness Ujjawal identified
      them. Hence, there was sufficient time and opportunity to identify
      them. No identification parade took place in the present case.          G
      The incident is of the year 2008 and after about three years they
      were identified by child witness Ujjawal first time before the court,
      hence, this evidence is doubtful. Considering the entire facts and
      circumstances, including the identification for the first time before
      the court, it is clear that the prosecution failed to prove the case    H
74             SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A           beyond doubt against the appellants Haseen Khan, Rijwan and
            Bhaiye alias Farid alias Rafique and they are entitled for acquittal.”
            20. In these appeals Mr. B. H. Marlapalle, learned Senior
     Advocate appeared as Amicus Curiae on behalf of the accused. His
     principal submissions were:-
B
            a) In the face of glaring inconsistencies in the version given by
            PW5 Ujjawal and in the face of record as it stood, it would be
            extremely hazardous to accept the testimony of PW5 Ujjwal and
            make it the basis of conviction of accused Hari Om.

C           b) There was no link evidence suggesting that the fingerprints
            were correctly lifted from the house of the deceased, and were
            duly preserved before sending them for fingerprints expert’s
            opinion.
            c) The only material against accused Sanjay @ Sonu and Saurabh
D           @ Sanju was the fact that their sample fingerprints tallied with
            those lifted from the house of the deceased. In the absence of
            any substantive evidence, this fact alone would be insufficient to
            sustain their conviction and sentence. Reliance was placed on the
            decision of this Court in Musheer Khan alias Badshah Khan
            and another vs. State of Madhya Pradesh.6
E
            d) Out of six named accused charged of having committed the
            offence of dacoity, three accused having being acquitted, whose
            acquittal was not challenged, the remaining three accused could
            not be convicted under Section 396 IPC. Reliance was placed on
            the decisions of this Court in Ram Shankar Singh and Others
F           vs. State of Uttar Pradesh7 and Saktu and Another vs. State of
            Uttar Pradesh8.
           21. Ms. Aishwarya Bhati, learned Additional Solicitor General
     appearing for the State, on the other hand, submitted that the testimony
     of PW5 Ujjwal was completely worthy of reliance and that even going
G    by the rule of prudence, version given by PW5 Ujjwal was fully
     corroborated on material particulars. She relied upon the decisions of

     6
       (2010) 2 SCC 748
     7
        AIR (1956) SC 441
H    8
       (1973) 1 SCC 202
                HARI OM @ HERO v. STATE OF U.P.                                   75
                    [UDAY UMESH LALIT, J.]

this Court in Suryanarayana vs. State of Karnataka9, State of Uttar               A
Pradesh vs. Krishna Master and Others10 and Manmeet Singh alias
Goldie vs. State of Punjab11.
       22. At the outset, we must note the perspective from which the
evidence of a child witness is to be considered. The caution expressed
by this Court in Suryanarayana9 that “corroboration of the testimony              B
of a child witness is not a rule but a measure of caution and
prudence” is a well-accepted principle. While applying said principle to
the facts of that case, this Court in Suryanarayana9 observed:-
              “5. Admittedly, Bhavya (PW 2), who at the time of
       occurrence was about four years of age, is the only solitary               C
       eyewitness who was rightly not given the oath. The time and
       place of the occurrence and the attending circumstances of the
       case suggest no possibility of there being any other person as an
       eyewitness. The evidence of the child witness cannot be rejected
       per se, but the court, as a rule of prudence, is required to consider
       such evidence with close scrutiny and only on being convinced              D
       about the quality of the statements and its reliability, base conviction
       by accepting the statement of the child witness. The evidence of
       PW 2 cannot be discarded only on the ground of her being of
       tender age. The fact of PW 2 being a child witness would require
       the court to scrutinise her evidence with care and caution. If she         E
       is shown to have stood the test of cross-examination and there is
       no infirmity in her evidence, the prosecution can rightly claim a
       conviction based upon her testimony alone. Corroboration of the
       testimony of a child witness is not a rule but a measure of caution
       and prudence. Some discrepancies in the statement of a child
       witness cannot be made the basis for discarding the testimony.             F
       Discrepancies in the deposition, if not in material particulars, would
       lend credence to the testimony of a child witness who, under the
       normal circumstances, would like to mix-up what the witness saw
       with what he or she is likely to imagine to have seen. While
       appreciating the evidence of the child witness, the courts are             G
       required to rule out the possibility of the child being tutored. In the
       absence of any allegation regarding tutoring or using the child

9
  (2001) 9 SCC 129
10
   (2010) 12 SCC 324
11
   (2015) 7 SCC 167                                                               H
76             SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A           witness for ulterior purposes of the prosecution, the courts have
            no option but to rely upon the confidence inspiring testimony of
            such witness for the purposes of holding the accused guilty or
            not.
            6. This Court in Panchhi v. State of U.P.12 held that the evidence
B           of the child witness must be evaluated more carefully and with
            greater circumspection because a child is susceptible to be swayed
            by what others tell him and thus an easy prey to tutoring. The
            evidence of the child witness must find adequate corroboration
            before it is relied upon, as the rule of corroboration is of practical
            wisdom than of law (vide Prakash v. State of M.P.13; Baby
C           Kandayanathil v. State of Kerala14; Raja Ram Yadav v. State
            of Bihar15; Dattu Ramrao Sakhare v. State of Maharashtra16).
            7. To the same effect is the judgment in State of U.P. v. Ashok
            Dixit 17.

D           8. In this case Bhavya (PW 2) when appeared before the trial
            court was of 6 years of age. After questioning the witness, the
            Sessions Judge found, “though the girl is 6 years old she is active
            and she understands everything”. Without administering the oath
            to the witness her statement was recorded wherein she stated:

E                    “I know Saroja, I call her as ammayi, she is my aunt.
               The person sitting in the court box is my uncle. His name is
               Suryanarayana. Since I call him as uncle, he is my uncle.
                      My aunt Saroja is now dead. I know how she died.
               Several days back after taking lunch my ammayi i.e. my aunt
F              Saroja and myself went to the lake to wash the clothes and to
               take bath. On that day, my uncle Suryanarayana sitting in the
               court pierced with a knife the stomach and neck of my ammayi.
               Hence she suffered injuries and her entire body covered with
               blood. My ammayi while running after being injured, fell down,
               I screamed. Immediately I ran and told my father and mother
G              that uncle killed the aunt. If the knife is shown I can identify (a
     12
        (1998) 7 SCC 177 : 1998 SCC (Cri) 1561
     13
        (1992) 4 SCC 225 : 1992 SCC (Cri) 853
     14
        1993 Supp (3) SCC 667 : 1993 SCC (Cri) 1084
     15
        (1996) 9 SCC 287 : 1996 SCC (Cri) 1004
     16
        (1997) 5 SCC 341 : 1997 SCC (Cri) 685
H    17
        (2000) 3 SCC 70 : 2000 SCC (Cri) 579
        HARI OM @ HERO v. STATE OF U.P.                                 77
            [UDAY UMESH LALIT, J.]

   white cloth bag sealed, was opened). I have seen the knife           A
   now. With the same knife that day my uncle pierced my ammayi
   (this was marked as Ext. P-01) on that day. Police asked me
   as to what happened, I have told everything to the police.”
9. In her cross-examination the witness stated that before the
date of occurrence the deceased was living with her (witness)           B
parents. At the time of occurrence the witness used to go to
aanganwadi school. The witness denied the suggestion that she
had not gone with the deceased to wash the clothes. Nothing
favouring the defence could be extracted out of her in the cross-
examination. She denied the suggestion that “my uncle did not
pierce my aunt with the knife. It is not correct that I have not        C
seen the knife in the hands of my uncle”. The trial court as well
as the High Court accepted her testimony as no inherent defect
was pointed out by the defence. We also find no reason to take a
contrary view. The mere fact that her mother had told that she
did not know any other language except Malyalam and that the            D
words spoken to by her were not in that language cannot be used
as a ground to reject her testimony. The child and her parents
conversed in Malyalam language at their residence which was
explained to the investigating officer in the language which was
understood by him. There is no ground of doubting the veracity of
the testimony of this child witness as we find that her name is         E
mentioned in the FIR which is proved to have been recorded
immediately after the occurrence. P.H. Krishnappa, the Tahsildar
who prepared the inquest report is also proved to have recorded
the statement of this child witness, wherein, she is shown to have
made similar deposition. Otherwise also there is sufficient             F
corroboration on record to rule out the possibility of PW 2 being
tutored or used for ulterior purposes by some alleged interested
persons. In the absence of any inherent defect we do not find any
substance in the plea to reject the testimony of this child witness.
The statement of PW 2 shows that the deceased and the appellant
were living together as husband and wife and she used to address        G
them as uncle and aunt. Her testimony to the effect of the
deceased living with PW 1 is sufficiently corroborated by the other
evidence led in the case. The factum of the deceased having
received stabbed wound with a knife is proved by the medical
evidence. The recovery of the knife at the instance of the appellant,   H
78            SUPREME COURT REPORTS                         [2021] 13 S.C.R.


A          in consequence of his disclosure statement, leaves no doubt to
           believe her statement. The place of occurrence being near the
           water tank has not been seriously disputed. The report received
           from FSL as per Exhibit P-15 shows that blouse (MO 2), towel
           (MO 3) and the bangle pieces (MO 4) of the deceased and the
           knife (MO 1) which was used in the commission of the crime, the
B
           towel (MO 7), lungi (MO 6) and shirt (MO 5) of the appellant
           were found to be stained with blood. Dr Ram Dass (PW 12) has
           opined that the injuries found on the dead body of the deceased
           could be caused with a weapon like MO 1.”
                                                          (emphasis supplied)
C
            23. We may now consider the evidence of PW5 Ujjwal in the
     backdrop of the principles discernible from the decisions of this Court as
     stated above.
           (A) The points on which the testimony of PW5 Ujjwal gets
D    corroborated by other pieces of material or evidence on record are:
                i) According to him, a call was received on mobile of his
           mother, whereafter she opened the door and let the accused in.
                  The mobile of his mother bearing number 9411926017
           definitely received a call at about 9.27 p.m. from a mobile bearing
E          number 9758835941. The call lasted for 20 seconds.
                  However, there is nothing on record that the concerned
           mobile was that of accused Hari Om, or any of the accused. The
           record does not throw any light, nor any efforts were made by the
           investigating machinery to trace the name of the person holding
F          this mobile phone number.
                  However, there is some corroboration available from the
           testimony of PW2 Ompal Singh that on 28.10.2008 he had found
           Hari Om standing near a vehicle in the vicinity of the house of the
           deceased; and upon being asked, accused Hari Om had replied
G          that he was calling Smt. Nirdosh Devi. However, according to
           PW2 Ompal Singh, that was at about 11.00 p.m. and not at or
           about 9.27 p.m.
                 ii) After being admitted into the house, tea and water was
           offered to accused Hari Om and his associates.
H
               HARI OM @ HERO v. STATE OF U.P.                                 79
                   [UDAY UMESH LALIT, J.]

             There were glasses which were found in the kitchen which          A
      fact certainly corroborates the version given by PW5 Ujjwal.
             iii) It was stated that his mother was overpowered by two
      of the accomplices and her throat was slit by accused Hari Om.
      Thereafter, his three siblings were throttled to death, and an attempt
      was also made to throttle PW5 Ujjwal.                                    B
             The manner in which his mother and siblings were done to
      death is corroborated by the medical evidence on record.
             However, if the mother was being overpowered, there were
      no signs of struggle and none of her bangles was broken. Further,
      if her throat was slit and her left side blood vessels of the neck       C
      and trachea were cut, the blood would have instantaneously gushed
      out. But, there were no blood spots anywhere else except below
      the cot where the body of Smt. Nirdosh Devi was found lying in
      supine condition.
            One more striking feature of the matter is that there was          D
      no medical evidence either in the form of any documents, pictures
      or even a statement of any medical professional that PW5 Ujjwal
      was given medical attention as a result of attempts of throttling.
      iv) The location of dead bodies, as mentioned by him, is undoubtedly
      corroborated by the site map, inquest panchanama and other               E
      material.
       (B) Having dealt with the features which get corroborated to some
extent, we will now deal with certain inconsistencies or infirmities which
are evident from the record.
                                                                               F
      i) According to PW5 Ujjwal, in the morning of 29.10.2008, the
      first person to see him was PW4 Shankar Lal (milkman), who
      took him to the house of his doctor uncle (Dr. Satyapal Singh).
            However, according to his statement recorded during
      investigation, he was taken to the house of his uncle by the
      neighbours.                                                              G

      ii) According to his court statement, after reaching the house of
      said uncle, he had narrated the entire incident to his other uncle
      PW1 Kotwal Singh and said Dr. Satyapal Singh and told them
      that Hari Om and his associates had committed the murders and
      also told them that he had witnessed the incident.                       H
80            SUPREME COURT REPORTS                          [2021] 13 S.C.R.


A                However, the FIR lodged by PW1 Kotwal Singh spoke
           otherwise. According to the reporting, the accused were unknown
           persons. The reporting also did not disclose that PW5 Ujjwal had
           survived, despite being attempted to be murdered, and that he had
           witnessed the incident. As a matter of fact the FIR did not make
           any reference to PW5 Ujjwal.
B
           iii) According to PW5 Ujjwal, he had narrated the entire incident
           to PW4 Shankar Lal (milkman) and Darogaji.
                 On this score also, the record spoke otherwise, according
           to which, till 29.10.2008 the names of Hari Om and his associates
C          had not surfaced as suspects at all. The initial registration of crime
           was against unknown persons.
           iv) There are other inconsistencies and omissions with regard to
           the manner in which his siblings were done to death.
            (C) Apart from the aspects referred to hereinabove touching upon
D    the comparison of the version given in court, as against his statement
     recorded during investigation, certain other features are available from
     the record which must be noted at this stage.
           i) If PW5 Ujjwal was attempted to be murdered and as disclosed
           by PW4 Shankar Lal (milkman) he had seen a ligature mark on
E          the neck of PW5 Ujjwal, there was nothing on record supporting
           this fact.
           ii) Parcha No.2 which was part of papers pertaining to investigation,
           did make a reference to the statement of PW5 Ujjwal recorded
           during investigation. However, as stated by PW10 S.O. Gautam,
F          the said Parcha was not in his handwriting, though, he was incharge
           of investigation. He could not give any answer as to who had
           written that Parcha.
           iii) If according to the Prosecution, PW4 Shankar Lal was the
           first person to reach the place of occurrence, his statement was
G          recorded 26 days after the incident. The response given by the
           concerned Investigating Officer shows that no attempts were
           made to trace said Shankar Lal.
           iv) The versions given by PW1 Kotwal Singh and PW4 Shankar
           Lal in court did not, in any way, suggest that the names of suspects
H
                  HARI OM @ HERO v. STATE OF U.P.                              81
                      [UDAY UMESH LALIT, J.]

          were narrated to them by PW5 Ujjwal, or that he had told them        A
          about the entire incident. As a matter of fact, PW1 Kotwal Singh
          went to the extent of asserting that it was through Dr. Satyapal
          Singh that he came to know about the incident.
          v) Thus, the version given by PW5 Ujjwal that he had narrated
          the entire incident to PW1 Kotwal Singh, PW4 Shankar Lal and         B
          Darogaji was not supported by any of them. Moreover, the other
          person namely Dr. Satyapal Singh to whom similar narration was
          given by PW5 Ujjwal, was not even examined by the prosecution.
          vi) The charge-sheet did indicate Dr. Satyapal Singh to be one of
          the relevant witnesses, and yet he was not examined. On the          C
          other hand, the charge-sheet did not even speak of PW5 Ujjwal
          to be a relevant and material witness.
      24. Having culled out the essential features emerging from the
record, we must state that we find it difficult to place reliance upon the
testimony of PW5 Ujjwal and in our view, the said version can not be           D
made the basis of conviction of Hari Om.
       It is true that the assertion made by him that Hari Om used to be
a tenant in their house was supported by PW2 Ompal Singh. Even if we
accept that accused Hari Om was a known face to PW5 Ujjwal, and
the fact that the incident occurred inside the house where PW5 Ujjwal          E
would naturally be available, but on the issue whether he had witnessed
the incident, the glaring inconsistencies on record cannot be discarded.
In Suryanarayana 9 after setting out the guiding principles for
appreciation and consideration of the evidence of a child witness, this
Court had found in paragraph 9, that there were no doubts at all with
regard to the veracity to the testimony of the child witness, nor were         F
there any inherent defects. The name of the child witness figured in that
case in the FIR and Inquest; and right from the initial stages, her presence
was adverted to, which is why no doubts could be entertained. However,
such doubts and defects are quite evident in the present matter.
      25. In Digamber Vaishnav and Another vs. State of                        G
Chhattisgarh18, a bench of three Judges of this Court, while considering
the matter in the light of the fact that the child witness had not disclosed
about the accused in the first instance, observed:-

18
     (2019) 4 SCC 522                                                          H
82                SUPREME COURT REPORTS                         [2021] 13 S.C.R.


A              “…..None of the other witnesses have identified the appellants.
               Therefore, heavy reliance was placed on the testimony of PW 8.
               She did not tell PW 1, Badridas about the appellants while
               disclosing about the incident for the first time. This is reflected
               from the FIR which has been registered against unknown persons.
               In such circumstances, it is risky to rely on the uncorroborated
B
               identification of the appellants at the instance of PW 8, who has
               not disclosed about the appellants at the first instance before PW
               1 Badridas.”
            Similarly, in Radhey Shyam vs. State of Rajasthan 19, the
     evidence of a child witness was not found to be inspiring confidence
C    because of inconsistencies in the version of the witness, as well as because
     of the absence of corroboration from the other prosecution witnesses.
            26. In the circumstances, we do not find it safe to rely on the
     version given by the child witness in the instant case, who was about
     five years of age when the incident had occurred.
D
           27. There are other features from the evidence touching upon the
     involvement of accused Hari Om such as:-
               (I) A chhuri or knife was said to have been recovered upon being
               pointed by accused Hari Om. In the absence of any memorandum,
E              the trial court rejected the theory that such recovery would be
               admissible under Section 27 of the Act. It was however observed
               that such recovery would be admissible under Section 8 of the
               Act. Though the conclusion arrived at by the Trial Court is not
               inconsistent with some of the decisions rendered by this Court,
               the evidence in that behalf, by itself may not be enough to sustain
F              the finding of guilt. It will be one of the factors to be taken into
               account in the ultimate analysis.
               (II) Accused Hari Om was seen in the neighbourhood, or near
               the house of Smt. Nirdosh Devi next to a red Tavera vehicle by
               PW2 Ompal Singh and one Ram Prakash. During investigation,
G              statement of one Raju, owner of the house where accused Hari
               Om resided, was also recorded. Ram Prakash and Raju were not
               examined during trial and, as such, apart from the statement of
               PW2 Ompal Singh, we do not have any material to support the
               version that accused Hari Om was either in the neighbourhood of
H    19
          (2014) 5 SCC 389
               HARI OM @ HERO v. STATE OF U.P.                                83
                   [UDAY UMESH LALIT, J.]

      Smt. Nirdosh Devi, or was moving about in a red Tavera vehicle          A
      on 28.10.2008. If the names of accused Hari Om and his associates
      were not known as suspects to the police on 28.10.2008, which is
      the case of the prosecution, the link in that behalf has to be either
      through PW2 Ompal Singh or through Ram Prakash or Raju.
      When latter two were not examined at all, we have to rely only on
                                                                              B
      the testimony of PW2 Ompal Singh. His cross-examination reveals
      that he made no attempts to talk to the police on 28.10.2008, though
      he asserted in his examination-in-chief that in the morning of
      28.10.2008 he was sure that the culprits were accused Hari Om
      and his associates. The version given by PW2 Ompal Singh is,
      therefore, not free from doubt.                                         C
      (III) The sample fingerprints of accused Hari Om did not match
      with any of the fingerprints taken from the house of the deceased.
      (IV) With the acquittal of all the accused in respect of offences
      punishable under Section 412 IPC and under the Arms Act, there
      is no other material pointing towards the involvement of accused        D
      Hari Om.
       28. Thus, out of three features which could possibly be put against
accused Hari Om, the version given by the child witness being unworthy
to be relied upon, we are left with the evidence of recovery of a knife,
and the evidence of PW2 that he had spotted accused Hari Om near a            E
red Tavera vehicle in the neighbourhood. The prosecution did not attempt
to prove that the call received by Smt. Nirdosh Devi could be associated
with accused Hari Om. Secondly, the time given by PW2 Ompal Singh
again did not match with the time of the call received by Smt. Nirdosh
Devi. Further, the evidence of PW2 Ompal Singh also contains inherent         F
inconsistencies. In the premises, we do not find the material on record
sufficient to record conviction of accused Hari Om for the offence under
Section 396 IPC, and he must be held entitled to benefit of doubt.
      29. We now turn to the submissions b) and c) of Mr. Marlapalle,
learned amicus curiae.                                                        G
      Insofar as accused Sanjay @ Sonu and Saurabh @ Sanju are
concerned, apart from the material that their sample fingerprints matched
with those lifted from the house of the deceased, nothing was brought
on record to suggest or suspect the involvement of said two accused.
They were acquitted of the charges under Section 412 of IPC and under
                                                                              H
84                SUPREME COURT REPORTS                        [2021] 13 S.C.R.


A    the Arms Act. Whether their liability in the instant case can be fastened
     with the help of the fingerprint expert’s report is the question.
            30. According to the record, Exhibit Ka 7 was the Panchnama
     testifying the lifting of the fingerprints from the house of the deceased
     by Constable Dharmender Singh. If the fingerprints were picked from
B    the glasses there is nothing to indicate what method was applied to lift
     the fingerprints from the glasses allegedly used by the accused when
     they were offered water. What the record indicates is that some
     photographs were sent to the office of the Director, Fingerprint Bureau,
     Lucknow and nothing more. It does not show the procedure adopted
     for taking such photographs, and whether such method is a trusted and
C    tested one. The concerned person was not examined, who could have
     thrown light on these issues. The record also does not show whether
     those glasses by themselves were made available for appropriate analysis.
     There is, thus, no clarity in the process adopted by the investigating
     machinery.
D           31. In Prakash vs. State of Karnataka20, the evidence concerning
     fingerprints was examined in the light of the procedure prescribed under
     the relevant manual and it was observed:-
               “33. Our attention was drawn to the Karnataka Police Manual
               and it appears that Nanaiah followed the guidelines laid down
E              therein and perhaps acted in an overly cautious manner. Guideline
               1543 provides as follows:
                  “1543. The opinion of the fingerprint expert is of paramount
                  importance in the investigation of various crimes. The following
                  instructions should be followed regarding chance finger and
F                 footprints and their developments, preservation of the scene,
                  method of packing and other matters:”
               34. Guideline 1544 in the Manual contains various provisions and
               clause (iv) and clause (v) are relevant for our purposes. They
               read as follows:
G
                  “1544. (i)-(iii) *      *       *
                  (iv) If latent prints are found on portable articles they should
                  be seized under a detailed panchnama duly packed and labelled
                  and sent to the Fingerprint Bureau with a police officer with
H    20
          (2014) 12 SCC 133
        HARI OM @ HERO v. STATE OF U.P.                                  85
            [UDAY UMESH LALIT, J.]

   instructions regarding the care of the package during the             A
   journey.
   (v) In sending the articles containing latent prints to the Bureau,
   proper attention must be given to their package. The following
   essential points should be borne in mind:
      • It should be ensured that no portion of the article where        B
      prints may be found should get into contact with anything
      else and
      • The articles should be securely packed in a suitable
      container.”
                                                                         C
   Clause (iv) was clearly not followed when Nanaiah took the
   plastic cover along with him and this is an extremely serious
   lapse. However, we give him the benefit of doubt and assume
   that it is perhaps with clause (v) in mind that Nanaiah took the
   plastic cover along with him.
                                                                         D
35. While we completely disapprove of the manner in which Ext.
P-18 was taken away by Nanaiah (and the investigating officer
did nothing about it), the case of the prosecution does not get
strengthened even if a valid procedure was followed, since there
is nothing on record to show that the “admitted” fingerprints on
Ext. P-20 were those of Prakash which could be compared with             E
the fingerprints on Ext. P-18 and the enlarged photograph being
Ext. P-19.
36. Assuming that Ext. P-20 was a valid piece of evidence validly
obtained, there is no explanation why it was kept by the
investigating officer from 14-11-1990 till 9-1-1991 when it was          F
received by Nanaiah. The Karnataka Police Manual highlights
the importance of keeping safe an article containing fingerprints.
In view of its importance, Nanaiah did not trust anyone with the
plastic cover bearing the inscription “Canara Bank” (Ext. P-18)
and carefully took it along with him to avoid its getting damaged
                                                                         G
by getting into contact with anything else. On the other hand, we
have the investigating officer keeping Ext. P-20 with him for almost
two months and in circumstances that seem unclear. We cannot
rule out the possibility of Ext. P-20 getting damaged due to careless
handling.
                                                                         H
86                SUPREME COURT REPORTS                         [2021] 13 S.C.R.


A              37. We are of the opinion that there is no fingerprint evidence
               worth it linking Prakash to the murder of Gangamma.”
            32. The procedure detailed in the Karnataka Police Manual
     captures the importance of development and preservation as well as the
     method of packing and safe keeping. Such a procedure, if adopted, will
B    not raise any doubts. Secondly, in the aforesaid decision, the conduct of
     the Investigating Officer in keeping the concerned material with him for
     almost two months, was not approved by this Court. In the present case,
     Constable Dharmender Singh was not examined by the Prosecution.
     There is nothing on record regarding the competence of said Dharmender
     Singh, and whether he was adequately trained, or was an expert in lifting
C    the fingerprints from material such as glasses; nor was any evidence led
     detailing out the procedure adopted by him. In the absence of any such
     material, it is extremely difficult to rely on the report that the lifted
     fingerprints from the glasses matched with the sample fingerprints of
     accused Sanjay @ Sonu and Saurabh @ Sanju.
D           33. In any case, apart from the fingerprints, there was nothing
     else on record against these two accused. It was observed by this Court
     in Musheer Khan alias Badshah Khan and another vs. State of
     Madhya Pradesh6:
               “34. It will be noticed that under the Evidence Act, the word
E              “admissibility” has very rarely been used. The emphasis is on
               relevant facts. In a way relevancy and admissibility have been
               virtually equated under the Evidence Act. But one thing is clear
               that evidence of fingerprint expert is not substantive evidence.
               Such evidence can only be used to corroborate some items of
F              substantive evidence which are otherwise on record.”
            34. In Hukam Singh vs. State of Rajasthan 21 , the only
     circumstance against the concerned accused pertained to his fingerprints
     on a mirror. That circumstance by itself was not found to be sufficient
     by this Court to sustain the finding of guilt under Section 302 IPC against
G    the accused. It was observed:-
               “6. The last circumstance on which reliance was placed on behalf
               of the prosecution was the presence of fingerprints of the appellant
               on the mirror Ex. 1. We fail to see how this circumstance can be
               regarded as necessarily implicating the appellant in the commission
     21
H         (1977) 2 SCC 99
               HARI OM @ HERO v. STATE OF U.P.                                   87
                   [UDAY UMESH LALIT, J.]

      of the murders. It was admitted by Sujan Singh that the appellant          A
      was on visiting terms with this family and it is, therefore, possible
      that during one of his visits, the appellant might have touched the
      mirror Ex. 1 and left his fingerprints on it. It is also not altogether
      unlikely that even when the appellant was in the hutment of Sujan
      Singh for the purpose of committing the theft of ornaments and
                                                                                 B
      other articles belonging to Sujan Singh after the quadruple murders
      had been committed by some other persons, he might have touched
      the mirror Ex. 1 and in the process left his fingerprints upon it.
      The presence of the fingerprints on the mirror Ex. 1 is not such a
      circumstance as would necessarily lead to the inference that the
      appellant must have committed the murders of these four members            C
      of Sujan Singh’s family.
      7. It is now settled law that in case of circumstantial evidence, all
      the incriminating facts and circumstances should be fully
      established by cogent and reliable evidence and the facts so
      established must be consistent with the guilt of the accused and           D
      should not be capable of being explained away on any other
      reasonable hypothesis than that of his guilt. In short, the
      circumstantial evidence should unmistakably point to one and one
      conclusion only that the accused person and none other perpetrated
      the alleged crime. If the circumstances proved in a particular case
      are not inconsistent with the innocence of the accused and if they         E
      are susceptible of any rational explanation, no conviction can lie.
      Judged from this standpoint, it is not possible to affirm the conviction
      of the appellant for the offence of murder of any one or more of
      Bhanwar Singh, Roop Singh, Lad Kanwar and Inder Kanwar.
      The three circumstances relied upon by the prosecution are not             F
      incompatible with the innocence of the appellant insofar as the
      murders of these four persons are concerned. They are capable
      of being explained away on a hypothesis other than that of guilt of
      the appellant. We may point out that in any event the view taken
      by the Sessions Court that the circumstances were not sufficient
      to found the conviction of the appellant was a reasonable view             G
      and the High Court was not justified in reversing it.”
      35. It must be stated that both Sanjay @ Sonu and Saurabh @
Sanju were unknown faces to PW5 Ujjwal, and were not subjected to
any Test Identification. Apart from identification by PW5 Ujjwal in Court
                                                                                 H
88              SUPREME COURT REPORTS                        [2021] 13 S.C.R.


A    for the first time, there is no other material to establish their presence.
     Thus, even if we accept that fingerprints lifted from the house of the
     deceased could be associated with the said two accused, that by itself,
     in the absence of any substantive piece of evidence, cannot be made the
     basis of their conviction. These accused are therefore entitled to the
     benefit of doubt.
B
            36. Having come to the conclusion that all three appellants are
     entitled to benefit of doubt, we need not go into the fourth submission
     advanced by Mr. Marlapalle, learned Amicus Curiae.
           37. In the premises, we accept the appeals preferred by accused
C    Hari Om, Sanjay @ Sonu and Saurabh @ Sanju. While setting aside the
     orders of conviction and sentence recorded against them, we acquit
     them of all the charges levelled against them. They be set at liberty,
     unless their custody is required in connection with any other offence.
            38. Before we part, we must record our appreciation for the sincere
D    efforts put in by Mr. B.H. Marlapalle, learned Amicus Curiae and for
     the assistance rendered by him.


     Devika Gujral                                               Appeals allowed.


E




F




G




H


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