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Supreme Court of India

ASHOKversusSTATE OF UTTAR PRADESH

Citation
2024 INSC 919
Decided
2 December 2024
Disposal
Case Allowed

Holding

The conviction was unsustainable because the prosecution failed to prove guilt beyond reasonable doubt, the material incriminating facts were not put to the accused under Section 313, and the State did not provide adequate legal aid, leading to the appellant's acquittal.

Summary

The appellant was accused of raping and murdering a ten‑year‑old girl in 2009, with the prosecution relying primarily on the testimony of the victim's seven‑year‑old cousin and recovered clothing items. The trial court convicted him under IPC sections 376, 302, 201 and the SC/ST Act, imposing the death penalty, which the High Court later reduced to life imprisonment. On appeal, the Supreme Court held that the sole eyewitness's evidence was not of sterling quality, the recovery of the clothing was inadequately proved, and material incriminating facts were not put to the accused under Section 313 of the CrPC, violating his right to a fair trial. The Court also found that the State failed to provide timely and competent legal aid, breaching Articles 21 and 39A of the Constitution. Consequently, the Court set aside the conviction and acquitted the appellant, while issuing comprehensive directions on the role of public prosecutors and the appointment of legal‑aid counsel. The appeal was allowed and the bail bonds were cancelled.

Issues considered

  • The correctness of the conviction and death sentence under IPC sections 376, 302, 201 and the SC/ST Act.
  • Whether the testimony of the minor cousin, as the sole eyewitness, meets the standard of reliable evidence.
  • Whether the recovery of the victim's clothing was properly proved and admissible.
  • Whether the trial complied with the requirements of Section 313 CrPC by putting all material circumstances to the accused.
  • Whether the State fulfilled its constitutional duty to provide effective legal aid to the accused.

Legislation cited

Subjects

Role of Public ProsecutorAppointment of legal aid lawyersRape and murderImposition of death sentenceEyewitnessLast seen togetherRecovery of articlesEstablished beyond reasonable doubtExamination u/s.313 Cr.P.CMaterial circumstances appearing in evidenceDefence evidenceIrregularityIncarcerationFailure to put incriminating material to accused in his examination u/s.313 CrPCDeath penaltyCapital punishmentAssistance of public prosecutorFailure to provide legal aid to accusedRight to get legal aidRight to be defended by a pleader of his choiceEspouse the cause of accused free of costsState to provide timely and quality of legal aid to accusedDirections regarding role of Public Prosecutor and appointment of legal aid lawyers

Judgment

                 [2024] 12 S.C.R. 335 : 2024 INSC 919

                                  Ashok
                                     v.
                          State of Uttar Pradesh
                     (Criminal Appeal No. 771 of 2024)
                              02 December 2024
           [Abhay S. Oka,* Ahsanuddin Amanullah and
                 Augustine George Masih, JJ.]


                            Issue for Consideration
       Matter pertains to the correctness of the order of conviction and
       sentence against the appellant, for the offences punishable u/ss.376,
       302, 201 IPC as also SC and ST Act 1989; and as regards the
       role of the Public Prosecutor and appointment of legal aid lawyers.

                                  Headnotes†
       Penal Code, 1860 – ss.376, 302, 201 – Rape and murder –
       Prosecution case that appellant committed rape and murder
       of a ten year old girl – Victim’s cousin-witness to the incident,
       and narrated the same to the victim’s father – Dead body
       found hidden at the place of incident – Appellant fled from the
       spot when questioned by the victim’s father and thereafter,
       FIR was registered – Order of conviction and imposition
       of death sentence against the appellant, for the offences
       punishable u/ss.376, 302, 201 as also the 1989 Act – High
       Court upheld the conviction, however reduced the sentence
       to life imprisonment – Correctness:
       Held: Evidence of victim’s cousin, the only eyewitness, cannot be
       held to be of sterling quality – It is unsafe to base conviction only
       on his testimony – At the most, it can be the evidence of the last
       seen together – As regards, the recovery of articles at instance of
       the appellant, the prosecution failed to prove that the recovery was
       from a particular place – Thus, evidence of recovery to be kept out
       of consideration – Appellant's guilt beyond reasonable doubt not
       established – As regards, the examination of the appellant u/s.313
       Cr.P.C., material circumstances appearing in evidence against the
       appellant, version of the main prosecution witnesses not been put
       to him – Unless all material circumstances appearing against him

* Author
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       in evidence are put to the accused, he cannot decide whether he
       wants to lead any defence evidence – Even the date and place
       of the crime allegedly committed by the appellant not put to the
       appellant – Thus, the appellant was prejudiced – Even assuming
       that failure to put material to the appellant in his examination was
       an irregularity, it cannot be cured by remanding the case to the
       trial court, since the incident is fifteen and a half years old and
       after such a long gap, it would be unjust to ask the appellant to
       explain the circumstances and material specifically appearing
       against him in the evidence – Moreover, the appellant had been
       incarcerated for about twelve years and nine months before he
       was released on bail – Even assuming that the evidence of eye
       witness can be believed, the appellant entitled to acquittal on
       the ground of the failure to put incriminating material to him in
       his examination u/s.313 CrPC – Both the trial court and High
       Court overlooked non-compliance with the requirements of s.313
       CrPC – Shockingly, the trial court imposed the death penalty in a
       case which ought to have resulted in acquittal – Imposing capital
       punishment in such a case shocks the conscience of this Court –
       There was failure of the State to provide timely and quality of
       legal aid to the appellant – Thus, impugned judgments and orders
       set aside and the appellant is acquitted – Directions regarding
       the role of the Public Prosecutor and appointment of legal aid
       lawyers issued – Code of Criminal Procedure, 1973 – Scheduled
       Castes and Scheduled Tribes (Prevention of Atrocities) Act, 1989.
       [Paras 12, 13, 14-17, 19, 21-24]

       Code of Criminal Procedure, 1973 – s.313(5) – Power to examine
       accused – Role of the public prosecutor:
       Held: Under sub-Section (5) of s.313 (sub-Section (5) of s.351 of
       Bharatiya Nagarik Suraksha Sanhita, 2023), the court is entitled to
       secure the assistance of the public prosecutor and the advocate
       representing the accused to prepare the questions to be put in the
       examination u/s.313 – Public Prosecutor has to play an active role
       in ensuring that every trial is conducted in a fair manner and in
       accordance with the law – It is the Public Prosecutor's duty to invite
       the Court's attention to the requirement of putting all incriminating
       material to the accused – Thus, the Public Prosecutor under an
       obligation to remain present when the examination of the accused
       is made to assist the Court – Bharatiya Nagarik Suraksha Sanhita,
       2023. [Para 18]
[2024] 12 S.C.R.                                                                337

                        Ashok v. State of Uttar Pradesh


     Constitution of India – Arts.21 and 39A – Equal justice and free
     legal aid – Failure to provide legal aid to the accused – Effect:

     Held: Right to get legal aid is a fundamental right of the accused,
     guaranteed by Art.21 – Even u/s.303 CrPC, every accused has
     a right to be defended by a pleader of his choice – Under s.304
     CrPC, it is the duty of the Court to ensure that a legal aid lawyer
     is appointed to espouse the cause of the accused free of costs –
     When an accused has either not engaged an advocate or does
     not have sufficient means to engage an advocate, it is the trial
     court's duty to inform the accused of his right to obtain free legal
     aid, which is a right covered by Art.21 – ss.340 and 341 of the
     Bharatiya Nagarik Suraksha Sanhita, 2023 correspond to ss.303
     and 304 CrPC – On facts, there was failure of the State to provide
     timely and quality of legal aid to the appellant – Code of Criminal
     Procedure, 1973 – Bharatiya Nagarik Suraksha Sanhita, 2023.
     [Paras 19, 20]

     Criminal trial – Role of the Public Prosecutor and appointment
     of legal aid lawyers – Issuance of directions regarding the
     role of the Public Prosecutor and appointment of legal aid
     lawyers:

     Held: (i)      Duty of the Court to ensure that proper legal aid is
                    provided to an accused;

            (ii)    Duty of Public Prosecutor to point out to the Court
                    the requirement of providing accused free legal aid;

            (iii)   Public Prosecutor to request the Court not to proceed
                    without offering to provide legal aid to the accused;

            (iv)    Duty of the Public Prosecutor to assist the trial court
                    in recording the accused's statement u/s. 313 CrPC.
                    If the Court omits any material circumstance against
                    the accused, the Public Prosecutor must bring it to the
                    Court's notice and assist in framing questions. It is the
                    Public Prosecutor's duty to prevent trial infirmities that
                    may prejudice the accused.;

            (v)     Accused entitled to free legal aid at all material stages,
                    starting from remand, including bail petitions;
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             (vi)   Accused to be made aware of his right to get free
                    legal aid at all material stages;
             (vii) For all the cases where there is a possibility of a
                   life sentence or death sentence, appoint legal aid
                   advocates with at least 10 years of criminal practice,
                   and in other cases the accused entitled to a legal
                   aid advocate who has good knowledge of the law
                   and experience of conducting trials on the criminal
                   side. Legal Services Authorities at all levels to give
                   proper training to the newly appointed legal aid
                   advocates;
             (viii) Legal Services Authorities to monitor the work of the
                    legal aid advocate and to ensure that they attend the
                    court regularly and punctually when the cases entrusted
                    to them are fixed;
             (ix)   It is necessary to ensure that the same legal aid
                    advocate is continued throughout the trial unless there
                    are compelling reasons to do so;
             (x)    In cases of serious nature and complicated legal and
                    factual issues, the Court may appoint a senior member
                    of the Bar who has a vast experience of conducting
                    trials;
             (xi)   Accused is entitled to free trial and if effective legal aid
                    is not made available to an accused it would amount
                    to infringement of his fundamental rights guaranteed
                    by Art. 21; and
             (xii) Legal aid must be effective. Advocates appointed to
                   espouse the cause of the accused must have good
                   knowledge of criminal laws, law of evidence and
                   procedural laws. If the legal aid advocate provided
                   to an accused is not competent enough to conduct
                   the trial efficiently, the rights of the accused will be
                   violated. [Para 23]

                                 Case Law Cited
       Raj Kumar v. State (NCT of Delhi) [2023] 5 SCR 754 : 2023 SCC
       OnLine SC 609; Shivaji Sahabrao Bobade v. State of Maharashtra
       [1974] 1 SCR 489 : (1973) 2 SCC 793; Hussainara Khatoon (IV) v.
[2024] 12 S.C.R.                                                            339

                     Ashok v. State of Uttar Pradesh


     Home Secy., State of Bihar [1979] 3 SCR 1276 : (1980) 1 SCC 98;
     M.H. Hoskot v. State of Maharashtra [1979] 1 SCR 192 : (1978) 3
     SCC 544; Anokhilal v. State of M.P. [2019] 18 SCR 1196 : (2019)
     20 SCC 196 – referred to.

                                List of Acts
     Penal Code, 1860; Scheduled Castes and Scheduled Tribes
     (Prevention of Atrocities) Act, 1989; Code of Criminal Procedure,
     1973; Bharatiya Nagarik Suraksha Sanhita, 2023.

                             List of Keywords
     Role of Public Prosecutor; Appointment of legal aid lawyers;
     Rape and murder; Imposition of death sentence; Eyewitness;
     Last seen together; Recovery of articles; Established beyond
     reasonable doubt; Examination u/s.313 Cr.P.C; Material
     circumstances appearing in evidence; Defence evidence;
     Irregularity; Incarceration; Failure to put incriminating material to
     accused in his examination u/s.313 CrPC; Death penalty; Capital
     punishment; Assistance of public prosecutor; Failure to provide
     legal aid to accused; Right to get legal aid; Right to be defended
     by a pleader of his choice; Espouse the cause of accused free of
     costs; State to provide timely and quality of legal aid to accused;
     Directions regarding role of Public Prosecutor and appointment
     of legal aid lawyers.

                            Case Arising From
     CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 771
     of 2024

     From the Judgment and Order dated 28.11.2013 of the High Court
     of Judicature at Allahabad in CC No. 170 of 2013

                         Appearances for Parties
     M. Shoeb Alam, Sr. Adv./Amicus Curiae, Talha Abdul Rahman,
     Amicus Curiae, M Shaz Khan, Sudhanshu Tewari, Faizan Ahmad,
     Advs. for the Appellant.

     K Parameshwar, Sr. A.A.G., Ms. Sakshi Kakkar, Advs. for the
     Respondent.
340                                                         [2024] 12 S.C.R.

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                  Judgment / Order of the Supreme Court

                                  Judgment

       Abhay S. Oka, J.

       FACTUAL ASPECT
1.     This is a very unfortunate case. The victim of the offence was ten
       years old at the time of the incident. On 27th May 2009, around
       9.00 a.m., she and her first cousin, PW-2, had gone to a pasture
       to graze her goats. The age of PW-2 was seven years at that
       time. As the victim was thirsty, she went near a tubewell cabin.
       The appellant-accused was working as an operator of the tubewell
       appointed by the owner of the tubewell. The victim requested the
       appellant to provide drinking water. The allegation of the prosecution
       is that, with evil intentions, the appellant took her inside the cabin.
       He committed rape on her and, after that, murdered her. According
       to the prosecution’s case, PW-2 saw the appellant forcibly taking
       the victim inside the cabin and raping her. By 11.00 a.m., PW-2
       returned to PW-1, the victim’s father. PW-1 was the uncle of PW- 2.
       After PW-2 narrated the story to PW-1, he went to the tubewell
       cabin to find the victim and found the dead body of the victim
       hidden in a haystack in that cabin. On being questioned by PW-1,
       the appellant fled from the spot and thereafter, PW-1 registered
       the First Information Report.
2.     The Trial Court, by judgment and order dated 24 th December
       2012, convicted the appellant for the offences punishable under
       Sections 376, 302 and 201 of the Indian Penal Code (for short, ‘the
       IPC’). The Trial Court also convicted the appellant under the provisions
       of Section 3(2)(v) of the Scheduled Castes and Scheduled Tribes
       (Prevention of Atrocities) Act, 1989 (for short, ‘the SCST Act’). The
       Trial Court imposed capital punishment.
3.     The High Court heard the reference under Section 366 of the Code
       of Criminal Procedure, 1973 (for short, ‘the CrPC’) with an appeal
       preferred by the appellant. Though the High Court confirmed the
       conviction, the death penalty was set aside and the appellant was
       sentenced to undergo life imprisonment for the remainder of his
       natural life subject to the exercise of powers of grant of remission
       or grant of clemency by the constitutional functionaries.
[2024] 12 S.C.R.                                                      341

                     Ashok v. State of Uttar Pradesh


4.   The present appeal is against the judgments mentioned above.
     By order dated 20 th May 2022, this Court granted bail to the
     appellant after noting that he had undergone actual incarceration
     for about 13 years. We may note here that earlier, learned counsel
     Shri M Shoeb Alam was appointed as amicus curiae to espouse the
     cause of the appellant. After his designation as a senior advocate,
     he continued to assist this Court. Shri Talha Abdul Rahman,
     Advocate-on-Record, was appointed amicus curiae to assist the
     learned senior counsel.

     SUBMISSIONS
5.   The learned senior counsel appearing for the appellant has
     taken us through the evidence of the prosecution witnesses.
     Inviting our attention to evidence of PW-1, Heera Lal, the father
     of the victim, he pointed out that the version of the witness in his
     examination-in-chief is based on what was reported to him by
     PW-2, the minor witness. But, if we compare the depositions of
     PW-2 with the examination-in-chief of PW-1, there is a significant
     variance between the version of PW-2 as stated by PW-1 and what
     PW-2 stated in his examination-in-chief. He pointed out that in the
     cross-examination, PW-1 has tried to improve upon his version by
     trying to depose consistently with the version of PW-2. Inviting our
     attention to the proceedings before the Trial Court, he submitted
     that when the examination-in-chief of the PW-1 was recorded, the
     appellant-accused was not represented by any advocate. Therefore,
     the cross-examination was adjourned to enable the appellant to engage
     an advocate. An advocate was appointed to espouse his cause after
     the examination-in-chief of PW-1 was recorded. The appellant was not
     represented by any advocate at the time of the framing of the charge.
6.   Coming to the depositions of PW-2, the learned senior counsel for
     the appellant urged that considering the difference between the
     version of PW-1 in his examination-in-chief and cross-examination, the
     possibility of PW-2 being tutored cannot be ruled out. He submitted
     that evidence of PW-2 was recorded two and half years after the
     incident, and on the date of the recording of evidence, his age was
     ten years. Possibly, he was tutored. He pointed out that the evidence
     of PW-2 was not of sterling quality and, therefore, cannot be the
     sole basis for the conviction, especially when evidence regarding
     recovery is doubtful.
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7.     The learned senior counsel appearing for the appellant as amicus
       curiae pointed out that the alleged recovery of the victim’s slippers
       and underwear, at the instance of the appellant, is highly doubtful
       as the place and time of recovery have not been mentioned in the
       recovery memo. The prosecution did not examine the two witnesses
       to the recovery memo. He pointed out that the prosecution made
       no attempt to prove that blood stains on the undergarments of the
       appellant were that of the blood of the victim. No analysis was made.
8.     More importantly, he submitted that the incriminating circumstances
       brought on record in the evidence against the appellant were not put
       to him in his examination under Section 313 of the CrPC. Therefore,
       the appellant’s right of defence was seriously prejudiced. He relied
       upon a decision of this Court in the case of Raj Kumar v. State
       (NCT of Delhi).1
9.     Shri K. Parameshwar, the learned senior counsel appearing for the
       State, supported the impugned judgments. However, he has assisted
       us on the issue of legal aid to the accused.

       CONSIDERATION OF SUBMISSIONS
10. In the examination-in-chief, PW-1 stated that PW-2 witnessed the
    commission of rape and murder of the victim. According to the
    witness, PW-2 told him that as the door of the room was open while
    he was standing outside, he saw the act of commission of rape and
    murder. He deposed that after the PW-2 told him about the incident,
    he rushed along with two or three other persons to the spot. He
    found that the appellant was present there, and he questioned the
    appellant. Thereafter, the appellant fled. He tried to search for the
    victim. He found the dead body of the victim under the haystack
    in the room. It is pertinent to note that PW-2 had informed PW-1
    that the appellant was the offender. Though two to three persons
    accompanied PW-1, he did not attempt to apprehend the accused
    and take him to the police. The conduct of PW-1 of not apprehending
    the appellant, though he was present, is unnatural.
11. Examination-in-chief of PW-1 was recorded by learned Trial Judge
    on 11th May 2011. At the end of the examination-in-chief, the learned
    Trial Judge recorded that the case was adjourned at the oral request


1    [2023] 5 SCR 754 : 2023 SCC OnLine SC 609
[2024] 12 S.C.R.                                                        343

                     Ashok v. State of Uttar Pradesh


     of the appellant to engage a counsel. Before the cross-examination
     was recorded on 2nd July 2011, an advocate was appointed to espouse
     the appellant’s cause. The cross-examination of PW-1 was recorded
     on 2nd July 2011 and 24th September 2011. The witness reiterated
     that he had narrated the facts stated to him by PW-2.
12. As far as PW-2 is concerned, he was 10 years old when his
    deposition was recorded. Many preliminary questions were put to
    the witness by the learned Trial Judge. After satisfying himself that
    the witness was able to understand the questions and give a reply
    to the same, an oath was administered to him. His version in the
    examination-in-chief is that the appellant gave drinking water to him
    and the victim. After drinking the water, when they tried to leave, the
    appellant caught the victim from behind, took off her undergarments,
    and the victim started screaming. He did not depose that he had
    seen the commission of rape and murder by the appellant. To this
    extent, the version of PW-2, as told to PW-1, is entirely different.
    PW-1 claims that PW-2 reported to him that he had seen the
    appellant committing rape and murder from outside the cabin. PW-8,
    the investigating officer, stated that he had recorded the Statement
    of PW-2 on 18th June 2009. Thus, there was a delay of 21 days in
    recording his statement, though the FIR recorded that this witness
    had seen the appellant committing the crime. There is some dispute
    about whether the witness’s statement recorded under Section 161
    of CrPC was produced with the charge sheet. The learned senior
    counsel appointed as amicus pointed out that it is not on the record
    of the Trial Court. In the list of witnesses mentioned in the charge
    sheet, the name of PW-2 has not been included. Therefore, for
    all the reasons discussed above, the evidence of PW-2, the only
    eyewitness, cannot be held to be of sterling quality. It is unsafe to
    base conviction only on his testimony. Even otherwise, taking his
    testimony as correct, the evidence of the PW-2 can, at the highest,
    be the evidence of the last seen together.
13. Therefore, it is necessary to consider the other circumstantial evidence.
    In this case, the recovery of the victim’s slipper and underwear is
    alleged at the appellant’s instance. We have perused the recovery
    memo signed by the circle officer and two independent witnesses. The
    prosecution did not examine the two independent witnesses. Though
    the date of recovery is mentioned in the memo, the time and, most
    importantly, the place of recovery are not mentioned. Therefore, it
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       cannot be said that pursuant to the statement made by the appellant,
       in accordance with Section 27 of the Indian Evidence Act, 1972 (for
       short, ‘the Evidence Act’), the articles were found at the place stated
       by the appellant. Hence, the prosecution failed to prove that the
       recovery was from a particular place. Thus, evidence of recovery
       will have to be kept out of consideration. The recovery of the articles
       at the instance of the appellant is a very important circumstance in
       the chain of circumstances. It is not proved. Hence, the appellant’s
       guilt beyond reasonable doubt has not been established.

       EXAMINATION OF THE APPELLANT UNDER SECTION 313
       OF CR.P.C
14. Now, we come to the appellant’s statement, recorded per Section 313
    of the CrPC. Only three questions were put to the appellant. In
    the first question, the names of ten prosecution witnesses were
    incorporated, and the only question asked to the appellant was what
    he had to say about the testimony of ten prosecution witnesses. In
    the second question, all the documents produced by the prosecution
    were referred, and a question was asked, what the appellant has
    to say about the documents. In the third question, it was put to the
    appellant that knowing the fact that the victim belongs to a scheduled
    caste, he caused her death after raping her and concealed her dead
    body, and he was asked for his reaction to the same. What PW-1 and
    PW-2 deposed against the appellant was not put to the appellant. The
    contents of the incriminating documents were not put to the appellant.
15. In the case of Raj Kumar,1 in paragraph 17, this Court has summarised
    the law laid down by this Court from time to time on Section 313 of
    the CrPC. Paragraph 17 reads thus:
            “17. The law consistently laid down by this Court can be
            summarized as under:
            (i)   It is the duty of the Trial Court to put each
                  material circumstance appearing in the evidence
                  against the accused specifically, distinctively and
                  separately. The material circumstance means
                  the circumstance or the material on the basis of
                  which the prosecution is seeking his conviction;
[2024] 12 S.C.R.                                                           345

                          Ashok v. State of Uttar Pradesh


            (ii)    The object of examination of the accused under
                    Section 313 is to enable the accused to explain any
                    circumstance appearing against him in the evidence;
            (iii) The Court must ordinarily eschew material
                  circumstances not put to the accused from
                  consideration while dealing with the case of the
                  particular accused;
            (iv) The failure to put material circumstances to the
                 accused amounts to a serious irregularity. It will
                 vitiate the trial if it is shown to have prejudiced the
                 accused;
            (v)     If any irregularity in putting the material
                    circumstance to the accused does not result in
                    failure of justice, it becomes a curable defect.
                    However, while deciding whether the defect can
                    be cured, one of the considerations will be the
                    passage of time from the date of the incident;
            (vi) In case such irregularity is curable, even the appellate
                 court can question the accused on the material
                 circumstance which is not put to him; and
            (vii) In a given case, the case can be remanded to
                  the Trial Court from the stage of recording the
                  supplementary statement of the concerned accused
                  under Section 313 of CrPC.
            (viii) While deciding the question whether prejudice has
                   been caused to the accused because of the omission,
                   the delay in raising the contention is only one of the
                   several factors to be considered.”
     This Court based its decision on several decisions, including the
     decision in the case of Shivaji Sahabrao Bobade v. State of
     Maharashtra.2 This Court relied upon what was held in paragraph 16
     of the said case. Paragraph 16 of the said case reads thus:



2   [1974] 1 SCR 489 : (1973) 2 SCC 793
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       “16. ……………. It is trite law, nevertheless fundamental,
       that the prisoner’s attention should be drawn to every
       inculpatory material so as to enable him to explain
       it. This is the basic fairness of a criminal trial and
       failures in this area may gravely imperil the validity of
       the trial itself, if consequential miscarriage of justice
       has flowed. However, where such an omission has
       occurred it does not ipso facto vitiate the proceedings
       and prejudice occasioned by such defect must be
       established by the accused. In the event of evidentiary
       material not being put to the accused, the court must
       ordinarily eschew such material from consideration.
       It is also open to the appellate court to call upon the
       counsel for the accused to show what explanation the
       accused has as regards the circumstances established
       against him but not put to him and if the accused is
       unable to offer the appellate court any plausible or
       reasonable explanation of such circumstances, the
       Court may assume that no acceptable answer exists
       and that even if the accused had been questioned at
       the proper time in the trial court he would not have
       been able to furnish any good ground to get out of
       the circumstances on which the trial court had relied
       for its conviction. In such a case, the Court proceeds
       on the footing that though a grave irregularity has
       occurred as regards compliance with Section 342,
       CrPC, the omission has not been shown to have caused
       prejudice to the accused. In the present case, however,
       the High Court, though not the trial court has relied upon
       the presence of blood on the pants of the blood group of
       the deceased. We have not been shown what explanation
       the accused could have offered to this chemical finding
       particularly when we remember that his answer to the
       question regarding the human blood on the blade of the
       knife was “I do not know”. Counsel for the appellants could
       not make out any intelligent explanation and the “blood”
       testimony takes the crime closer to the accused. However,
       we are not inclined to rely over much on this evidentiary
       circumstance, although we should emphasise how this
[2024] 12 S.C.R.                                                       347

                     Ashok v. State of Uttar Pradesh


          inadvertance of the trial court had led to a relevant fact
          being argued as unavailable to the prosecution. Great care
          is expected of Sessions Judges who try grave cases to
          collect every incriminating circumstance and put it to the
          accused even though at the end of a long trial the Judge
          may be a little fagged out.”
                                                   (emphasis added)
     In a given case, the witnesses may have deposed in a language not
     known to the accused. In such a case, if the material circumstances
     appearing in evidence are not put to the accused and explained to
     the accused, in a language understood by him, it will cause prejudice
     to the accused.
16. In the present case, there is no doubt that material circumstances
    appearing in evidence against the appellant have not been put to
    him. The version of the main prosecution witnesses PWs-1 and 2 was
    not put to him. The stage of the accused leading defence evidence
    arises only after his statement is recorded under Section 313 of
    the CrPC. Unless all material circumstances appearing against him
    in evidence are put to the accused, he cannot decide whether he
    wants to lead any defence evidence. In this case, even the date
    and place of the crime allegedly committed by the appellant were
    not put to the appellant. What was reportedly seen by PW-2 was
    not put to the appellant in his examination. Therefore, the appellant
    was prejudiced. Even assuming that failure to put material to the
    appellant in his examination is an irregularity, the question is whether
    it can be cured by remanding the case to the Trial Court.
17. The date of occurrence is of 27th May 2009. Thus, the incident is
    fifteen and a half years old. After such a long gap of fifteen and
    half years, it will be unjust if the appellant is now told to explain
    the circumstances and material specifically appearing against him
    in the evidence. Moreover, the appellant had been incarcerated
    for about twelve years and nine months before he was released
    on bail. Therefore, considering the long passage of time, there is
    no option but to hold that the defect cannot be cured at this stage.
    Even assuming that the evidence of PW-2 can be believed, the
    appellant is entitled to acquittal on the ground of the failure to put
    incriminating material to him in his examination under Section 313
    of the CrPC. We are surprised to note that both the Trial Court and
348                                                          [2024] 12 S.C.R.

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       High Court have overlooked non-compliance with the requirements
       of Section 313 of the CrPC. Shockingly, the Trial Court imposed the
       death penalty in a case which ought to have resulted in acquittal.
       Imposing capital punishment in such a case shocks the conscience
       of this Court.

       ROLE OF THE PUBLIC PROSECUTOR
18. Under sub-Section (5) of Section 313 of CrPC (sub-Section (5) of
    Section 351 of Bharatiya Nagarik Suraksha Sanhita, 2023), the Court
    is entitled to secure the assistance of the public prosecutor and the
    advocate representing the accused to prepare the questions to be
    put in the examination under Section 313. A Public Prosecutor has
    to play an active role in ensuring that every trial is conducted in a
    fair manner and in accordance with the law. Hence, it is the Public
    Prosecutor’s duty to invite the Court’s attention to the requirement
    of putting all incriminating material to the accused. Therefore, the
    Public Prosecutor is under an obligation to remain present when the
    examination of the accused is made to assist the Court.

       FAILURE TO PROVIDE LEGAL AID TO THE ACCUSED
19. After having perused the record of the case, we found a very disturbing
    feature. It is about the failure of the State to provide timely legal aid
    to the appellant. The other issue is about the quality of legal aid.
    Apart from provisions of Article 21 and Article 39A of the Constitution
    of India, the law on the issue of the right to legal aid has been
    evolved by this Court through its landmark decisions. This Court’s first
    well-known decision is in the case of Hussainara Khatoon (IV) v.
    Home Secy., State of Bihar.3 In Paragraph 7, this Court held thus:
            “7. We may also refer to Article 39-A the fundamental
            constitutional directive which reads as follows:
                    “39-A. Equal justice and free legal aid.—The State
                    shall secure that the operation of the legal system
                    promotes justice, on a basis of equal opportunity,
                    and shall, in particular, provide free legal aid, by
                    suitable legislation or schemes or in any other way,
                    to ensure that opportunities for securing justice are


3   [1979] 3 SCR 1276 : (1980) 1 SCC 98
[2024] 12 S.C.R.                                                         349

                          Ashok v. State of Uttar Pradesh


                    not denied to any citizen by reason of economic or
                    other disabilities.”
                                                      (emphasis added)
            This article also emphasises that free legal service is
            an unalienable element of “reasonable, fair and just”
            procedure for without it a person suffering from economic
            or other disabilities would be deprived of the opportunity
            for securing justice. The right to free legal services
            is, therefore, clearly an essential ingredient of
            “reasonable, fair and just”, procedure for a person
            accused of an offence and it must be held implicit in
            the guarantee of Article 21. This is a constitutional
            right of every accused person who is unable to engage
            a lawyer and secure legal services on account of
            reasons such as poverty, indigence or incommunicado
            situation and the State is under a mandate to provide
            a lawyer to an accused person if the circumstances of
            the case and the needs of justice so require, provided
            of course the accused person does not object to the
            provision of such lawyer. We would, therefore, direct that
            on the next remand dates, when the undertrial prisoners,
            charged with bailable offences, are produced before the
            Magistrates, the State Government should provide them
            a lawyer at its own cost for the purpose of making an
            application for bail, provided that no objection is raised
            to such lawyer on behalf of such undertrial prisoners and
            if any application for bail is made, the Magistrates should
            dispose of the same in accordance with the broad outlines
            set out by us in our judgment dated February 12, 1979.
            The State Government will report to the High Court of
            Patna its compliance with this direction within a period
            of six weeks from today.”
                                                      (emphasis added)
     The second decision is in the case of M.H. Hoskot v. State of
     Maharashtra.4 In paragraphs 14 and 25 of the decision, this Court
     held thus:


4   [1979] 1 SCR 192 : (1978) 3 SCC 544
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       “14. The other ingredient of fair procedure to a prisoner,
       who has to seek his liberation through the court
       process is lawyer’s services. Judicial justice, with
       procedural intricacies, legal submissions and critical
       examination of evidence, leans upon professional
       expertise; and a failure of equal justice under the law
       is on the cards where such supportive skill is absent
       for one side. Our judicature, moulded by Anglo-American
       models and our judicial process, engineered by kindred
       legal technology, compel the collaboration of lawyer-power
       for steering the wheels of equal justice under the law. Free
       legal services to the needy is part of the English criminal
       justice system. And the American jurist, Prof. Vance of
       Yale, sounded sense for India too when he said: [ Justice
       and Reform, Earl Johnson, Jr. p. 11]
       “What does it profit a poor and ignorant man that he is
       equal to his strong antagonist before the law if there is no
       one to inform him what the law is? Or that the courts are
       open to him on the same terms as to all other persons when
       he has not the wherewithal to pay the admission fee?” ”
                                                 (emphasis added)
       “25. If a prisoner sentenced to imprisonment, is virtually
       unable to exercise his constitutional and statutory right of
       appeal, inclusive of special leave to appeal, for want of legal
       assistance, there is implicit in the Court under Article 142,
       read with Articles 21 and 39-A of the Constitution, power
       to assign counsel for such imprisoned individual “for doing
       complete justice”. This is a necessary incident of the right
       of appeal conferred by the Code and allowed by Article 136
       of the Constitution. The inference is inevitable that this
       is a State’s duty and not Government’s charity. Equally
       affirmative is the implication that while legal services
       must be free to the beneficiary, the lawyer himself has
       to be reasonably remunerated for his services. Surely,
       the profession has a public commitment to the people but
       mere philanthropy of its members yields short mileage in
       the long run. Their services, especially when they are on
       behalf of the State must be paid for. Naturally, the State
[2024] 12 S.C.R.                                                             351

                          Ashok v. State of Uttar Pradesh


            concerned must pay a reasonable sum that the court may
            fix when assigning counsel to the prisoner. Of course,
            the court may judge the situation and consider from all
            angles whether it is necessary for the ends of justice to
            make available legal aid in the particular case. In every
            country where free legal services are given it is not done
            in all cases but only where public justice suffers otherwise.
            That discretion resides in the court.”
                                                      (emphasis added)
     This issue was again dealt with by a Bench of three Judges in the
     case of Anokhilal v. State of M.P..5 In this decision, this Court
     revisited the law on this aspect. In paragraph 11, this Court relied
     upon the decision in the case of Hussainara Khatoon (IV).3 In
     paragraph 20, this Court summarised the principles laid down from
     time to time. Paragraph 20 reads thus:
            “20. The following principles, therefore, emerge from the
            decisions referred to hereinabove:
            20.1. Article 39-A inserted by the 42nd Amendment to the
            Constitution, effected in the year 1977, provides for free
            legal aid to ensure that opportunities for securing justice are
            not denied to any citizen by reason of economic or other
            disabilities. The statutory regime put in place including the
            enactment of the Legal Services Authorities Act, 1987 is
            designed to achieve the mandate of Article 39-A.
            20.2. It has been well accepted that right to free legal
            services is an essential ingredient of “reasonable, fair
            and just” procedure for a person accused of an offence
            and it must be held implicit in the right guaranteed
            by Article 21. The extract from the decision of this
            Court in Best Bakery case [Zahira Habibulla H. Sheikh
            v. State of Gujarat (2004) 4 SCC 158 : 2004 SCC (Cri)
            999] (as quoted in the decision in Mohd. Hussain
            [Mohd. Hussain v. State (NCT of Delhi) (2012) 9 SCC
            408 : (2012) 3 SCC (Cri) 1139] ) emphasises that the
            object of criminal trial is to search for the truth and


5   [2019] 18 SCR 1196 : (2019) 20 SCC 196
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            the trial is not a bout over technicalities and must be
            conducted in such manner as will protect the innocent
            and punish the guilty.
            20.3. Even before insertion of Article 39-A in the Constitution,
            the decision of this Court in Bashira [Bashira v. State of
            U.P. (1969) 1 SCR 32 : AIR 1968 SC 1313 : 1968 Cri LJ
            1495] put the matter beyond any doubt and held that the
            time granted to the Amicus Curiae in that matter to prepare
            for the defence was completely insufficient and that the
            award of sentence of death resulted in deprivation of the
            life of the accused and was in breach of the procedure
            established by law.
            20.4. The portion quoted in Bashira [Bashira v. State of
            U.P. (1969) 1 SCR 32 : AIR 1968 SC 1313 : 1968 Cri
            LJ 1495] from the judgment of the Andhra Pradesh High
            Court authored [Alla Nageswara Rao, In re, 1954 SCC
            OnLine AP 115 : AIR 1957 AP 505] by Subba Rao, J., the
            then Chief Justice of the High Court, stated with clarity
            that mere formal compliance of the rule under which
            sufficient time had to be given to the counsel to prepare
            for the defence would not carry out the object underlying
            the rule. It was further stated that the opportunity must be
            real where the counsel is given sufficient and adequate
            time to prepare.
            20.5. In Bashira [Bashira v. State of U.P. (1969) 1 SCR
            32 : AIR 1968 SC 1313 : 1968 Cri LJ 1495] as well
            as in Ambadas [Ambadas Laxman Shinde v. State of
            Maharashtra (2018) 18 SCC 788 : (2019) 3 SCC (Cri)
            452 : (2018) 14 Scale 730], making substantial progress
            in the matter on the very day after a counsel was engaged
            as Amicus Curiae, was not accepted by this Court as
            compliance with “sufficient opportunity” to the counsel.”
                                                       (emphasis added)
       In paragraph 31, norms were laid down by this Court, which read thus:
            “31. Before we part, we must lay down certain norms so
            that the infirmities that we have noticed in the present
            matter are not repeated:
[2024] 12 S.C.R.                                                         353

                     Ashok v. State of Uttar Pradesh


           31.1. In all cases where there is a possibility of life
           sentence or death sentence, learned advocates who
           have put in minimum of 10 years’ practice at the Bar
           alone be considered to be appointed as Amicus Curiae
           or through legal services to represent an accused.
           31.2. In all matters dealt with by the High Court concerning
           confirmation of death sentence, Senior Advocates of the
           Court must first be considered to be appointed as Amicus
           Curiae.
           31.3. Whenever any learned counsel is appointed as
           Amicus Curiae, some reasonable time may be provided to
           enable the counsel to prepare the matter. There cannot be
           any hard-and-fast rule in that behalf. However, a minimum
           of seven days' time may normally be considered to be
           appropriate and adequate.
           31.4. Any learned counsel, who is appointed as Amicus
           Curiae on behalf of the accused must normally be granted
           to have meetings and discussion with the accused
           concerned. Such interactions may prove to be helpful as
           was noticed in Imtiyaz Ramzan Khan [Imtiyaz Ramzan
           Khan v. State of Maharashtra (2018) 9 SCC 160 : (2018)
           3 SCC (Cri) 721] .”
                                                    (emphasis added)
20. Thus, the right to get legal aid is a fundamental right of the accused,
    guaranteed by Article 21 of the Constitution. Even under Section
    303 of the CrPC, every accused has a right to be defended by a
    pleader of his choice. Section 304 provides for the grant of legal
    aid to an accused free of costs. When an accused has either not
    engaged an advocate or does not have sufficient means to engage
    an advocate, it is the trial court’s duty to inform the accused
    of his right to obtain free legal aid, which is a right covered by Article
    21 of the Constitution of India. Sub-Section (1)of Section 304 reads
    thus:
           “304. Legal aid to accused at State expense in certain
           cases.—(1) Where, in a trial before the Court of Session,
           the accused is not represented by a pleader, and
           where it appears to the Court that the accused has
354                                                        [2024] 12 S.C.R.

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            not sufficient means to engage a pleader, the Court
            shall assign a pleader for his defence at the expense
            of the State.
            (2) ………………………………………………………………..
            (3) …………………………………………..…………………”
                                                    (emphasis added)
       Sections 340 and 341 of the Bharatiya Nagarik Suraksha Sanhita,
       2023 (for short, ‘BNSS’) are the Sections which correspond to
       Sections 303 and 304 of the CrPC. Thus, under Section 304 of the
       CrPC, it is the duty of the Court to ensure that a legal aid lawyer is
       appointed to espouse the cause of the accused.
21. Now, we come back to the facts of the case. From the proceedings
    of the Trial Court, it appears that when the charges were framed
    on 8th September 2010, and when the plea was recorded, the
    appellant was not represented by any advocate. Proceedings of 26th
    February 2011 record that though three witnesses of the prosecution
    were present, the appellant was not represented by any advocate.
    Therefore, assurance of the appellant has been recorded that he
    would call his counsel on the next date. On 11th May 2011, the
    examination-in-chief of PW-1 was recorded. In the proceedings, the
    court recorded that the appellant had not engaged any advocate on
    that day, and he was not desirous of taking legal aid. However, on
    8th June 2011, an advocate was appointed to espouse his cause.
    We find that on 20th July 2012, 4th October 2012, 1st November
    2012, 7th November 2012, 9th November 2012 and 23rd November
    2012, the advocate appointed as amicus curiae for the appellant
    was absent. Applications were required to be made by him to
    recall certain witnesses as the cross-examination was closed due
    to his absence. Thus, the evidence of more than one prosecution
    witness was recorded in the absence of the legal aid advocate. On
    7th November 2012, another advocate was appointed to espouse
    the appellant’s cause. We find that a third advocate conducted the
    cross-examination of PW-8.
22. At the stage of framing the charge, the appellant was not represented
    by an advocate. From 8th June 2011, the appellant never declined
    legal aid. We are surprised to note that the examination-in-chief of
    PW-1 was allowed to be recorded without giving legal aid counsel
[2024] 12 S.C.R.                                                        355

                     Ashok v. State of Uttar Pradesh


     to the appellant, who was not represented by an advocate. If the
     examination-in-chief of a prosecution witness is recorded in the
     absence of the advocate for the accused, a very valuable right of
     objecting to the questions asked in examination-in-chief is taken
     away. The accused is also deprived of the right to object to leading
     questions. It will not be appropriate to comment on the capabilities
     of the two legal aid lawyers appointed in this case as they are not
     parties before us. But suffice it to say that the cross-examination of
     the witnesses was not up to the mark. Some of the crucial questions
     that normally would have been put in the cross-examination have
     not been asked.

     CONCLUDING PART
23. Our conclusions and directions regarding the role of the Public
    Prosecutor and appointment of legal aid lawyers are as follows:
     a.   It is the duty of the Court to ensure that proper legal aid is
          provided to an accused;
     b.   When an accused is not represented by an advocate, it is the
          duty of every Public Prosecutor to point out to the Court the
          requirement of providing him free legal aid. The reason is that
          it is the duty of the Public Prosecutor to ensure that the trial is
          conducted fairly and lawfully;
     c.   Even if the Court is inclined to frame charges or record
          examination-in-chief of the prosecution witnesses in a case
          where the accused has not engaged any advocate, it is
          incumbent upon the Public Prosecutor to request the Court not
          to proceed without offering legal aid to the accused;
     d.   It is the duty of the Public Prosecutor to assist the Trial Court
          in recording the statement of the accused under Section 313 of
          the CrPC. If the Court omits to put any material circumstance
          brought on record against the accused, the Public Prosecutor
          must bring it to the notice of the Court while the examination
          of the accused is being recorded. He must assist the Court in
          framing the questions to be put to the accused. As it is the duty
          of the Public Prosecutor to ensure that those who are guilty of
          the commission of offence must be punished, it is also his duty
          to ensure that there are no infirmities in the conduct of the trial
          which will cause prejudice to the accused;
356                                                           [2024] 12 S.C.R.

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       e.   An accused who is not represented by an advocate is entitled to
            free legal aid at all material stages starting from remand. Every
            accused has the right to get legal aid, even to file bail petitions;
       f.   At all material stages, including the stage of framing the
            charge, recording the evidence, etc., it is the duty of the Court
            to make the accused aware of his right to get free legal aid.
            If the accused expresses that he needs legal aid, the Trial
            Court must ensure that a legal aid advocate is appointed to
            represent the accused;
       g.   As held in the case of Anokhilal,5 in all the cases where there
            is a possibility of a life sentence or death sentence, only those
            learned advocates who have put in a minimum of ten years
            of practice on the criminal side should be considered to be
            appointed as amicus curiae or as a legal aid advocate. Even
            in the cases not covered by the categories mentioned above,
            the accused is entitled to a legal aid advocate who has good
            knowledge of the law and has an experience of conducting
            trials on the criminal side. It would be ideal if the Legal Services
            Authorities at all levels give proper training to the newly appointed
            legal aid advocates not only by conducting lectures but also
            by allowing the newly appointed legal aid advocates to work
            with senior members of the Bar in a requisite number of trials;
       h.   The State Legal Services Authorities shall issue directions to
            the Legal Services Authorities at all levels to monitor the work
            of the legal aid advocate and shall ensure that the legal aid
            advocates attend the court regularly and punctually when the
            cases entrusted to them are fixed;
       i.   It is necessary to ensure that the same legal aid advocate
            is continued throughout the trial unless there are compelling
            reasons to do so or unless the accused appoints an advocate
            of his choice;
       j.   In the cases where the offences are of a very serious nature
            and complicated legal and factual issues are involved, the Court,
            instead of appointing an empanelled legal aid advocate, may
            appoint a senior member of the Bar who has a vast experience
            of conducting trials to espouse the cause of the accused so
            that the accused gets best possible legal assistance;
[2024] 12 S.C.R.                                                             357

                        Ashok v. State of Uttar Pradesh


     k.      The right of the accused to defend himself in a criminal trial
             is guaranteed by Article 21 of the Constitution of India. He
             is entitled to a fair trial. But if effective legal aid is not made
             available to an accused who is unable to engage an advocate, it
             will amount to infringement of his fundamental rights guaranteed
             by Article 21;
     l.      If legal aid is provided only for the sake of providing it, it will
             serve no purpose. Legal aid must be effective. Advocates
             appointed to espouse the cause of the accused must have good
             knowledge of criminal laws, law of evidence and procedural laws
             apart from other important statutes. As there is a constitutional
             right to legal aid, that right will be effective only if the legal aid
             provided is of a good quality. If the legal aid advocate provided
             to an accused is not competent enough to conduct the trial
             efficiently, the rights of the accused will be violated.
24. For the reasons recorded earlier, the appeal is allowed. The impugned
    judgments and orders are set aside, and the appellant is acquitted
    of offences alleged against him. The bail bonds of the appellant
    stand cancelled.
25. A copy of this judgment shall be forwarded to all State Legal Services
    Authorities to enable the authorities to take necessary measures.
26. We record our appreciation for the able assistance rendered to the
    Court by the learned senior counsel Shri M.Shoeb Alam, appointed
    to espouse the cause of the appellant. We must also record that
    the learned senior counsel, Shri K.Parameshwar, appearing for the
    respondent, has fairly assisted the Court.

     Result of the case: Appeal allowed.



     †
         Headnotes prepared by: Nidhi Jain


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