ASHOK KUMAR SONKARversusUNION OF INDIA AND ORS.
- Citation
- 2007 INSC 206
- Decided
- 23 February 2007
- Disposal
- Dismissed
- Bench
- S B SINHA
Holding
In the absence of a specified cut‑off date, the last date for filing applications is the cut‑off; the appellant did not possess the required qualification on that date, making his appointment illegal and a nullity, which the Visitor could annul under Section 5(7) of the Banaras Hindu University Act, without the need for a hearing.
Summary
The appellant applied for a lecturer post at Banaras Hindu University in May 1995 without having completed the mandatory M.D. qualification, though he submitted a certificate of admission and later passed the exam in October 1995. The University’s Visitor (the President of India) annulled his appointment under Section 5(7) of the Banaras Hindu University Act, 1915, on the ground that the selection process was illegal. The Supreme Court held that when an advertisement does not fix a cut‑off date, the last date for receipt of applications serves as the cut‑off, and the appellant was ineligible on that date. Consequently, his appointment was illegal and a nullity, which the Visitor was empowered to set aside; no hearing was required as it would be futile, and principles of equity or sympathy could not override statutory requirements. The appeal was dismissed.
Issues considered
- The appropriate cut‑off date for eligibility when none is specified in the advertisement
- Whether the appellant possessed the requisite M.D. qualification on the cut‑off date
- Whether the Visitor had jurisdiction under Sections 5(2) and 5(7) of the Banaras Hindu University Act to annul the appointment
- Whether the principles of natural justice (audi alteram partem) required a hearing in this context
- Whether the appointment was merely irregular or illegal (nullity)
- The relevance of equity or sympathy in deciding the appointment
Subjects
Judgment
ASHOK KUMAR SONKAR A
- " v.
UNION OF INDIA AND ORS.
FEBRUARY 23, 2007
[S.B. SINHA AND MARKANDEY KA TJU, JJ.] B
Service Law-Appointment-Cut-off date for possession of requisite
educational qualification-Held-In absence of any rule or any specific date
having been fixed in advertisement, it would be last date for filing of C
application-It was more so as possession of educational qualification was
mandatory, and could not be uncertain.
Banaras Hindu University Act, 1915-Sections 5, 6 and 17-Power of
Visitor-Held-Express power has been conferred upon Visitor to annul any
proceeding of University, only condition being that it should be not in D
conformity with statutes or ordinances-Selection process of lecturer falls
within its scope, especially as it had to conform to Articles 14 and 16 of
Constitution of India, 1950 and terms of Act or statute or ordinances governing
the field-Ordinarily, principle of natural justice should be followed, but not
in case where no prejudice is shown, and following them would be a futile
exercise-On facts, held, as selection of lecturer was illegal since he was not E
qualified on cut off date, it would have been futile for Visitor to give him
opportunity of being heard-Court could not invoke its equity jurisdiction
as Articles I 4 and 16 of the Constitution, and statutory rules were not
complied with-It was not a case appointment being irregular, but one of its
being non est in eye of law and a nullity. p
Appellant applied for the post of lecturer in the Department of Basic
Principles of Banaras Hindu University. On the day of his application, he had
not completed his M.D. in Sharir Kriya, an essential qualification prescribed
in advertisement for the above post. However, along with his application he
enclosed a certificate issued by Professor and Head of the Department of Basic G
Principles stating that he was admitted for the said degree. He was allowed to
appear before the Selection Committee and on being offered an appointment,
joined the said post. In the meanwhile, however, he had passed the examination
of aforesaid degree.
95 H
96 SUPREME COURT REPORTS (2007] 3 S.C.R.
A Against the appointment of appellant, respondent No.4 mo\'ed the
President of India in his capacity of the 'Visitor' of the said University. As
the 'Visitor' was of the opinion that the selection process was illegal, the
appointment of the appellant was annulled by him in exercise orthe power
conferred upon him under Section 5(7) of the Banaras Hindu Universi1ty Act, ,
B 1915. Aggrieved by this, the appellant filed a writ petition before th1~ High
Court, but it was dismissed. Hence the present appeal.
Appellant contended that (i) there was no cut-off date specified in the
advertisement and the statute or statutory rules were also silent in regard to
the question as to whether the Selection Committee could allow him to take
C part in the selection process as he had completed his M.D. before hie was
considered therefor (ii) the jurisdiction of the Visitor being limited under
Section 5(2) of the Act, new appointment could not have formed subject-matter
of his decision (iii) as he was confirmed in the post of lecturer, it was oblig.atory
on the part of the Visitor to give an opportunity of hearing to the appdlant
(iv) in view the facts and circumstances of the case, it was obligatory o:n the
D part of the High Court in equity to refuse to exercise its discretionary
jurisdiction (v) the University took a definite stand before the High Court that
he was selected in terms of the prevailing practice.
Dismissing the appeal, the Court
E HELD 1.1. Possession of requisite educational qualification is
mandatory. The same should not be uncertain. If an uncertainty is allowed to
prevail, the employer would be flooded with applications of ineligible
candidates. A cut-off date for the purpose of determining the eligibility of the
candidates concerned must, therefore, be fixed. In absence of any rule or :my
F specific date having been fixed in the advertisement, the law, therefore, would
be the last date for filing the application. (Para 18] (107-GI
1.2. Indisputably, the appellant herein did not hold the requisite
qualification as on the said cut-off date. He was, therefore, not eligible therefor.
(Para 14] (106-AJ
G
Ashok Kumar Sharma and Ors. v. Chander Shekhar and Anr., (1997) 4
sec 18, followed.
Ashok Kumar Sharma and Anr. etc. v. Chander Shekher and Anr etc.,
(19931Supp.2 sec 611.
H
ASHOK KUMAR SONKAR v. U.0.1. 97
_ • Jasbir Rani and Ors. v. State of Punjab & Anr., [2002) 1 SCC 124, A
referred to.
Bhupinderpal Singh & Ors. v. State of Punjab & Ors., (2000) 5 SCC
262, Shankar K. Manda! and Ors. v. State of Bihar and Ors., (2003] 9 SCC
519, MA. Murthy v. State ofKarnataka & Ors., (2003) 7 SCC 517, Kendriya
Vidyalaya Sangathan and Ors. v. Sajal Kumar Roy and Ors., [2006) 8 SCC B
671 and Food Corporation of India and Ors. v. Bhanu Lodh and Ors., (2005)
3 sec 618, relied on
2. The power of the Visitor is not only confined under sub-section (2) of
Section 5, but also under sub-section (7) of Section 5 of the Act Even otherwise C
sub-section (2) of Section 5 cannot be construed narrowly. The power of the
Visitor to cause an inquiry to be made is in respect of any matter connected
with the University. Sub-section (7) of Section 5 provides for a power in the
• Visitor without prejudice to the provision contained in sub-sections (2) to (6)
of Section 5 of the Act An express power, thus, has been conferred upon the
Visitor to annul any proceeding of the University. The only condition attached D
thereto :s that the same should found to be not in conformity with the statutes
or ordinances. The selection process carried out by the Selection Committee
would indisputably be a proceeding under the Act. Section 17 provides for a
statute making power, including, as prescribed in clause (I) thereof, the
classification and the manner of appointment of teachers in the University
and the colleges. [Para 22) [108-F-G-H) E
3. Appointment of a teacher must conform to the constitutional scheme
as adumbrated under Articles 14 and 16 of the Constitution oflndia and the
terms of the Act or the statute or ordinances governing the field. Any violation
of the provisions thereof would entitle the Visitor to exercise his jurisdiction F
under sub-section (7) of Section 6. It is also beyond any cavil that in exercising
the said power, the statutory provisions interpreted by this Court must be
followed. [Para 23) [109-8-C)
4.1. There cannot be any doubt whatsoever ttiat the audi alteram partem
is one of the basic pillar of natural justice which means no one should be G
condemned unheard. However, whenever possible the principle of natural
justice should be followed. Ordinarily in a case of this nature the same should
be complied with. Visitor may in a given situation issue notice to the employee
who would be effected by the ultimate order that may be passed. He may not be
given an oral hearing, but may be allowed to make a representation in writing.
[Para 24) [109-D-E) H
98 SUPREME COURT REPORTS [2007) 3 S.C.R.
A 4.2. It is also, however, well-settled that it cannot be put in any straight
~--
jacket formula. It may not be in a given case applied unless a prejudice is
shown. It is not necessary where it would be a futile exercise. [Para 25)
[109-E-F)
4.3. A court of law does not insist on compliance of useless formality. It
B will not issue any such direction where the result would remain the same, in
view of the fact situation prevailing or in terms of the legal consequences.
Furthermore in this case, the selection of the appellant was illegal. ffE, was
not qualified on the cut off date. Being ineligible to be considered for ,_
appointment, it would have been a futile exercise to give him an opportunity of
,__
being heard. [Para 26) [109-F-G)
c
Aligarh Muslim University and Ors v. Mansoor Ali Khan, [2000) 7 SCC
529, Karnataka State Road Transport Corporation andAnr. v. S.G.Kotturappa
and Anr., [2005] 3 SCC 409, Punjab National Bank and Ors. v. Manjeet Singh
arid Anr., (2006) 8 SCC 647 and P.D. Agrawal v. State Bank of India and
Ors., [200618 SCC 776, relied on
D
5.1. The principles of equity in a case of this nature will have no role to
play. Sympathy, as is well-known, should not be misplaced. [Para 301
[111-H; 112-·A)
' ..
Maruti Udyog Ltd v. Ram Lal & Ors., [20051 2 SCC 638, relied on
E
5.2. In making appointment of the appellant, the provisions of Articles
14 and 16 of the Constitution and statutory rules were not complied wilh.
The appointment, therefore, was illegal and in that view of the matter, it would
be wholly improper for the Court to invoke its equity jurisdiction. [Para 33)
[113-D-EI
F
6. It is not a case where appointment was irregular. If an appointment
is irregular, the same can be regularized. The court may not take seriou1s
note of an irregularity within the meaning of the provisions of the Act. But :if
an appointment is illegal, it is non est in the eye of law, which renders the
appointment to be a nullity. [Para 32] [113-C-D[
G
7. It was categorically stated by the University in its counter affidavit
that the writ petition being devoid of any merit should be dismissed. In any
event, we have ourselves taken into consideration the merit of the matter and
in that view of the matter the stand of the University either before th'e Visitor
.
or in the writ proceedings initiated by Respondent No. 4 is wholly irrelevant.
H [Para 341 [113-FI
ASHOK KUMAR SONKAR v. U.O.l. [S.B. SINHA, J.] 99
CIVIL APPELLATE JURISDICTION: Civil Appeal No. 4761 of2006. A
From the Judgment and Final Order dated 26.5.2006 of the High Court
of Judicature at Allahabad in Civil Misc. Writ Petition No. 48568 of 2000.
V. Shekhar, Yatish Mohan and E.C. Vidya Sagar for the Appellants.
B
G.E. Vahanvati, S.G., Rajeev Dhawan, Devadatt Kamat, Hrishikesh Baruah,
Sushma Suri, Rameshwar Prasad Goyal, L.R. Singh and..ChandraP..rakash-for
the Respondents.
The Judgment of the Court was delivered by
S.B. SINHA, J. 1. Banaras Hindu University (for short, 'the University)
c
issued an advertisement on 25.03.1995, iner alia, for filling up a vacant post
of lecturer in Tridosa Vigyan in the Department of Basic Principles. Relevant
clauses of the said advertisement are as under :
"Those who have applied earlier are required to apply again on D
the prescribed format for the post, otherwise their candidature will not
be considered. They will, however, be exempted from any payment
against the application. Their cases will be considered according to
the up-dated qualification."
Essential qualifications prescribed for the said post are E
"70. Lecturer in Tridosa Vigyan (One) [Department ofBasic Principles]
Qualifications :
Essential I. ABMS or equivalent examination
from any recognized institution. F
2. M.D. in Sharir-Kriya
Desirable I. Standard publication in the filed of
Neurophysiology, Neurochemistry,
related to Tridosa Vigyan. G
2. Knowledge of Modern Medical
Science and Sanskrit."
2. Appellant applied for the said post on 30.05.1995. As on that day,
he had not completed his M.D. in Sharir Kriya, with his application he H
100 SUPREME COURT REPORTS [2007) 3 3.C.R.
A enclosed a certificate issued by Professor and Head of the Department of
Basic Principles, Institute of Medical Sciences, Banaras Hindu Uniwrsity,
which reads as under :
"This is to certify that Dr. Ashok Kumar Sonkar son of Dr. K.P.
Sonkar, is a bona fide student of the Department of Basic Prine: pies.
B He was admitted for the Degree ofM.D. (Ay.) Basic Principles (Sharir-
Kriya) on 1st August, 1992 and his final examination will be held in
October, 1995. His thesis entitled "Clinical evaluation of therapeutic
potential of certain indigenous drugs in seizure disorders" will be
submitted in the month of June, 1995.
C He is sincere, hard working young man, zealous and outwitted
scholar and sound character of this department. He is fit to be
entrusted for clinical, research, teaching and administrative
responsibilities.
I wish him all success in future life."
D
3. He passed the said examination only on 30.10.1995. He was allowed
to appear before the Selection Committee, despite the fact that he did not hold
the requisite qualification till the date of filing of such application. He,
however, was selected and offered an appointment. He joined the said post. 1
E 4. In the meanwhile, Respondent No. 4 filed a writ petition before the
Allahabad High Court, which was marked as Writ Petition No. 20883 of 1997.
The High Court by reason of an order dated 17 .02.1998 dismissed the said
writ petition on the premise that he had an alternative remedy. Respond·ent
No.4 thereafter moved the President of India in his capacity of the 'Visitor' of
p the said University. The 'Visitor' was of the opinion that the selection process
was illegal. The selection proceeding, therefore, was set aside. However,
before the said order was passed, the comments of the University were called
for. The University offered its comments. The order of the Visitor was
communicated by the Desk Officer, Ministry of Human Resource Development
(Department of Secondary Education and Higher Education), Government of
G India, by a letter dated 18.10.2000, intimating the Registrar of the University
that the President of India in his capacity as the Visitor of the University had
annulled th1! appointment of the appellant in exercise of the power conferred ,
upon him under Section 5(7) of the Banaras Hindu University Act, 1915 (for
short, 'the Act'), the relevant portion of the said letter is as under :
H
I ASHOK KUMAR SONKAR v. U.0.1. [S.B. SINHA, J.] 101
"Kindly refer to your letter No.AA/VI-SC/1460 dated the 15 July, A
- •J
2000 foiwarding therewith 1460 a reply of the University to the show
cause Notice issued in exercise of the powers conferred upon the
,.., President of India in his capacity as the Visitor of the University under
Section 5(7) of the Banaras Hindu University Act, 1915. The Visitor,
after considering the reply of the University, pleased to annul the
appointment of Dr. Ashok Kumar Sonkar as Lecturer in Tridosh Vigyan B
IMS, Banaras Hindu University with immediate effect.
This issue on the basis of communication received from President's
secretariat vide their No. 28(2)(xiii) 98-CA (II), dated 21.03.2000. The
University may take further necessary action immediately after
intimation to this Department."
c
5. A writ petition was filed by the appellant before the Allahabad High
Court. By reason of the impugned judgment dated 26.05.2006, the said writ
petition has been dismissed.
6. Mr. V. Shekhar, the learned counsel appearing on behalf of the D
aopellant, in support of this appeal, would submit :
... (I) In absence of any cut-off date having been specified in the
) advertisement and in view of the fact that the statute or statutory
rules in this behalf are also silent in regard to the question as to
whether the Selection Committee could allow the appellant to
E
take part in the selection process as he had completed his M.D.
before he was considereg_therefor, the High Court committed a
manifest error in arriving at the finding.
(2) Jn view of the fact that the appellant was confirmed in the post
of lecturer, it was obligatory on the part of the Visitor to give an F
opportunity of hearing to the appellant.
(3) The University having taken a definite stand before the High
Court in the earlier writ petition that the appellant was selected
in terms of the prevailing practice, the impugned judgment is
unsustainable. G
,_ (4) The jurisdiction of the Visitor being limited under sub-section (2)
of Section 5 of the Act, new appointment could not have formed
subject-matter of his decision.
H
102 SUPREME COURT REPORTS [2007] 3 S. C.R.
A (5) Respondent No. 4 being himself ineligible, he did not have any
locus standi to maintain the writ petition or rriake a representation
before the Visitor of the University.
(6) In any event, keeping in view the facts and circumstances of the
case, it was obligatory on the part of the High Court in equit:1
B to refuse to exercise its discretionary jurisdiction.
7. Mr. G.E. Vahanvati, the learned Solicitor General and Dr. Rajeev
Dhawan, the learned Senior Counsel, appearing on behalf of the respondent:;,
however, supported the impugned judgment.
C 8. Section 5 of the Act provides that the President of India shall be the
Visitor of the University. Sub-section (7) of Section 5 of the Act, howevtr,
confers power upon the Visitor of the University, without prejudice to the
other provisions contained in the said Section, by order in writing, to annul
any proceeding of the University which is not in conformity with the said Act,
the Statutes or the Ordinances. Proviso appended thereto, however, manda:es
D the Visitor to call upon the University to show cause why such an order
should not be made and if any cause is shown within a reasonable time shall
consider the same, before making any such order.
9. Indisputably, the recruitment of the academic staff of the University
E is governed by the provisions of the said Act and the Statutes and Ordinances
framed thereunder.
10. The question as to what should be the cut-off date in absence of
any date specified in this behalf either in the advertisement or in the reference
is no longer res integra. It would be last date for filing application as would
F appear from the discussions made hereinafter.
I I. The question came up for consideration, inter alia, before a 3-Judge
Bench of this Court in Ashok Kumar Sharma and Anr. etc. v. Chander
Shekher and Anr etc., [1993] Supp. 2 SCC 61 I, wherein Thommen, J. spea.king
for himself and Ramaswami, J. opined :
G
"13. It is true Rule 37 is in terms applicable only to Public Service
Commission candidates and due notice of provisional entertainment
of their application, subject to their passing examination before the f
date of interview, is a requirement peculiar to Rule 37 and is not
applicable to the present case.
H
ASHOK KUMAR SONKAR v. U.O.l. [S.B. SINHA, J.] 103
14. If the principle of Rule 37 is by analogy applicable, the fact that A
- ·~
notice of provisional entertainment of applications, subject to passing
of the examination before the date of interview, is a requirement in the
interests of candidates who fell within that category. The appellants
are by analogy persons of that category, but they have no complaint
on any such ground.
B
15. The fact is that the appellants did pass the examination and were
fully qualified for being selected prior to the date of interview. By
~. allowing the appellants to sit for the interview and by their selection
on the basis of their comparative merits, the recruiting authority was
able to get the best talents available. It was certainly in the public
interest that the interview was made as broad based as was possible
c
on the basis of qualification. The reasoning of the learned Single
Judge was thus based on sound principle with reference to
comparatively superior merits. It was in the public interest that better
candidates who were fully qualified on the dates of selection were not
rejected, notwithstanding that the results of the examination in which D
they had appeared had been delayed for no fault of theirs. The
appellants were fully qualified on the dates of the interview and taking
into account the generally followed principle of Rule 37 in the State
)
of Jammu & Kashmir, we are of opinion that the technical view adopted
by the learned Judges of the Division Bench was incorrect and the
view expressed by the learned Single Judge was, on the facts of this E
case, the correct view. Accordingly, we set aside the impugned
judgment of the Division Bench and restore that of the learned Single
Judge. In the result, we uphold the results announced by the recruiting
authority. The appeal is allowed in the above terms. However, we make
no order as to costs." F
Sahai, J., however, gave a dissenting note, stating :
" ... The notification, therefore, provided not, only, the conditions which
a candidate was required to possess when applying for the post
mentioned in the notification but he was also required to support it G
with authenticated certificate and if he failed to do so then the
application was not liable to be entertained. In legal terminology
' where something is required to be done and the consequences of
failure to do so are also provided then it is known as mandatory. The
mandatory character of possessing the requirements as provided in
the first part of the notification stands further strengthened from the H
104 SUPREME COURT REPORTS (2007] 3 S.C.R.
A third and last part of the notification which prohibited the candidates
from applying if they did not possess the requisite qualifications. In
view of these clear and specific conditions laid down in the
advertisement those candidates who were not possessed of the B.E.
qualifications were not eligible for applying nor their applications
were liable to be entertained nor could they be called for interview.
B Eligibility for the post mentioned in the notification depended on
possessing the qualification noted against each post. The expression,
shall be possessed of such qualifications, is indicative of both the
mandatory character of the requirement and its operation in praesenti.
That is a candidate must not only have been qualified but he should
c have been possessed of it on the date the application was made. The
construction suggested by the learned counsel for the appellant that
the relevant date for purposes of eligibility was the date of interview
and not the date of application or July 15, 1982 the last date for
submission of forms is not made out from the language of the
notification. Acceptance of such construction would result in altering
D the first part of the advertisement prescribing eligibility on the dat1:
of applying for the post as being extended to the date of interview.
If it is read in the manner suggested then the requirement that
incomplete applications and those not accompanied by the requisite ,
certificates shall not be entertained, shall become meaningless. Purpose
E of filing certificate along with application was to prove that the
conditions required were satisfied. Non-filirig of any of the certificates
could have resulted in no( entertaining the application as the
requirements as specified would have been presumed to be non··
existent. Fulfilment of conditions was mandatory and its proof could
be directory. The former could not be waived or deferred whereas the
F defect in latter could be cured even subsequently. That is proof could
be furnished till date of interview but not the eligibility to apply for
the post. Any other construction would further be contrary to the last
part of the notification."
G 12. A review application was filed which was admitted. The matter was
again placed before a 3-Judge Bench of this Court in Ashok Kumar Sharma
and Ors. v. Chander Shekhar and Anr., [1997] 4 SCC 18. One of the issues
which fell for consideration of the Bench being Issue No. I reads as under:
"(I) Whether the view taken by the majority (Honble Dr Thommen
H and V. Ramaswami, JJ.) that it is enough for a candidate to be qualified
ASHOK KUMAR SONKAR v. U.0.1. [S.B. SINHA, J.] 105
by the date of interview even if he was not qualified by the last date A
.i prescribed for receiving the applications, is correct in law and whether
the majority was right in extending the principle of Rule 37 of the
Public Service Commission Rules to the present case by analogy?"
It was held :
B
" ... So far as the first issue referred to in our Order dated 1-9-1995 is
concerned, we are of the respectful opinion that majority judgment
(rendered by Dr T.K. Thommen and V. Ramaswami, JJ.) is unsustainable
in law. The proposition that where applications are called for prescribing
a particular date as the last date for filing the applications, the eligibility
of the candidates shall have to be judged with reference to that date c
and that date alone, is a well-established one. A person who acquires
the prescribed qualification subsequent to such prescribed date cannot
be considered at all. An advertisement or notification issued/published
calling for applications constitutes a representation to the public and
the authority issuing it is bound by such representation. It cannot act D
contrary to it. One reason behind this proposition is that if it were
known that persons who obtained the qualifications after the prescribed
date but before the date of interview would be allowed to appear for
~
the interview, other similarly placed persons could also have applied.
Just because some of the persons had applied notwithstanding that
they had not acquired the prescribed qualifications by the prescribed E
date, they could not have been treated on a preferential basis. Their
applications ought to have been rejected at the inception itself. This
proposition is indisputable and in fact was not doubted or disputed
in the majority judgment. This is also the proposition affirmed in
Rekha Chaturvedi v. University of Rajasthan. The reasoning in the
F
majority opinion that by allowing the 33 respondents to appear for the
interview, the recruiting authority was able to get the best talent
available and that such course was in furtherance of public interest
is, with respect, an impermissible justification. It is, in our considered
opinion, a clear error of law and an error apparent on the face of the
record. In our opinion, R.M. Sahai, J. (and the Division Bench of the G
High Court) was right in holding that the 33 respondents could not
have been allowed to appear for the interview.
t\
13. The said decision is, therefore, an authority for the proposition that
in absence of any cut-off date specified in the advertisement or in the rules,
the last date for filing of an application shall be considered as such. H
106 SUPREME COURT REPORTS [2007] 3 S. C.R
.A 14. Indisputably, the appellant herein did not hold the requisite:
qualification as on the said cut-off date. He was, therefore, not eligibk i-..
therefor.
15. In Bhupinderpal Singh & Ors. v. State of Punjab & Ors., [2000] 5
SCC 262, this Court moreover disapproved the prevailing practice in the StatG
B of Punjab to determine the eligibility with reference to the date of interview,
inter alia, stating :
"13. Placing reliance on the decisions of this Court in Ashok Kumar
Sharma v. Chander Shekhar, A.P. Public Service Commission v. B.
Sarai Chandra, District Collector and Chairman, Vizianagaram
c Social Welfare Residential School Society v. M Tripura Sundari
Devi, Rekha Chaturvedi v. University of Rajasthan, M V. Nair (Dr)\.
Union of India and U.P. Public Service Commission U.P., Allahabad
v. Alpana the High Court has held (i) that the cut-off date by reference
to which the eligibility requirement must be satisfied by the candidate
D seeking a public employment is the date appointed by the relevant
service rules and if there be no cut-off date appointed by the rules
then such date as may be appointed for the purpose in the advertisement
calling for applications; (ii) that if there be no such date appointed
then the eligibility criteria shall be applied by reference to the last date
appointed by which the applications have to be received by the
E competent authority. The view taken by the High Court is supported
by several decisions of this Court and is therefore well settled and
hence cannot be found fault with. However, there are certain special
features of this case which need to be taken care of and justice be
done by invoking the jurisdiction under Article 142 of the Constitution
F vested in this Court so as to advance the cause of justice."
[See Jasbir Rani and Ors. v. State of Punjab & Anr., JT (2001) 9 SC 351 :
[200211 sec 124].
16. Yet again in Shankar K. Manda/ and Others v. State of Bihar arrd
G Ors., [2003] 9 sec 519, this Court held that the following principles could be
-culled out from the aforementioned decisions :
"(!)The cut-off date by reference to which the eligibility requirement ·ff
must be satisfied by the candidate seeking a public employment is the
date appointed by the relevant service rules.
H
ASH OK KUMAR SONKAR v. U.0.1. [S.B. SINHA. J.) I07
(2) If there is no cut-off date appointed by the rules then such date A
shall be as appointed for the purpose in the advertisement calling for
applications.
(3) If there is no such date appointed then the eligibility criteria shall
be applied by reference to the last date appointed by which the
applications were to be received by the competent authority." B
17. In MA. Murthy v. State of Karnataka & Ors., [2003] 7 SCC 517, a
contention was made that Ashok Kumar-II (supra) was to operative
prospectively or not. The said contention was rejected, stating :
" .. .It is for this Court to indicate as to whether the decision in question C
will operate prospectively. In other words, there shall be no prospective
overruling, unless it is so indicated in the particular decision. It is not
open to be held that the decision in a particular case will be prospective
in its application by application of the doctrine of prospective
overruling. The doctrine of binding precedent helps in promoting D
certainty and consistency iu judicial decisions and enables an organic
development of the law besides providing assurance to the individual
as to the consequences of transactions forming part of the daily
affairs. That being the position, the High Court was in error by
holding that the judgment which operated on the date of selection
was operative and not the review judgment in Ashok Kumar Sharma E
case No. II. All the more so when the subsequent judgment is by way
of review of the first judgment in which case there are no judgments
at all and the subsequent judgment rendered on review petitions is the
one and onty judgment rendered, effectively and for all purposes, the
earlier decision having been erased by countenancing the review F
applications. The impugned judgments of the High Court are, therefore,
set aside."
18. Possession of requisite educational qualification is mandatory. The
same should not be uncertain. If an uncertainty is allowed to prevail, the
employer would be flooded with applications of ineligible candidates. A cut- G
off date for the purpose of determining the eligibility of the candidates
concerned must, therefore, be fixed. In absence of any rule or any specific
date having been fixed in the advertisement, the law, therefore, as held by this
Court would be the last date for filing the application.
19. Recently, this Court in Kendriya Vidyalaya Sangathan and Ors. v. H
108 SUPREME COURT REPORTS [2007) 3 S.C.R.
A Sajal Kumar Roy and Ors., [2006) 8 SCC 671, opined that the conditions laid
down for exercising the power of relaxation must be scrupulously followed, r. -
stating :
" ... The appointing authorities are required to apply their mind while
exercising their discretionary jurisdiction to relax the age limits.
B Discretion of the authorities is required to be exercised only for
deserving candidates and upon recommendations of the Appointing
Committee/Selection Committee. The requirements to comply with the
rules, it is trite, were required to be complied with fairly and reasonably.
They were bound by the rules. The discretionary jurisdiction could be
c exercised for relaxation of age provided for in the rules and within the
four corners thereof.... "
20. Therein, this Court noticed the decision in Food Corporation of
India and Ors. v. Bhanu Lodh and Ors., [2005) 3 SCC 618, wherein, inter alia,
it was held :
D
" ... The power of relaxation is intended to be usP-d in marginal cases
where exceptionally qualified candidates are available. We do not
think that they are intended as an "open sesame" for all and sundry.
The wholesale go-by given to the Regulations, and the manner in >-
which the recruitment process was being done, was very much
E reviewable as a policy directive, in exercise of the power of the Central
Government under Section 6(2) of the Act..."
21. We, therefore, see no infirmity in the judgment of the High Court,
in this behalf.
F 22. The power of the Visitor is not only confined under sub-section (2)
of Section 5, but also under sub-section (7) of Section 5 of the. Act. Even
otherwise sub-section (2) of Section 5 cannot be construed narrowly. The
power of the Visitor to cause an inquiry to be made is in respect of any matter
connected with the University. Sub-section (7) of Section 5 provides for a
G power in the Visitor without prejudice to the provision contained in sub-
sections (2) to (6) of Section 5 of the Act. An express power, thus, has been
conferred upon the Visitor to annul any proceeding of the University. The
only condition attached thereto is that the same should found to be not in
conformity with the statutes or ordinances. The selection process carried out
by the Selection Committee would indisputably be a proceeding under the
H Act. Section 17 provides for a statute making power, including clause (I),
ASHOK KUMAR SONKAR v. U.O.I. [S.B. SINHA, J.] 109
which reads as under : A
"(I) the classification and the manner of appointment of teachers in
the University and the colleges;"
23. Submission of Mr. Shekhar that the Visitor committed an error in
passing the impugned judgment as 'any irregularity in the procedure by any B
authority shall not render the same invalid, unless the same affects the merits
of the case' is stated to be rejected. Appointment of a teacher must conform
to the constitutional scheme as adumbrated under Articles 14 and 16 of the
Constitution of India and the terms of the Act or the statute or ordinances
governing the field. Any violation of the provisions thereof would entitle the
Visitor to exercise his jurisdiction under sub-section (7) of Section 6. It is also C
beyond any cavil that in exercising the said power, the statutory provisions
interpreted by this Court must be followed.
24. This bring U! to the question as to whether the principles of natural
justice were required to be complied with. There cannot be any doubt D
whatsoever that the audi alteram partem is one of the basic pillar of natural
justice which means no one should be condemned unheard. However,
whenever possible the principle of natural justice should be followed. Ordinarily
in a case of this nature the same should be complied with. Visitor may in a
given situation issue notice to the employee who would be effected by the
ultimate order that may be passed. He may not be given an oral hearing, but E
may be allowed to make a representation in writing.
25. It is also, however, well-settled that it cannot be put any straight
jacket formula. It may not be in a given case applied unless a prejudice is
shown. It is not necessary where it would be a futile exercise.
F
26. A court of law does not insist on compliance of useless formality .
.It will not issue any such direction where the result would remain the same,
in view of the fact situation prevailing or in terms of the legal consequences.
Furthermore in this case, the selection of the appellant was illegal. He was
not qualified on the cut off date. Being ineligible to be considered for
appointment, it would have been a futile exercise to give him an opportunity G
of being heard.
27. In Aligarh Muslim University and Ors. v. Mansoor Ali Khan, [2000]
7 sec 529, the law is stated in the following terms :
H
110 SUPREME COURT REPORTS [2007] 3 S.C.R.
A "25. The useless formality theory, it must be noted, is an exception.'
Apart from the class of cases of admitted or indisputable facts leading
only to one conclusion referred to above, there has been considerable
debate on the application of that theory in other cases. The divergent
views expressed in regard to this theory have been elaborately
considered by this Court in MC. Mehta referred to above. This Court
B surveyed the views expressed in various judgments in England by
Lord Reid, Lord Wilberforce, Lord Woolf, Lord Bingham, Megan;;, J.
and Straughton, L.J. etc. in various cases and also views expm.sed
by leading writers like Profs. Gamer, Craig, de Smith, Wade, D.H. Clark
etc. Some of them have said that orders passed in violation must
c always be quashed for otherwise the court will be prejudging the
issue. Some others have said that there is no such absolute rule and
prejudice must be shown. Yet, some others have applied via media
rules. We do not think it necessary in this case to go deeper into
these issues. In the ultimate analysis, it may depend on the facts of
a particular case.
D
28. In Karnataka State Road Transport Corporation and Anr. v. S.G.
Kotturappa and Anr., [2005] 3 SCC 409, this Court held :
" ... The question as to what extent, principles of natural justice are
required to be complied with would depend upon the fact siw:ation
E obtaining in each case. The principles of natural justice cannot be
applied in vacuum. They cannot be put in any straitjacket formula.
The principles of natural justice are furthermore not required to be
complied with when it will lead to an empty formality. What is needed
for the employer in a case of this nature is to apply the objective
criteria for arriving at the subjective satisfaction. If the criteria required
F
for arriving at an objective satisfaction stands fulfilled, the principles
of natural justice may not have to be complied with, in view of the
fact that the same stood complied with before imposing punishments
upon the respondents on each occasion and, thus, the respondents,
therefore, could not have improved their stand even if a further
G opportunity was given ... "
29. In Punjab National Bank and Ors. v. Manjeet Singh and Anr., [2006]
8 SCC 647, this Court opined : f
" ... The principles of natural justice were also not required to be
H complied with as the same would have been an empty formality. The
ASHOK KUMAR SONKAR v. U.0.1. [S.B. SINHA, J.) 111
, court will not insist on compliance with the principles of natural A
'I
justice in view of the binding nature of the award. Their application
would be limited to a situation where the factual position or legal
implication arising thereunder is disputed and not where it is not in
dispute or cannot be disputed. If only one conclusion is possible, a
writ would not issue only because there was a violation of the principle B
of natural justice."
In P.D. Agrawal v. State Bank ofIndia and Ors., (2006] 8 SCC 776, this
Court observed :
"The Principles of natural justice cannot be put in a straight jacket
fonnula. It must be seen in circumstantial flexibility. It has separate C
facets. It has in recent time also undergone a sea change."
It was further observed :
"Decision of this Court in S.L. Kapoor v. Jagmohan & Ors.,
[1980] 4 sec 379, whereupon Mr. Rao placed strong reliance to contend D
that non-observance of principle of natural justice itself causes
prejudice or the same should not be read "as it causes difficulty of
prejudice", cannot be said to be applicable in the instant case. The
principles of natural justice, as noticed hereinbefore, has undergone
a sea change. In view of the decision of this Court in State Bank of E
Patiala & Ors. v. S.K. Sharma, (1996] 3 SCC 364 and Rojendra Singh
v. State of MP., [ 1996] 5 SCC 460, the principle of law is that some
real prejudice must have been caused to the complainant. The Court
has shifted from its earlier concept that even a small violation shall
result in the order being rendered a nullity. To the principal doctrine
of audi a/terem partem, a clear distinction has been laid down between F
the cases where there was no hearing at all and the cases where there
was mere technical infri11ge111ent of the principal. The Court applies
the principles of natural justice having regard to the fact situation
obtaining in each case. It is not applied in a vacuum without reference
to the relevant facts and circumstances of the case. It is no unruly G
horse. It cannot be put in a straightjacket fonnula. (See Viveka Nand
Sethi v. Chairman, J. & K. Bank Ltd. & Ors., (2005] 5 SCC 337 and
State of U.P. v. Neeraj Awasthi & Ors., JT (2006) 1SC19. See also
Mohd. Sartaj v. State of U.P., (2006) 1 SCALE 265.]"
30. The principles of equity in a case of this nature, in our opinion, will H
112 SUPREME COURT REPORTS (2007) 3 S.C.R.
A have no role to play. Sympathy, as is well-known, should not be misplaced. ,.,
\
31. In Maruti Udyog Ltd. v. Ram Lal & Ors., [2005] 2 SCC 638, a
Division!lench of this Court, wherein one of us was a member, noticing some
decision3, observed:
B "44. While construing a statute, sympathy has no role to play. This
Court cannot interpret the provisions of the said Act ignoring the
binding decisions of the Constitution Bench of this Court only by
way of sympathy to the workmen concerned.
45. In A. Umarani v. Registrar, Coop. Societies this Court rejected a
c similar contention upon noticing the following judgments: (SCC pp.
131-32, paras 68-70)
68. In a case of this nature this Court should not even exercise its
jurisdiction under Article 142 of the Constitution oflndia on misplaced
sympathy.
D
69. In Teri Oat Estates (P) Ltd v. U. T., Chandigarh it is stated: (SCC
p. 144, paras 36-37)
36. We have no doubt in our mind that sympathy or sentiment by •.,
itself cannot be a ground for passing an order in relation whereto the
E appellants miserably fail to establish a legal right. It is further trite that
despite an extraordinary constitutional jurisdiction contained in Article
142 of the Constitution of India, this Court ordinarily would not pass
an order which would be in contravention of a statutory provision.
37. As early as in 1911, Farewell, L.J. in Latham v. Richard Johnson
F & Nephew Ltd. observed: (All ER p. 123 E)
We must be very careful not to allow our sympathy with the infant >-
plaintiff to affect our judgment. Sentiment is a dangerous will o the
wisp to take as a guide in the search for legal principles.
70. Yet again, recently in Ramakrishna Kamat v. State of Karnataka
G this Court rejected a similar plea for regularisation of services stating:
(SCC pp. 377-78, para 7)
We repeatedly asked the learned counsel for the appellants on what
1
basis or foundation in law the appellants made their claim for
regularisation and under what rules their recruitment was made so as
H
ASHOK KUMAR SONKAR v. U.0.1. [S.B. SINHA, J.] 113
to govern their service conditions. They were not in a position to A
answer except saying that the appellants have been working for quite
some time in various schools started pursuant to resolutions passed
by Zila Parishads in view of the government orders and that their
cases need to be considered sympathetically. It is clear from the order
of the learned Single Judge and looking to the very directions given, B
a very sympathetic view was taken. We do not find it eith~r just or
proper to show any further sympathy in the given facts and
circumstances of the case. While being sympathetic to the persons
who come before the court tht cou~ cannot at the same time be
unsympathetic to the large number of eligible persona waiting for a
long time in a long queue seeking employment." C
32. It is not a case where appointment was irregular. If an appointment
is irregular, the same can be regularized. The court may not take serious note
of an irregularity within the meaning of the provisions of the Act. But if an
appointment is illegal, it is non est in the eye of law, which renders the
appointment to be a nullity. D
33. We have noticed hereinbefore that in making appointment of the
appellant, the provisions of Articles 14 and 16 of the Comtitution and statutory
rules were not complied with. The appointment, therefore, was illegal and in
that view of the matter, it would be wholly improper for us to invoke our
equity jurisdiction. E
34. Mr. Shekhar is also not correct in contending that the University had
supported the case of the appellant. It was categorically stated by the
University in its counter affidavit that the wrif petition being devoid of any
merit should be dismissed. In any event, we have ourselves taken into
consideration the merit of the matter and in that view of the 'matter the stand F
of the University either before the Visitor or in the writ proceedings initiated
by Respondent No. 4 is wholly irrelevant.
35. For the reasons aforementioned, we do not fi6d any merit in this
appeal, which is dismissed. However, ill the facts and circumstances of the G
case, there shall be no order as to costs.
vs Appeal dismissed.
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